Ethical and Justice Issues At the Center of the Warsaw Climate Negotiations-Issue 3, Financing Adaptation in Vulnerable Counties, and Issue 4, Ethical Responsibilities for Loss and Damages.

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I. Introduction 

This is the fourth paper in a series which is looking at the ethical issues entailed by the negotiation agenda at COP-19 in Warsaw. The firs two papers looked at ethical issues entailed by the need for increasing ambition for national ghg emissions reduction commitments in the short-term and the second examined ethical issues created by urgent needs of nations to commit to significant ghg emissions reductions in the medium- to long-term. This paper concludes a series that has been examining ethical issues in play at Cop 19 before the conclusion of the Warsaw COP.  Additional papers in the series will again look at these issues in light of what actually happens in Warsaw.

In this paper we look at two issues together, namely ethical issues entailed by the need of many developing countries to find funding necessary to adapt to climate change and the related question of funds needed to compensate vulnerable countries and peoples for losses and damages that are not avoided by protective adaptation measures. These two issues are being examined in the same paper because ethical obligations for adaptation and compensation spring from the same ethical and legal considerations. We conclude in this paper that high-emitting nations have an ethical responsibility to fund adaptation needs in vulnerable nations and to provide funds for loss and damages in these nations despite difficult questions in determining precisely what the amount of these obligations are.

II. Ethical Responsibility for Funding Adaptation

The international community agreed in Copenhagen in 2009 to raise $100 billion annually by 2020 to fight climate change – in addition to the $30 billion they pledged to raise through 2012 in “fast-start” financing for the developing world. This funding has not yet materialized and it is not certain whether rich nations will be able to meet the 2020 goal. This paper looks at the ethical obligations of developed countries to provide this funding.

The United States and other industrialized countries committed to such assistance through the United Nations Framework Convention on Climate Change (UNFCCC), the Copenhagen Accord (2009), and the Cancun Agreements (2010), wherein the higher-income countries pledged jointly up to $30 billion of “fast start” climate financing for lower-income countries for the period 2010-2012, and a goal of mobilizing jointly $100 billion annually by 2020. The Cancun Agreements also proposed that the pledged funds are to be new, additional to previous flows, adequate, predictable, and sustained, and are to come from a wide variety of sources, both public and private, bilateral and multilateral, including alternative sources of finance.new book description for website-1_01

The United States and European Union, citing budget constraints, have refused to put concrete figures on the table during COP-18 in Qatar last year.
 A Green Climate Fund agreed at the Durban conference to spearhead funding to combat climate change, still has no money.
 For this reason, funding for needed adaptation in vulnerable countries is high-priority agenda item in Warsaw.

As we shall see, that high-emitting nations have responsibility for funding adaptation measures in developing countries is a conclusion that can be based on strong ethical grounds despite reasonable disagreements about such matters as when the ethical responsibility was triggered, which kinds of adaptation measures should be funded now, and the need to distinguish between responsibilities that arise due to the “fault” of high-emitting countries and responsibilities which arise without attributing “fault.”

High-mitting developed countries have undeniable ethical obligations to fund reasonable adaptation measures in vulnerable developing countries both as a matter of sound ethical reasoning and international law. This obligation exists even though reasonable disagreement exists about the details of this funding. It is therefore ethically unacceptable for some nations to assert that because there is disagreement about the details of funding obligations for adaptation, they need not commit to funding adaptation needs.

A rigorous ethical analysis of the obligations of high-emitting developed nations to fund reasonable adaptation measures is beyond of the scope of this paper. (For such analysis see: Brown, 2013, Chapter 7, and Grasso, 2009) Yet the outlines of this analysis are as follows:

The developed countries are most responsible for the human-induced warming which the world is experiencing and is threatening hundreds of millions of people around the world because of the levels of both historical ghg emissions amounts and high per-capita ghg emissions that have been increasing ghg atmospheric concentrations. In addition, those most vulnerable to climate change damages are often the least responsible for greenhouse gas emissions. Therefore, those who could most benefit from adaptation measures are often least responsible for excessive greenhouse gas emissions. This is true both at the national and the local level.

In addition, those most vulnerable to climate change are often least able to afford adaptation measures such as dikes, irrigation to compensate for droughts, moving away from flood or storm prone areas, installing HVAC systems and implementing improved public health systems.

In general terms, a society’s vulnerability to human-induced climate depends upon its poverty. The Pew Center for Climate Change described vulnerability to climate change as follows:

Vulnerability to climate change reflects its degree of exposure and its capacity to adapt. Exposure has two principal elements: the climatic conditions themselves, and the extent and character of the population, wealth, and development exposed to them. Capacity is a society’s ability to adapt to changing climatic conditions, whether by reducing harm, exploiting beneficial new opportunities, or both. This ability to adapt, whether to changing climate or other new circumstances, is in part a function of a society’s level of wealth, education, institutional strength, and access to technology. The nature and the extent of a society’s development, therefore, heavily influence both its degree of exposure to climate risks and its capacity to adapt.

(Burton et al. 2006)

Because vulnerability to climate change is both a function of where harsh climate change impacts will be experienced and the financial ability of people to adapt, many poor developing countries are particularly vulnerable to climate change.

That those who are causing climate change have an ethical responsibility to protect those who could be seriously harmed by human-induced warming by funding responsible adaptation measures is a conclusion that follows from numerous ethical theories and several international law principles.

Almost all the world’s religions, basic human rights theories, and numerous other ethical arguments hold that no person has a right to greatly harm someone else without their consent. In fact, the right to life and security is considered a core human rights principle that has been accepted by almost all nations in the world. All nations that are responsible for the violation of human rights have clear duties to restore conditions required to assure that the rights are enjoyed.

Some nations have denied responsibility for compensation and adaptation costs in climate change negotiations. Yet norms about responsibility for damages from human-induced climate change are well established not only by most ethical theories but also in a variety of international agreements, including the Rio Declaration on Environment and Development (UN, 1992b), United Nations Framework Convention on Climate Change (UN 1992a).

The Rio Declaration on Environment and Development states in relevant part:

• States have, in accordance with the Charter of the United Nations and the principles of international law, the sovereign right to exploit their own resources pursuant to their own environmental and developmental policies, and the responsibility to ensure that activities within their jurisdiction or control do not cause damage to the environment of other States or of areas beyond the limits of national jurisdiction (UN 1992b: Principle 2, emphasis added).

• National authorities should endeavor to promote the internalization of environmental costs and the use of economic instruments, taking into account the approach that the polluter should, in principle, bear the cost of pollution, with due regard to the public interest and without distorting international trade and investment (UN 1992b, Principle 16, emphasis added).

• States shall develop national law regarding liability and compensation for the victims of pollution and other environmental damage. States shall also cooperate in an expeditious and more determined manner to develop further international law regarding liability and compensation for adverse effects of environmental damage caused by activities within their ‘s point is he or hejurisdiction or control to areas beyond their jurisdiction (UN 1992b, Principle 13, emphasis added).

Additional norms relevant to national responsibility for damages caused by one nation to another are contained in UNFCCC including:

• Recalling also that States have, in accordance with the Charter of the United Nations and the principles of international law, the sovereign right to exploit their own resources pursuant to their own environmental and developmental policies, and the responsibility to ensure that activities within their jurisdiction or control do not cause damage to the environment of other States or of areas beyond the limits of national jurisdiction (UN 1992a: Preface, emphasis added).

• The Parties should protect the climate system for the benefit of present and future generations of humankind, on the basis of equity and in accordance with their common but differentiated responsibilities and respective capabilities. Accordingly, the developed country Parties should take the lead in combating climate change and the adverse effects thereof (UN 1992a: Art. 3, emphasis added).

• The Parties should take precautionary measures to anticipate, prevent, or minimize the causes of climate change and mitigate its adverse effects. Where there are threats of serious or irreversible damage, lack of full scientific certainty should not be used as a reason for postponing such measures, taking into account that policies and measures to deal with climate change should be cost-effective so as to ensure global benefits at the lowest possible cost (UN 1992a: Art 3, emphasis added).

 

These provisions of international law have been agreed to by all almost all nations and establish clear national responsibilities to not harm others beyond their jurisdiction, to pay for the damages to those beyond their borders who are harmed by domestic ghg emissions, and to not use scientific uncertainty as an excuse for failing to take protective action. Yet many nations have caused, and continue to cause climate change damages while they have refused to limit their emissions to their fair share of safe global ghg emissions, compensate those who have been harmed, or provide adequate, predictable funding for adaptation. Yet, the above international law provisions make it clear that nations have obligations to others to prevent climate change damage. Consequently, their failure to take action to reduce the threat of climate change makes them responsible for climate change harms and therefore responsible for funding reasonable adaptation measures of developed nations needed to prevent harm.


loss and damage

 III. Responsibility for Compensation for Climate Change Harms

Innocent people around the world will suffer harms that should be compensated by those who are responsible for climate change because: (a) there is insufficient money to support all the adaptation that is needed, (b) some harms have already occurred, (c) time does not allow for the adoption of adaptation measures necessary to protect some vulnerable people from harm, (d) it is impossible to predict where some harms will occur, or (e) the technology to protect against some of the harms is not now available. For instance, although biological sciences have produced some drought resistant crops, for other crops no drought resistant strains have yet been developed.

From this, the following conclusions can be made. Some climate change harms are unavoidable, others harms can be prevented or minimized through adaptation, and some harms have already happened. Yet, those experiencing these harms are rarely those who are most responsible for them. For this reason, developed nations have responsibility to compensate vulnerable nations and people for the harms from human-induced climate change.

IV. Difficulties In Determining Precise Amounts of Funding Amounts for Adaptation And Compensation Obligations of Individual Nations.

Thus far we have explained why high-emitting nations have clear duties to fund both reasonable adaptation in vulnerable developing countries and compensation for climate change harms in countries that have done little to cause climate change. Yet, there are, however, a number of issues that make it difficult to say what precisely is the magnitude of financial obligations for adaptation and compensation of any one nation. Looking at these issues in detail is beyond the scope of this article. (For more detailed analysis of these difficulties see Brown, 2013, Chapter 7 and Grasso, 2009.)

These issues include: (a) the need to determine when the obligation of any nation is triggered, (b) difficulties in determining which adaptation and compensation needs are attributable to human-induced warming versus natural variability, (c) challenges in allocating responsibilities among all nations that have emitted ghg above their fair share of safe global emissions, (e) challenges in prioritizing limited funds among all adaptation and compensation needs, (f) needs to set funding priorities in consultation with those who are vulnerable to climate change impacts as a matter of procedural justice, and (e) the need to consider the capacity of some nations to fund adaptation and compensation needs.

V. The Obligations of Nations To Fund Adaptation Needs and Compensate for Loss and Damages Despite Challenges in Determining Precise National Obligations.

As we have seen there are many challenges in determining precise obligations of nations for adaptation and compensation. However, these difficulties do not justify nations from ignoring their obligations for adaptation and compensation. The fact that there are challenges in working through what precisely are any nation’s obligations is not justification for failing to fund adaptation nor compensate for losses and damages.

To overcome some of the challenges in determining precise obligations, international institutional responses such as funding needs through common forms of taxation, dedication of trading revenues for use for adaptation and compensation, and other institutional responses of high-emitting countries are worthy of serious consideration.

References:

Brown, Donald, 2013, Climate Change Ethics, Navigating the Perfect Moral Storm, Routledge, Earth Scan, London and New York

Burrton, I., Deringer, E., and Smith, J. (2006) ‘Adaptation to climate change, international policy options’, Pew Center for Climate Change, available at: <http://www.pewclimate.org/docUploads/PEW_Adaptation.pdf&gt; (accessed 7 March 2012)

Grasso, Marco, 2009, An Ethical Approach to Adaptation Funding, Gl0bal Environmental Change, http://www.yumpu.com/en/document/view/9873146/an-ethical-approach-to-climate-adaptation-finance-marco-grasso

United Nations (UN) (1992a) ‘United Nations framework convention on climate change’, UN Document, A: AC237/18.

United Nations (UN) (1992b) ‘The Rio Declaration on Environment and Development’, UN Document A/CONF.151/26.

By:

Donald A. Brown

Scholar In Residence and Professor

Sustainability Ethics and Law

Visiting Professor, Nagoya University, Nagoya, Japan

Part-Time Professor, Nanjing University of Information Science and Technology,

Nanjing, China

 

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Ethical and Justice Issues At the Center of the Warsaw Climate Negotiations-Issue 1, Equity and National GHG Emissions Reductions Commitments in the Short-Term

equity and ambitionThis is the second in a series of papers which will examine the ethical and justice issues that are at the center of the Warsaw climate negotiations, often referred to as the 19th Conference of the Parties (COP-19). The first in the series can be found on Ethicsandclimate.org. This paper looks at the ethical issues entailed by the need for nations to dramatically increase their ghg emissions reductions commitments immediately, that is in the short-term, to levels that equity and justice would require of them.

Each year in international negotiations, pleas of vulnerable developing nations have become louder calling for developed nations to respond to climate change in ways that are consistent with their ethical obligations. For the most part, this had utterly failed to happen. Yet, up until a few years ago, nations could ignore their ethical responsibilities provided they made any commitments at all to reduce their ghg emissions. As a result, nations have failed to adopt climate change policies consistent with their equitable obligations despite the fact that all nations who are parties to the UNFCCC agreed, when they became parties, to reduce their emissions to levels required of them based upon “equity” to prevent dangerous anthropogenic interference with the climate system.

Although most nations have now made some commitments that have included ghg emissions reductions targets starting in the Copenhagen COP in 2009, almost all nations appear to be basing their national targets not on what equity would require of them but at levels determined by their economic and national interests. In fact, in many cases when governments have been asked why they have not made more ambitious commitments, they have cited national economic justifications or their unwillingness to make more stringent commitments until other nations do so, excuses which are also based upon national interest rather than national global obligations. And so, for the most part, nations have entered the international climate negotiations as if their commitments to an urgently needed climate change global solution can be based on national interest rather than global responsibilities.

However the longer nations have waited to respond adequately to climate change, the more difficult it has becomes to ignore what ethics and justice requires of them because climate science is telling the international community that it must immediately adopt a global approach to climate change which is much more ambitious than current national commitments will provide. And so despite the fact that some vulnerable nations have been screaming for climate justice for at least two decades, in the last few COPs equity and justice has moved to the center of the most contentious issues in dispute. Now there is no escaping the international community from reviewing   national commitments through a justice lens. The smaller the available budget becomes to avoid dangerous climate change, the more obvious the justice issues become.

Nations must both increase emissions reductions commitments immediately to give the world any hope of avoiding dangerous climate change while also agreeing to an international framework on future ghg emissions which will limit global ghg emissions in the medium- and long-term. And so, some aspects of the Warsaw agenda are focused both on increasing ghg emissions commitments in the short-term while at the same time working toward a new climate change treaty which will include a framework for national ghg emissions reductions after 2020. This paper looks at the equitable aspects of the need for more ambition in national ghg emissions commitments in the short-term while the next entry will look at ethics and justice issues entailed by the need for a new climate change treaty that was agreed to in prior COPs and that is scheduled to come into effect in 2020.

An adequate global climate change solution will need to limit total global ghg emissions to levels which will prevent atmospheric concentrations of ghgs from accumulating to dangerous levels and to do this any solution will also need to allocate total global emissions levels among all nations. Therefore each nation must agree to limit is emissions to its fair share of safe global emissions both in the short- and longer-term. There is now no way of escaping this urgent reality.

Up until now, nations could pretend that baby steps toward a global solution were acceptable progress. The urgency of finding a global climate change solution now makes it clear that such pretense is foolish self-deception.

Since the last COP in Qatar last year, there have been two prestigious scientific reports that have made it even more abundantly clear that much greater ambition from nations on their previous ghg emissions reduction commitments based upon equity are urgently needed. In 2013, IPCC in its recent Working Group I Report on the Physical Basis of Climate Change  and UNEP in its just released the Emissions Gap Report are advising the international community that the world is quickly running out of time to prevent dangerous climate change.

The UNEP report is particularly relevant to the short-term situation given that the international community has agreed to limit future warming to prevent catastrophic warming to  2° C or perhaps 1.5° C if later studies demonstrate that a 1.5° C warming limit is necessary to prevent catastrophic harms.

The UNEP report found that even if nations meet their current climate pledges, ghg emissions in 2020 are likely to be 8 to 12 gigatonnes of CO2 equivalent (GtCO2e) above the level that would provide a likely chance of remaining on the least-cost pathway.

To be on track to stay within the 2° C target and head off very dangerous climate change, the report says that emissions should be a maximum of 44 GtCO2e by 2020 to set the stage for further cuts needed keep warming from exceeding the 2° C target.

Since total global ghg emissions in 2010 already stood at 50.1 GtCO2e, and are increasing every year, reaching a 44 GtCO2e target by 2020 is extraordinarily daunting and much greater ambition is needed from the global community than can be seen in existing national ghg emissions reduction commitments.

UNEP pointed out in its report that the 44 GtCO2e target by 2020 is necessary to have any hope of achieving even greater cuts needed after 2020 when total emissions must be limited to sharply declining total emissions limitations. Moreover if the world continues under a business-as-usual scenario, which does not include pledges, 2020 emissions are predicted to reach 59 GtCO2e, which is 1 GtCO2e higher than was estimated in a UNEP report issued in 2012. Without doubt increasing the ambition of national ghg commitments is urgently needed to provide any reasonable hope of limiting warming to non-catastrophic levels.

The September, 2013, IPCC issued a report which contained a budget on total carbon emissions that the world needs to stay within to give a 66% chance of preventing more than the 2° C  warming that attracted world attention despite the fact that it has been widely criticized as being overly optimistic. This budget is an upper limit on total human CO2 equivalent emissions from the beginning of the industrial revolution until the day we stop burning carbon. The IPCC said that for warming to remain below last 2° C warming limit, the total amount of CO2 must be less than 1000 billion tons.

The IPCC report estimated that we’ve already used 531 billion tons of that budget as of 2011 by burning fossil fuels for energy as well as by clearing forests for farming and myriad other uses. That means would mean that there is 469 tons left in the emissions budget. This further means that the budget would be completely used up by current emissions by around 2044, just over 30 years from now.

Yet, the IPCC budget is likely significantly overly optimistic because ghg emissions other than CO2 are being emitted which the IPCC recent budget did not take into account. Factoring in the other ghgs brings the overall cumulative budget down from 1 trillion tons of carbon to 800 billion tons.

With that in mind, the remaining budget is even smaller, leaving just 269 billion tons of carbon left. This figure screams for a radical increase in short-term and long-term ghg emissions national ghg emissions commitments. For this reason, climate change is a civilization challenging problem of distributive justice.

The IPCC report also said that a possible release of ghg thawing permafrost and methane hydrates — which are “not accounted for in current models” — would shrink the remaining budget even further.

So why is equity and justice considerations so vital to increasing national ambitions? There are several reasons for this. First some countries much more than others are contributing to global atmospheric ghg concentrations on a per capita and total tons basis. Other countries more than others have contributed much more historically to existing elevated ghg atmospneric concentrations as they pursued higher levels of economic growth. And some countries more than others should be allowed to increase energy use to emerge from grinding poverty especially since they have done almost nothing to cause the existing crisis. And so, climate change is a civilization challenging problem of distributive justice and no matter what ethical considerations are taken into account to define an arguably distributively just allocation of ghg emissions targets among nations, many national commitments utterly and obviously flunk any ethical test. Yet the international press is not covering this aspect of this civilization challenging problem.

Ethics and justice demand that high-emitting nations and individuals reduce their emissions to their fair share of safe global emissions. Furthermore, it is already a settled principle in international law that polluters should pay for their pollution, that nations should reduce their emissions to prevent dangerous climate change on the basis of ‘equity,’ not national interest, and that nations should prevent their citizens from doing harm to people outside their national jurisdictional boundaries. These rules collectively mean that nations may not base their climate change national strategies on national interest because they they have duties, obligations, and responsibilities to others that they must take into account when setting national climate change policy. Yet hardly any nations are explaining their national ghg emissions reductions commitments on the basis of how they are congruent with their equitable obligations and the international media for the most part is ignoring this vital part of this civilization challenging drama unfolding in Warsaw.

 

equity and climate change

In addition, every national ghg emissions target is already implicitly a position on the nation’s appropriate fair share of safe global emissions because it is a global problem about which each nation must do its fair share. Any national ghg emissions reduction target is a statement about the nation’s commitment to solve a global problem which is putting hundreds of millions of existing people at risk and countless members of future generations.

nw book advFurthermore, practically the nations of the world are not likely to increase ghg emissions targets unless those nations who are already exceeding their global fair share agree to reduce their ghg emissions. And so national ghg emissions reductions based on ethics and justice are both required on the basis of morality and are urgently practically needed. The obvious place to look for increases in ambition in national commitments is from nations that are obviously above emissions reduction levels that equity would require of them.

As we shall see in the next paper on a longer-term framework for national emissions, there are several competing ethical frameworks for what constitutes any nations fair share of safe global emissions. However, that does not mean that any position on “equity”  passes minimum ethical scrutiny. And without any doubt, national ghg emissions targets based upon national economic interest alone flunks any ethical analysis because climate change requires nations to take into account how their ghg emissions are gravely harming the hundreds of millions of people around the world who are vulnerable to climate change in setting national climate change policies. That is under any conceivable ethical theory, nations must set ghg targets based upon their duties to not harm others, not self-interest alone. High-emitting nations are therefore obviously failing to set ghg emissions targets based upon their ethical obligations. In fact, as we have seen, nations often have admitted that their targets have been based upon self-interest not global duties.

Slide3For this reason, a key issue on the Warsaw agenda is the ethical dimensions of short-term ghg emissions targets and the need for high-emitting nations in particular to increase their commitments.

However, unfortunately at this moment, it is unlikely that countries will increase their emission reduction proposals in Warsaw. In fact, in some countries recent national policy changes call into question their capability to reach even their inadequate 2020 targets. Along this line, for instance, a recent backwards step of Australia was announced that it intends to abolish its newly established carbon pricing mechanism.

This series will report on what happened in Warsaw on short-term ghg targets and equity at the conclusion of the Warsaw conference

By:

Donald A. Brown

Scholar In Residence and Professor,

Windener University School of Law

Harrisburg, Pa.

Visting Professor, Nagoya University

Nagoya, Japan

Part-Time Professor

Nanjing University of Science Information and Technology

Nanjing, China

dabrown57@gmail.com