Ethical Issues with Relying on Pricing Carbon as a Policy Response to Climate Change.

I. Introduction.

This entry will examine ethical issues raised by relying on putting a price on carbon as a policy response to reduce the threat of climate change.

Establishing a price on carbon emissions as a response to reduce a government’s greenhouse gas (GHG) emissions has received strong support around the world. One observer of global climate change policy developments has concluded:

Not only is there a robust consensus among economists, but they have been remarkably successful in spreading the gospel to the wider world as well. Climate activists, wonks, funders, politicians, progressives, and even conservatives (the few who take climate seriously) all sing from the same hymnal. It has become conventional wisdom that a price on carbon is the sine qua non of serious climate policy. (Roberts, 2016)

This article will identify potential ethical problems with relying on carbon pricing to reduce the enormous threat of climate change despite the widespread popularity of pricing carbon regimes. As we shall see, although a few ethicists have ethical problems with any carbon pricing scheme, many others approve of carbon pricing schemes provided that the regime design adequately deals with certain ethical issues that carbon pricing regimes frequently raise.

Climate pricing regimes vary greatly from the government to government and among different types of carbon pricing regimes. However, there are two basic methods for using a price on carbon to reduce greenhouse (GHG) emissions.

The first is to distribute carbon caps, often referred to as carbon allowances, to GHG emitters usually followed by a tightening of the cap over time to achieve desired GHG  emissions reduction goals.  Those who have more allowances than they need may sell allowances to those who do not have enough.  Thus carbon allowances may be bought and sold, a scheme that is often justified by economists by claiming that this approach leads to GHG reductions at the lowest cost thereby finding an efficient solution to climate change while the amount`of GHG emissions achieved by the scheme may be determined by the total amount of allowances permitted. This method is usually referred to as “cap and trade”

Many cap and trade regimes allow those who need additional allowances to reduce GHG emissions to levels required by the cap to fund GHG emissions reduction projects often anywhere in the world including in places without a cap and get credit for the amount of GHG reductions achieved by the funded project, which credit then can be applied to determine whether the cap has been achieved. Different trading regimes have different rules specifying where and under what conditions emissions credits can be obtained by funding projects in other places.

The other common carbon pricing scheme is for government to charge a price for carbon emissions, a method usually referred to as carbon taxing. The carbon tax works also to lower GHG emissions because it makes technologies which produce less GHG per unit of energy more attractive thereby creating strong incentives for energy users to switch to energy technologies which produce less GHG emissions per unit of energy produced.  A price on carbon also creates incentives for all those responsible for GHG emissions to do what they can to emit less GHGs, including, for instance, reducing their carbon footprints by driving less, walking more, lowering thermostats in the winter, adding insulation to buildings, etc.

For these reasons, putting a price on carbon emissions as a policy response to human-induced climate change has strong global support particularly among economists.

This article will identify ethical issues created by (a) any carbon pricing scheme, (b) cap and trade regimes, and (c) carbon taxing regimes. This analysis will be followed by several conclusions.

II. Ethical Issues Raised By Any Carbon Pricing Scheme.

Although many ethicists who have identified ethical issues raised by policy responses to climate change that rely on putting a price on carbon acknowledge that pricing schemes have shown to be effective in reducing GHG emissions often at lower costs than other regulatory approaches, some ethicists nonetheless oppose carbon pricing schemes because of certain ethical problems with these schemes. Many other ethicists who acknowledge potential ethical problems with carbon pricing schemes believe these problems can be adequately dealt with by appropriate carbon pricing regime design. Yet even if ethical problems raised by carbon pricing regimes can be averted through carbon pricing regime design, policymakers and citizens need to understand these ethical problems so that they can be mitigated in the design of the carbon pricing scheme.

An ethical approach to climate change would limit GHG emissions by law at levels necessary to prevent human-induced climate change harms to people and ecological systems. For instance, many governments have established legal requirements on the percentage of renewable energy required of electricity providers, a policy response that does no rely on pricing carbon. An ethical approach to climate change is based on different justifications for reducing change harms than some economic approaches. As Vanderhelen said:

An ethical approach to climate policy is based on different assumptions than economic-based policy assumptions. The ethical approach says we should act on climate change now, not because the future costs of inaction exceed those of mitigation, but because the failure to do so harms others. It is our ethical duty to avoid this. (Vanderhelen, 2011)

And so an ethical approach to climate change requires those who are responsible for human-induced climate change harms to comply with their duty to not harm others without regard to the economic value of costs and benefits of climate change policy responses. All national governments in the world have duties to take actions that reduce GHG emissions from their jurisdiction to the nation’s fair share of safe global GHG emissions under the Paris Agreement and the United Nations Framework Convention on Climate Change. 
In addition, an ethical approach to climate change also identifies ethical issues raised by carbon pricing schemes including the following:

A.  Assuring the price will achieve GHG reductions at levels entailed by the government’s ethical obligations.

The amount and speed of GHG emissions reductions that government policies should achieve is fundamentally an ethical question that economic reasoning alone cannot determine. As the Intergovernmental Panel on Climate Change concluded in its 5th Assessment Report:

  • How should the burden of mitigating climate change be divided among countries? It raises difficult questions of fairness, and rights, all of which are in the sphere of ethics. (IPCC, 2014, WG III, Ch. 3, pg. 215).
  • The methods of economics are limited in what they can do. They are suited to measuring and aggregating the wellbeing of humans, but not in taking account of justice and rights (IPCC, 2014, AR5, WG III, Ch. 3, pg.224).
  • What ethical considerations can economics cover satisfactorily? Since the methods of economics are concerned with value, they do not take account of justice and rights in general. (IPCC, 2014,.AR5, WG III, Ch. 3, pg. 225).
  • Economics is not well suited to taking into account many other aspects of justice, including compensatory justice (IPCC,2014, AR5, WG III, Ch. 3,pg. 225).
  • [I]t is morally proper to allocate burdens associated with our common global climate challenge according to ethical principles. (IPCC, 2014, AR5, WG III, Ch. 4, pg. 317).

Thus, no carbon pricing scheme alone without consideration of ethical issues can determine what the magnitude and timing of a government’s GHG emissions reduction goals should be because a government’s GHG emissions reduction goals must be based on fairness, justice, and obligations to not harm others or the ecological systems on which life depends without the consent of those who will be harmed. These are essentially ethical matters that economic rationality alone cannot deal with. Proponents of carbon pricing schemes claim that pricing regimes allow those responsible for reducing GHG emissions to achieve reductions at the lowest cost, yet the amount of reductions that a nation is obligated to achieve is essentially an ethical matter.  So the goal of any pricing scheme should be designed to achieve ethically justified national GHG emissions reduction targets.

All nations in the world have agreed under the 2015 Paris Accord that they are duty bound to adopt policies that will enable the international community to limit warming to between 1.5 degrees C and 2.0 degrees C, the warming limit goal, on the basis of equity and common but differentiated responsibilities and respective capabilities in light of national circumstances, the ‘equity’ requirement under the Paris Agreement.(UNFCCC, Paris Agreement, 2015, Art 2.) And so all nations have an ethical duty to determine their GHG emissions reduction goals which at a minimum would limit warming to as close as possible to 1.5 degrees C although no greater than 2.0 degrees C on the basis of what equity requires of it to achieve these warming limits. Equity is understood by philosophers as a synonym for distributive justice.

Although there are differences among ethicists about what equity requires,  “equity” may not be construed to mean anything that a nation claims it to mean, such as national economic self-interest. As IPCC said, despite ambiguity about what equity means:

there is a basic set of shared ethical premises and precedents that apply to the climate problem that can facilitate impartial reasoning that can help put bounds on the plausible interpretations of ‘equity’ in the burden sharing context. Even in the absence of a formal, globally agreed burden sharing framework, such principles are important in establishing expectations of what may be reasonably required of different actors. (IPCC, (IPCC, 2014, AR5, WG III, Ch. 4, pg. 317).

The IPCC went on to say that these equity principles can be understood to comprise four key dimensions: responsibility, capacity, equality and the right to sustainable development. (IPCC, 2014, AR5, WG III, Ch. 4,  pg 317)

As a result, because some pricing regimes will not reduce national GHG  emissions to levels required by their national obligations under the Paris Agreement even those nations that have adopted some kind of carbon pricing regime have had to enact other climate change policies to achieve the nation’s GHG reduction goals. For this reason and because some politicians have conditioned their support for a proposed carbon pricing scheme on acceptance of legal provisions that prohibit policy responses that are in addition to a carbon pricing scheme under consideration by a legislature, policymakers and citizens need to understand that any carbon pricing scheme must assure that a government’s emissions reduction policies will achieve the government’s ethically determined carbon emissions reduction obligations.  Thus they must oppose legislation that prohibits a government from supplementing carbon pricing schemes with other laws to reduce GHG emissions.

Thus the quantity of the price placed on carbon under a taxing scheme or the magnitude of allowances under a cap and trade regime should be established after express determination of the government’s ethically prescribed obligations to reduce GHG emissions to its fair share of adequately safe global emissions.

Every national GHG emissions reduction target is implicitly a position on two profound ethical questions among others. They are:

  • the amount of warming and associated harms the nation is willing to inflict on others including poor vulnerable people and nations, Since all nations have agreed under the Paris Agreement to limit warming to as close as possible to 1.5 degrees C and no greater than 2.0 degrees C, these warming limits should be the default assumptions of governments’ GHG reduction target formulation;
  • the nation’s fair share of total global GHG emissions that may not be exceeded to keep global warming from exceeding the Paris Agreement’s warming limit goals of 1.5 degrees C to 2.0 degrees C

Thus, to make sense of the acceptability of any carbon pricing scheme, government’s should; (a) identify its GHG reduction target, (b) how the target achieves its GHG emissions reduction obligations in regard to warming limits and fairness, (c) the date by which the target will be achieved, and (e) the reduction pathway that will achieve the GHG reduction goal.

The date by which the GHG reductions will be achieved is ethically relevant because any delay in achieving required reductions affects the remaining carbon budget that is available to assure that any warming limit goal is achieved. Carbon budgets that must constrain global GHG emissions to achieve any warming limit goal such as the 1.5 degrees C to  2.0 degrees C warming limit goals under the Paris Agreement continue to shrink until total GHG emissions are reduced to levels that will stabilize atmospheric GHG concentrations at levels that will not cause warming greater than the warming limit goal. Therefore both the magnitude of the government’s GHG emissions reduction goals and the time it takes to achieve the goal are relevant factors in regard to whether any government will achieve GHG reductions that represent its fair share of safe global emissions. In fact the reduction pathway by which the reduction goal will be achieved is also relevant to whether a government will reduce its GHG emissions to levels required of it by its obligations because pathways which produce rapid reductions early in any period will consume less of a shrinking carbon budget than pathways that achieve most of the reductions at later times in the relevant period.  This fact is depicted in this chart.

This chart demonstrates that different GHG reduction pathways may consume different amounts of any relevant carbon budget even if the percent amount of reductions, in this case, 100% reduction by 2050, is the same for the different pathways. The amount of the budget consumed by the two pathways is represented by the areas underneath the curves.

B. Intrinsic Ethical Problems With Any Carbon Pricing Scheme.

A few ethicists argue that relying on putting a price on carbon to achieve a government’s obligations is ethically problematic without regard to the details of the pricing scheme.

Ethicist Michael Sandel, for instance, in a 1967 OpEd in the New York Times entitled It’s Immoral to Buy the Right to Pollute identified the following ethical problems with pricing carbon after acknowledging that trading GHG emissions allowances could make compliance for the United States cheaper and less painful. (Sandel, 1967)

Turning pollution into a commodity to be bought and sold removes the moral stigma that is properly associated with it. If a company is fined by a government for spewing excessive pollutants into the air, the government conveys its judgment that the polluter has done something wrong. A fee, on the other hand, makes pollution just another cost of doing business, like wages, benefits, and rent. (Sandel, 1967)

The distinction between a fine and a fee for despoiling the environment is not one we should give up too easily. Suppose there was a $100 fine for throwing a beer can into the Grand Canyon, and a wealthy hiker decided to pay $100 for the convenience. Would there be nothing wrong with his treating the fine as if it were simply an expensive dumping charge?

Or consider the fine for parking in a place reserved for the disabled. If a busy contractor needs to park near his building site and is willing to pay the fine, is there nothing wrong with his treating that space as an expensive parking lot?

In effacing the distinction between a fine and a fee, emission trading is like a recent proposal to open carpool lanes on Los Angeles freeways to drivers without passengers who are willing to pay a fee. Such drivers are now fined for slipping into carpool lanes; under the market proposal, they would enjoy a quicker commute without opprobrium. (Sandel, 1967)

Some human behavior is so morally reprehensible that charging a price for the behavior to create a disincentive is widely seen as morally unacceptable. For instance, most societies would agree that a strategy to reduce child prostitution that relies on increasing the price of child prostitution or taxing a sexual transaction in which children are involved is morally unacceptable. Because some countries’ GHG emissions are far greater than any reasonable determination of their fair share of safe global emissions and these GHG emissions are already contributing to the killing or harming millions of people around the world while threatening tens of millions of others, allowing GHG emitters to continue to emit GHGs at unsafe levels if they are willing to pay the price required by a government rather then establishing a legally determined maximum emissions rate consistent with the emitter’s morally determined emissions limits can be argued to be as morally unacceptable as dealing with child prostitution by imposing a tax. Even though a tax might achieve the same amount of reductions as a legal limit implemented by an enforceable cap on GHG emissions amounts, applying a tax implicitly signals that it is morally permissible to continue emitting GHGs at current levels as long as the carbon tax is paid. Thus, the tax can diminish the moral stigma entailed by status quo levels of emissions.

Putting a price on carbon as a policy response to climate change is often justified by economists as a way to make sure that market transactions consider the value of harms caused by climate change that are unpriced in market transactions.  For instance, because the price of coal does not consider the value of the harms caused by the burning of coal that will be experienced by some people who are not participants in the sale of the coal, putting a price on carbon equivalent to the value of the harms caused by the burning of coal is a way of assuring that the value of the harms caused by the coal are considered in the market transaction. This addition to the price is referred to as a Pigovian tax or a tax on any market transaction that generates negative externalities, so that the value of the negative externalities is included in the market price.  Most economists recommend that the amount of the tax be based on the social cost of the negative externalities where the social costs are measured in dollars or other monetary units determined by the amount people would be willing to pay to prevent the harm. Once the cost the harms is determined and included in a tax, the market will be able to operate efficiently.

Economists thus justify a tax set in this way because it enables the market to maximize preferences. But ethics is interested not in maximizing preferences people have but in assuring that people’s preferences are those that people should have morally.  For ethicists, it is wrong to harm people without their consent, even if those causing the harm could pay victims money calculated by the market value of the harm. That is, according to most ethicists it is morally wrong to harm people or the ecological systems on which life depends even if those causing the harm are willing to compensate those harmed. Some ethicists therefore argue, putting a price on carbon as a policy response to climate change does not pass ethical scrutiny unless the price prevents all non-trivial harms to life, health, and ecological property that people have not consented to. Given that some human rights have already been demonstrated to be violated by climate change (UNHR, 2018), any price on carbon that allows human rights violations to continue does not pass ethical scrutiny.

And so putting a price on carbon does not pass ethical scrutiny as long as the price does not prevent the harms that people have right to object to without their consent.

Although the money from the carbon tax could be used to compensate people for harms caused by climate change, this potential use of the tax revenues does not ethically justify continuing the behavior which causes serious harms to others without the consent of those who are harmed. In addition, because those being harmed by GHG emissions are people all around the world, if the revenue from a tax is to be used to compensate those who will be harmed by the GHG emission, the revenues from a tax would have to be distributed worldwide.  At this time there is no such global revenue stream from national carbon pricing schemes.

Many citizens and institutions around the world including many colleges and universities have significantly reduced their carbon footprint because they believed they had a moral obligation to do so as long as their GHG emissions could contribute to harming people, animals, ecological systems on which life depends, or things of great value to people.  A sense of moral obligation, without doubt, motivates, at least some people and institutions, to do the right thing. Yet pricing carbon as a response to climate change does not create a legal prohibition to reduce GHG emissions but only an economic incentive to do so.  A government could always legally prohibit activities that create GHG emissions that create harms, an approach to changing behavior that was the dominant strategy in environmental law for many decades. Economists, however, have often objected to these “command and control’  approaches because they claim that market-based mechanisms can achieve needed reductions in a more efficient economic way, that is, at a price that includes consideration of the value of the harms created.

At least in the United States, many of the proponents of carbon pricing are failing to educate civil society about the moral obligations of all nations and people to reduce GHG emissions to their fair share of safe global emissions, a concern particularly in light of the very limited time left to limit warming to non-catastrophic levels. These proponents often passionately advocate for the adoption of a carbon pricing scheme because they are accurately convinced that a price on carbon will reduce GHG emissions, yet ignore discussing the non-discretionary moral duty to reduce GHG emissions thus inadvertently leaving the impression that provided that those who are willing to pay a price placed on carbon they have no moral obligation to cease activities which are responsible for carbon emissions. 

Economists often justify their market-based solutions as a method for maximizing the enjoyment of human preferences.  They thus calculate the value of harms avoided by climate policies by determining a market value of the harm and if there is no market value they often determine the value of the harms by determining what people are willing to pay to prevent the harm. This allows the economists to compare the cost of reducing GHG emissions against the value of harms prevented through pricing and in so doing allows a policymaker to select a policy option which maximizes human preferences. Yet, as we have seen ethics is concerned not solely with efficiently achieving the preferences people have but with establishing what preferences people should have in light of their moral obligations.

Under an ethical approach to climate change based on an injunction against harming others, because any additional GHG are raising GHG atmospheric levels which are already increasing harms people are suffering from droughts, floods, intense storms, tropical storms, and heat waves among other causes of  climate-induced harms, an ethical argument can be made that any carbon pricing scheme should seek to achieve the lowest feasible GHG emissions levels as quickly as possible. Ethics refuses to define what is ‘feasible’ in terms of the balance of costs and benefits. Ethics requires that harm to innocent victims must be avoided, even when the cost of reducing pollution exceeds the monetary value of harms to life and ecological systems on which life depends. Not all economists, of course, argue that government policies should be based on cost-benefit analysis but many do.

An ethical approach to climate change also requires that polluters should pay for the harms and damages they create as well as the costs to them of reducing the pollution.  Many carbon pricing schemes ignore the duty of GHG emitters to compensate those who have been harmed by their GHG emissions and base the amount of the tax on the amount of money needed to reduce GHG emissions while ignoring any obligations to compensate those who have been harmed by their emissions. This problem could be remedied by basing any price on the amount of money needed to compensate those who have experienced loses and damages or by providing separate funds to compensate those who are harmed by climate change but most carbon pricing schemes fail to take these matters into consideration.

Ethicists also acknowledge that climate-related harms are more likely to affect the poor, not just those who are now being asked to contribute toward its mitigation. For this reason, many ethicists prefer laws that prohibit certain immoral behaviors over laws that allow people to continue their immoral behavior if they are willing to pay higher prices entailed by the value of the harms caused by their behavior.

Economists often support pricing schemes if the pricing leads to the market incentivizing the use of alternative technologies that don’t create the harms of concern. In such cases, the morality of the pricing scheme likely depends on whether the technical transformation created by the pricing scheme will take place soon enough to prevent the harms of concern.

However, even in these cases, many ethicists believe that human activities that create morally unacceptable levels of GHG emissions should be responded to as moral obligations and only support pricing schemes so long as the scheme will enable reducing GHG emissions to morally acceptable levels as rapidly as possible. However, even so, some ethicists warn against erasing the moral stigma entailed by morally unacceptable levels of GHG emissions that could occur by allowing some to continue to exceed their moral obligations if they are willing to pay to do so.

Pope Francis in Laudato Si, the papal encyclical released in July 2015, questions whether market capitalism can effectively protect the poor, and in one passage specifically criticized “the strategy of buying and selling ‘carbon credits.’ More specifically Laudato Si argues that:

The strategy of buying and selling ‘carbon credits’ can lead to a new form of speculation which would not help reduce the emission of polluting gases worldwide. This system seems to provide a quick and easy solution under the guise of a certain commitment to the environment, but in no way does it allow for the radical change which present circumstances require. Rather, it may simply become a ploy which permits maintaining the excessive consumption of some countries and sectors. (Laudato Si 171).

The Pope’s objection appears to be based in part on the fact that a carbon pricing scheme will allow those who can afford to continue emitting GHGs after paying the pricing fee to do so while those that are unable to afford to pay the fee will need to reduce the activities that create GHG emissions. Yet this problem can be somewhat ameliorated by carbon pricing regime design decisions on how revenues are distributed or how allowances to emit are allocated.  However, these decisions raise questions of distributive justice, that is questions about how burdens or benefits of public policy should be allocated to comply with what fairness requires. For this reason, carbon pricing schemes often raise serious questions of distributive justice.

In addition if revenues from pricing schemes are to be used to help compensate those who are most harmed by climate change, given that those who are most harmed are often very poor people in poor nations that usually have done little to cause climate change, the revenues would need to transferred to poor nations and people around the world. Yet no national carbon pricing schemes have yet proposed such international financial transfers.

III. Ethical Issues Raised by Cap and Trade GHG Emissions Reduction Schemes

This paper next examines the following ethical issues raised by cap and trade regimes that are additional to those discussed in Section II.

A very detailed examination of some ethical issues raised by cap and trade regimes by Simone Carey and Cameron Hepburn is entitled Carbon Trading: Unethical, Unjust, and Ineffective? The Carey/Hepburn paper discusses in detail the following ethical issues raised by cap and trade regimes that are in addition to those discussed above. The following is a summary of issues discussed by the Carey/Hepburn paper.

A. Rights to use nature cannot be owned

Because GHG emitters that receive allowances or buy allowances from those that have excess allowances could under some trading mechanisms hold or bank these allowances, holders of allowances could be understood under some trading schemes to have a right pollute the atmosphere at levels entailed by the allowances they hold. However, most ethicists believe that no one should have a property right to pollute the atmosphere.  Because in absence of a rule that would prevent the owner of allowances to bank the allowances for use far into the future, the owners of the allowances could accumulate the right to pollute far into the future. As a result, some ethicists have argued that allowances should be limited to a specific time period and be understood to be revocable if the science changes and concludes that greater reductions are necessary then those that were understood to be necessary to prevent harm when the allowances were distributed.

B  Responsibilities to abate harms cannot be transferred to others

Some ethicists believe that some human responsibilities should not be allowed to be transferred to others. For instance, it is generally believed to be ethically unacceptable for those who are potentially subject to being drafted into the military to be able to buy their way out of this obligation by paying someone else to agree to take one’s place if he or she is drafted. For this reason, some ethicists claim that is ethically problematic for high GHG emitters to get a credit for reductions made by others while not requiring more of the high emitters to reduce their emissions.

C. Distributive justice issues with how allowances and revenues are allocated

Because those with the money to do so can buy scarce allowances, participants in a cap and trade regime can wind up with vastly unequal levels of allowances creating significant differences among participants in rights to emit GHGs. In addition, because rules determining who can get allowances and what is done with the money generated from allowance trading can create great imbalances, rules for allocating allowances and revenues from sales of allowances should be consistent with what distributive justice requires to assure fair burden and benefit sharing. Distributive justice requires that people should be treated equally unless there are morally relevant reasons for treating people differently. There is no reason in principle for allowance and revenue allocations to lead to a more unequal distribution of wealth. It will depend on how the cap and trade scheme is designed.

These issues are discussed in more detail by the Carey/Hepburn paper.

D. Ethical issues created by the fact that some cap and trade regimes allow high emitters of GHGs to count emissions reductions made by projects of others funded by the emitters in achieving the high emitters’ GHG reduction obligations.  

Some cap and trade regimes allow those with GHG emissions reduction obligations to count the reduction of GHG emissions made by others’ projects funded by the emitter as a credit in achieving the emitter’s cap obligations. Economists justify this feature of cap and trade because it allows emitters to achieve GHG reductions at a lower price, However, not all GHG reduction strategies will reduce GHG emissions with equal probabilities that GHG reductions made by the emitter would actually have achieved. For instance, an electricity supplier can commit to reducing its emissions to amounts that will be achieved with high levels of confidence by installing non-fossil energy but if the electricity supplier relies on funding a forestation project in a third world country to obtain a credit for its emissions reductions. the actual reductions to be achieved by the funded project are much more speculative because of problems in assuring that any forest project will keep GHG reductions achieved by photosynthesis of the forest out of the atmosphere forever. Thus funding a project to achieve GHG emissions credits raises issues about the reliability of achieving specific GHG emission reduction amounts that are more reliable if the person responsible for GHG emissions must assure that GHG emissions will actually be achieved.

Thus cap and trade regimes often also raise the following ethical problems which were discussed in more detail in a prior entry on this website. (Brown, Ethical Issues Raised By Carbon Trading, 2010).:

a. Permanence. Many proposed projects for carbon trading raise serious questions about whether the carbon reduced by a project will stay out of the atmosphere forever. Yet permanent storage of carbon is needed to assure equivalence between emissions reductions avoided if no credits were issued and atmospheric carbon reductions attributable to a project which creates carbon credits. This is so because emissions reductions should guarantee that some quantity of GHG will not wind up in the atmosphere, yet some projects which are used to substitute for emissions reductions at a source have difficulty in demonstrating that the quantities of carbon reductions projected will actually be achieved. For instance, carbon stored in forests, soils, or geological carbon sequestration projects could be released to the atmosphere under the certain conditions. For example, rapid temperature change could kill trees thus releasing back into the atmosphere carbon stored in the trees. This problem is usually referred to as the problem of “permanence” of carbon reduction projects. For this reason, only projects that assure permanent reduction of carbon in the atmosphere can be categorized as environmentally effective projects and should be used to offset activities which actually release carbon.

b. Leakage. Many proposed projects for carbon trading raise serious questions about whether carbon reduced by a project at one location will result in actual reductions in emissions because the activity which is the subject of the trade could be resumed at another location. For example, paying people to plant trees in location A is not environmentally effective if these same people that receive the money chop down trees at place B. This is the problem usually referred to as “leakage.” Forest and other kinds of bio-sequestration projects that sequester carbon in particular often create leakage challenges. Industrial projects can also create leakage problems if the industry gets credit for reducing carbon at one industrial plant while moving the carbon producing activities to another place. If leakage occurs, then the trade is not environmentally effective.

c.  Additionality. Getting a credit for a project which is used in a trade will also not be environmentally effective if the project would have happened anyway for other reasons. This is so because trading regimes usually assume that a GHG emitter should get credit because of their willingness to invest in projects that reduce carbon emissions that would not happen without the incentive to get credit for carbon reductions. If the project would happen without the investment of the emitter, then the investment in the project is not “additional” to business as usual. This is the problem usually referred to as the “additionality” problem.

d.  Enforcement of trading regimeA trading regime is environmentally ineffective if its conditions cannot be enforced. Although enforcement of trading regimes is sometimes practical when the project on which the trade is based is within the jurisdiction of the government issuing the allowances, enforcement is particularly challenging when the project is located outside of allowance issuing government. In such cases, enforcement must be “out-sourced” to other institutions or governments In addition, while many hundreds of millions of dollars are being invested in setting up emissions trading schemes all over the world, virtually no resources are being channeled into their enforcement or verification. Although most cap and trade regimes have built-in carbon reduction verification steps, verification remains extremely difficult for many types of carbon reduction projects for which credits are being issued because of the lack of enforcement or long-term verification potential. This enforcement challenge is exacerbated when projects for which credits are issued are in poor countries without the technical capability to enforce or verify that reductions have been made. Because of this, a strong case can be made that those who desire to rely on projects that have dubious enforcement and verification potential should have the burden of demonstrating enforcement and verification potential before they may obtain credits generated from these projects.

 e. Distributive justice and internal allocation of a government-wide cap. How a cap is allocated among entities within a government creates many potential distributive justice problems. Governments sometimes distribute a cap they have by giving away allowances, auctioning allowances, and other ad hoc considerations that often take into account political feasibility. Each of these methods of distributing a cap raises distributive justice issues that are often ignored for political reasons. For instance, both auctioning allowances and giving away allowances could be significantly regressive, making higher-income households better off while making lower-income households worse off. Auctioning could also be regressive if the most wealthy get the most permits forcing those without the financial resources into non-polluting options. Sometimes governments choose to allocate the cap by placing caps on “upstream” carbon users such as coal and petroleum companies and ignoring “downstream” carbon emitters such as coal-fired industrial users. A decision to place a cap upstream makes the climate change regime easier to administer but could have regressive effects on those least able to afford increased fuel costs. An upstream cap also can create little incentives for those who can afford to waste energy to change behavior. In contrast, downstream caps puts the responsibility on energy users. There is no ethically neutral way to decide these design questions.

f. Distributive justice and revenue from allowancesWhen allowances are auctioned or otherwise purchased, governments must make decisions about how to use allowance revenues. These decisions raise a host of distributive justice issues that are often ignored for political reasons. Some governments have chosen, for instance, to use allowance revenues to fund climate change technology research, to meet international obligations to fund climate change adaptation projects in developing countries, to fund programs to reduce deforestation projects in developing countries, to buy off politically powerful opponents to climate change legislation, to help those least able to cope with rising energy costs, or to subsidize nuclear power, geologic carbon sequestration, or renewable energy.  Thus, decisions about how to allocate revenues from distributing allowances raise distributive justice issue

IV. Ethical Issues With Carbon Taxes.

In addition to the ethical issues that apply to all carbon pricing regimes identified in section II of this entry, carbon taxing regimes can raise the following additional ethical issues.

a. Distributive Justice and a Carbon Tax.  Carbon taxing regimes must decide who must pay the tax and just as is the case for cap and trade regimes in the allocation of allowances, taxing schemes may choose to apply the tax either to upstream producers of carbon fuels such as petroleum or coal companies that distribute fossil fuels or further downstream to entities such as electricity generators who consume the fossil fuels. Upstream taxation creates fewer taxable entities who have a huge tax burden. Therefore the decision on who to tax creates different winners and losers, an outcome which has political significance particularly in places where fossil energy is mostly produced. If the tax is based on the amount of CO2 per unit of energy, then some fossil fuel industries such as coal production will pay a much higher tax per unit of energy, a fact which most greatly affects those places and communities that produce fuels with higher CO2 emissions levels per unit of energy.  This fact creates heavy burdens from the tax for those who are dependent on the sale of fuel with higher CO2 production levels. And so a decision about who must pay a tax has distributive justice implications.

How the tax revenues are used by the government also has enormous political and distributive justice implications. Policymakers are faced with many competing ways of using tax revenues generated by putting a price on carbon.  Many parts of the world that have established a carbon tax use it primarily to subsidize technologies that produce lower amounts of GHG per unit of energy such as wind and solar power. Other governments use the revenues to ease the burden on those who are most affected by the tax, including poor people. Thus how the revenues of a carbon tax are distributed raises deep questions of distributive justice which also create issues of political feasibility.

b. Amount of the tax. 

As we have seen all carbon pricing schemes raise ethical issues about whether the price is sufficient to achieve GHG emissions reductions consistent with the government’s ethically determined obligations to reduce GHG emissions. A pricing  regime that is based on taxing carbon emissions raises more challenging questions about whether the tax is ethically stringent enough than cap and trade regimes because governments are able more easily assure that the cap is stringent enough than a regime based on taxing carbon because the size of the cap may be set directly on the magnitude of GHG reductions required for the government to achieve its ethically determined GHG emissions reductions obligations while the sufficiency of a tax must rely on economic modelling to determine the magnitude of reductions that will be achieved by different levels of the tax. Determining the amount GHG reductions that will be achieved by different levels of the tax is always somewhat of a guessing game due to the inherent imprecision of economic modeling to predict how entities and people will respond to different price signals. For this reason, taxing schemes that seek to assure that the government will reduce GHG emissions reductions levels congruent with the government’s ethically determined reduction obligations should include accelerator provisions that would increase the amount of the tax once it is determined that actual GHG reductions are not consistent with reductions pathways required to achieve ethically determined reductions obligations. However, because experience with carbon taxing programs around the world has demonstrated that political backlash will likely arise that undermines government support for continuing a carbon tax that is judged to be too high, governments which seriously seek to reduce their GHG emissions through imposing a tax alone may need to consider back up strategies rather than rapidly accelerating taxes if the original tax does not achieve the GHG reductions required of it by its ethical obligations.

c. Considering responsibility for prior emissions, an issue relevant to distributive  justice. 

Distributive justice supports an allocation of burden sharing obligations on the basis of who is most responsible for causing the current problem. Carbon tax regimes are usually forward-looking; in that most schemes make everyone pay the same price for using the atmosphere’s capacity to absorb CO2.    Thus the scheme ignores responsibility determined by looking backward at questions such as:

  • Who caused the problem?
  • Who benefited from past emissions?
  • Who is in the best position to fix the problem?

To deal with these questions, a carbon tax may need to be supplemented by additional policies, for example by tax credits for poor people or sharing of tax revenues with those who must pay the tax but who have done little to cause the current problem so that the tax scheme can consider the distributive justice implications of looking backward at who is most responsible for the current problem

V. Conclusions.

As we have seen carbon pricing schemes designed to reduce GHG emissions raise a host of ethical issues and problems.

Although many of these ethical problems can be dealt with by the pricing carbon regime design, given the enormous threat to life and ecological systems created by human-induced climate change, perhaps the most important ethical issue raised by carbon pricing regime is whether the carbon pricing regime will be successful in reducing a government’s GHG emissions to its fair share of safe global emissions.

Because there is limited political support for enacting carbon pricing schemes with sufficient pricing levels to achieve the enormous reductions in GHG emissions now necessary to prevent very dangerous climate change, carbon pricing schemes will likely require policy responses in addition to carbon pricing alone.

Because of the need to judge whether any carbon pricing scheme will achieve a government’s ethically determined GHG emissions reduction obligations, all proposed carbon pricing schemes should be clear and transparent on how the pricing scheme will achieve the government’s ethically determined GHG reduction goals. A pricing scheme could contribute to achieving a nation’s GHG reduction obligations either by establishing a price that will sufficiently reduce a government’s GHG emissions to achieve the nation’s GHG reduction obligations by itself or in combination with other GHG reduction policies. However, to judge the adequacy of the pricing scheme, governments should explain the role of any carbon pricing scheme in achieving its ethically determined GHG reduction obligations.

References: 

Brown, D. (2010, Ethical Issues Raised By Carbon Trading; https://ethicsandclimate.org/2010/06/15/ethical_issues_raised_by_carbon_cap_and_trade_regimes/

Carey, S.& C.Hepburn, (2011) Carbon trading: unethical, unjust and ineffective? http://www.lse.ac.uk/GranthamInstitute/wp-content/uploads/2011/06/WP49_carbon-trading-caney-hepburn.pdf

Intergovernmental Panel on Climate Change (IPCC), 1995, AR2, Working Group III, Economic and Social Dimensions of Climate Change, https://www.ipcc.ch/publications_and_data/publications_and_data_reports.shtml#1

Intergovernmental Panel on Climate Change (IPCC), 2014, Working Group III, Mitigation of Climate Change, http://www.ipcc.ch/report/ar5/wg3/

Pope Francis, (2015), Laudato Si http://w2.vatican.va/content/francesco/en/encyclicals/documents/papa-francesco_20150524_enciclica-laudato-si.html

Roberts, D. (2016) Putting a price on carbon is a fine idea. It’s not the end-all be-all, Vox, https://www.vox.com/2016/4/22/11446232/price-on-carbon-fine.

Sandel, M. (1967) It’s Immoral to Buy the Right to Pollute, http//www.nytimes.com/1997/12/15/opinion/it-s-immoral-to-buy-the-right-to-pollute.html

UNFCCC, Paris Agreement2 (2015), https://unfccc.int/resource/docs/2015/cop21/eng/l09r01.pdf

UNHR, UN High Commissioner on Human Rights, (2018) Climate Change is a Human Rights Issue, http://www.ohchr.org/EN/NewsEvents/Pages/ClimateChangeHumanRightsIssue.aspx

By:

Donald A. Brown

Scholar in Residence, Professor

Widener University Commonwealth Law School

dabrown57@gmail.com

 

COMMENTS

The following comments on this entry were made by Eric Haites, an economic consultant for Margaree Consultants Inc, in Toronto

 

Ethical Issues Entailed by Pricing Carbon as a Policy Response to Climate Change confuses benefit-cost analysis with carbon pricing and criticizes carbon pricing on grounds that also apply to non-price policies.

Carbon pricing policies – cap and trade systems (CTSs) and carbon taxes – are regulatory measures to limit greenhouse gas emissions (GHGs) by specified sources within a jurisdiction. They may be implemented in conjunction with or as substitutes for non-price regulations such as subsidies for non-carbon energy, minimum gasoline efficiency standards for vehicles, funding for affordable public transportation, requirements/incentives to increase the supply of renewable energy and energy efficiency standards for buildings.

Benefit-cost analysis of climate change compares the estimated costs of different levels of global emissions reductions with the estimated value of reduced global climate change damages associated with those emission reductions. Benefit-cost analysis of climate change is extremely complex conceptually and in practice. Since the analysis must span a century or more due to the long atmospheric lives of greenhouse gases, the calculations are very sensitive to the discount rate and have large uncertainty ranges.

A CTS or carbon tax can be implemented by a jurisdiction to help achieve its GHG reduction goal regardless of how that goal is established. A country that has a nationally determined contribution under the Paris Agreement can use carbon pricing and/or non-price policies to meet its commitment.

It is true that many economics textbooks suggest that the carbon tax be set at the level determined by benefit-cost analysis, but that is not necessary and is based on the implicit assumption that an emissions reduction goal has not been established by other means, such as international negotiations.

Many of the criticisms of carbon pricing policies do not specify an alternative policy. If emissions are to be reduced, the alternative is a set of non-price regulations including efficiency standards and increased reliance on renewable energy. In practice, neither carbon pricing nor non-price regulations cover all GHG emissions, so there are regulated emissions and exempt emissions under every policy.

Consider then the claim that it is immoral to buy the right to pollute. Before a regulation is implemented, the right to pollute in unlimited quantities is free. Regulations impose costs and/or quantity limits on the right to pollute. In the case of a carbon tax, there is a cost for each ton of GHGs emitted by specified sources. In the case of a CTS, total emissions by specified sources are capped. In the case of non-price regulations there is a compliance cost, but any remaining emissions are free and unrestricted. The cost of an efficient automobile is higher, but its emissions are not priced or restricted.

One of the arguments by Simone Carey and Cameron Hepburn cited by the paper is that the rights to nature can not be owned. Many CTSs explicitly state that the allowances are not property rights. Almost all of the CTSs have cancelled or greatly devalued surplus allowances.

In the paper, the discussion of the distinction between a fine and a fee is misleading for a CTS. Every CTS has penalties for non-compliance, so the correct comparison is the fine for a CTS and that for a non-price policy. The non-compliance penalty for most CTSs is a reduction in emissions equal to the exceedance plus a penalty. To use the analogy in the paper, a CTS requires the offender to pick up the beer can and pay a penalty. In contrast, a non-price regulation only imposes a fine.

The paper raises the concern that “the tax can diminish the moral stigma entailed by status quo levels of emissions.” Why would the moral stigma associated with residual emissions differ? Are the residual emissions by a source subject to a carbon tax morally less acceptable than those by the owner of a more efficient automobile. Sources subject to carbon pricing policies have a financial incentive to make emission reductions that cost less than the tax/allowance price. Sources subject to non-price policies have no incentive to reduce their emissions.[1]

Issues of distributive justice arise for all regulations; which sources are regulated, how stringent is the regulation, how should groups that are adversely affected by compensated? The paper clearly identifies these issues for CTSs and carbon taxes. But they apply equally to non-price regulations. Who pays for the more efficient vehicles and buildings, the public transit and the additional renewable energy? Those costs will be borne by specific groups or the government. Carbon pricing policies have the advantage that they generate revenue that can be used to help address distributive justice.

The paper argues that past emissions should be considered when addressing distributive justice. Presumably, this consideration applies to any policy, not just carbon pricing. In practice the ability to do this is limited due to lack of data and the long atmospheric lives of GHGs. Non-price regulations often differentiate between existing and new sources and CTSs address this concern through their allowance allocations.

In summary, carbon pricing can be implemented by a government to help meet its GHG emissions reduction target regardless of how that target is established. A CTS or carbon tax can be implemented alone, jointly or in combination with non-price policies. In practice all jurisdictions with a pricing policy also implement non-price policies. Many of the ethical criticisms of pricing policies apply to non-price policies as well. Price policies have the advantage of raising revenue that can be used to address distributive justice.

[1] Indeed, they may have a financial incentive to increase emissions. A more efficient vehicle may have a lower operating cost per km so the owner may drive more.

Resonse to comments

I agree that levels of GHG reductions achieved by a pricing scheme need not be determined by Cost-Benefit Analysis although some economists recommend this. In such cases the ethical issues discussed in this paper apply

Mr, Haite is correct that the articles criticism of carbon pricing schemes may also apply to other responses to climate change, However, if the level of reductions that constitute a nation’s GHG reduction target are based on a nation;s ethical obligations, then the problem entailed by some carbon pricing scheme’s allowing emitters to continue emit as long as they pay  a tax is not possible.

 

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The Moral Outrageousness of Trump’s Decision on the Paris Agreement

 

 

 

 

 

 

When Pope Francis in May of 2015 issued his Laudata Si encyclical which called climate change a moral issue, it got global attention. Yet despite extensive international media coverage of worldwide condemnation of President Trump’s decision to remove the United States from the Paris agreement, there has been relatively little coverage of why the Trump decision should be understood not only as a dangerous break with the international community but as a profoundly immoral choice.

Climate change has certain features that more than any other global environmental problem call for responding to it as a moral problem. First, it is a problem caused mostly by high-emitting developed countries that are putting relatively low emitting developing countries most at risk. Second, the potential harms to the most vulnerable nations and people are not mere inconveniences but include catastrophic threats to life and the ecological systems on which life depends. Third, those people and nations most at risk can do little to protect themselves by petitioning their governments to shield them; their best hope is that high-emitting nations will respond to their obligations to not harm others. Fourth CO2 emissions become well mixed in the atmosphere so that COatmosphere concentrations are roughly the same around the world regardless of the source of the emissions. Therefore unlike other air pollution problems which most threaten only those nations and communities located within the pollution plume, greenhouse gas emissions from any one country are threatening people and other countries around the world.  This means that US greenhouse gas emissions are causing and threatening enormous harm all over the world.

Under the 2015 Paris accord, 195 nations agreed to cooperate to limit warming to as close as possible to 1.5°C and no more than 2.0°C.  Even nations that have historically opposed strong international action on climate change, including most of the OPEC countries, agreed to this warming limit goal because there is a broad scientific consensus that warming above these amounts will not only cause harsh climate impacts to millions around the word, but could lead to abrupt climate change which could create great danger for much of the human race. The international community’s condemnation of the Trump decision is attributable to the understanding that achieving the Paris agreement’s warming limit goals will require the cooperation of all nations and particularly high emitting nations including the United States to adopt greenhouse gas reduction targets more ambitious than nations have committed to thus far. For this reason, most nations view the Trump decision as outrageously dangerous.

Trump justified his decision by his claim that removing the United States from the Paris agreement was consistent with his goal of adopting policies that put America first. According to Trump staying in the Paris Agreement would cost America as much as 2.7 million lost jobs by 2025 including 440,000 fewer manufacturing jobs. This claim was based on a dubious study by National Economic Research Associates which was funded by the U.S. Chamber of Commerce and the American Council for Capitol Formation.  This study has been widely criticized for several reasons including that it neither counted the number of jobs which would be created in the renewable energy industry in a transformed energy sector nor the economic benefits of preventing climate change caused harms.

Yet it is the Trump assertion that the United States can base its energy policy primarily on putting US economic interests first while ignoring US obligations to not harm others that most clearly provokes moral outrage around the world. The moral principle that people may not harm others on the basis of self-interest is recognized by the vast majority of the world’s religions and in international law under the “no harm principle”.  The “no- harm’ rule is a principle of customary international law whereby a nation is duty-bound to prevent, reduce, and control the risk of environmental harm to other nations caused by activities within the nation  For these reasons, the Trump decision on the Paris Agreement is a moral travesty.

By: 

Donald A. Brown

Scholar In Residence and Professor

Widener University Commonwealth Law School

dabrown57@gmail.com

What Advocates of Strong Government Action on Climate Change Should Learn from Sociology

 

sociology and climate

This is the 3rd entry in a series that has been examining the practical significance for climate change policy formation of insights of sociologists about the failure of governments to respond to the enormous threat of climate change.

This series is reviewing a new book about the social causes of climate change. The book is Climate Change and Society, Sociological Perspectives by Riley Dunlap and Robert Brulle, eds., Oxford University Press, 2015, New York.

In the first entry in the series, we described why sociological explanations for the success of the opponents of climate change policies and identification of deep ethical and moral problems with arguments made by climate change policy opponents largely have been missing from mainstream climate change literature and the media coverage of human-induced warming issues.

In the second entry in this series, we looked at the insights from sociology about the morally reprehensible climate change disinformation countermovement.

We now review what advocates of strong government action on climate change should learn from sociologists.  We note that the Dunlap/ Brulle book contains many other issues about the sociology of climate change than those discussed in this series. However, advocates of climate change policy should:

1. Pay attention to and educate others on  how civil society’s understanding of climate change issues has been manipulated by powerful forces, that is, help citizens see the wizard behind the curtain who has been projecting a false understanding of climate change matters.

wizard

In the first entry in this series, we reviewed the conclusions of sociologists summarized in the Dunlap/Brulle book about why most of the climate change literature relevant to relevant to changing the dangerous path the world was on assumed that the primary challenge was to motivate individuals to respond to the danger of climate change described by scientists. Therefore, many of not  most climate policy advocates focused on how to improve messaging about climate change policies or how to we incentivize individual behavioral change through the use of economic incentives.

We also explained that for over 30 years, proponents of action on climate change mostly focused on responding to the arguments made by opponents of climate change that government action on climate change was unjustifiable due to scientific uncertainty and high costs of proposed climate policies.

Because motivating individual behavior to engage in activities that don’t produce GHGs was assumed to be the major challenge to improve government responses to climate change, proponents of climate change policies have largely relied on the disciplines of economics and psychology, two disciplines which claim expertise on how to motivate individual behavior, to make policy recommendations on how to change individual responses to climate change. Yet sociologists warn that individuals almost always make decisions in response to the cultural understanding of the problem of concern. Therefore, large scale individual behavioral change on climate change is not likely as long as many people are influenced by the cultural narrative pushed by the opponents of climate change that climate change science is uncertain and that proposed responses to climate change will create great unacceptable damage to a nation’s economy.

Therefore, those working to improve government and individual responses to climate change should adjust their tactics to respond to the insights of sociologists that have concluded that citizens need to understand how the cultural understanding of climate change has been shaped by powerful actors who have used sophisticated tactics to achieve support for their position that climate change policies should be opposed on the basis of scientific uncertainty and unacceptable costs to the economy. It is not enough for proponents of climate change policies to simply make counter scientific and economic “factual” arguments to the scientific and economic claims of  the climate change policy opponents,  advocates for climate policies need to help citizens understand what interests are responsible for the disinformation that is the basis for the  false arguments made by opponents of climate change policies, why the tactics used the opponents of climate change policies are morally reprehensible, and why the arguments of those opposing climate change policies will continue to create huge injustices and immense suffering in the world.

As we explained in on this website many times, although skepticism in science is a good thing, opponents of climate change participating in the denial countermovement have engaged in a variety of morally reprehensible tactics that have included:

(a) lying about or acting with reckless disregard for the truth of climate change science,

(b) cherry-picking climate change science by highlighting a few climate science issues about which there has been some uncertainty while ignoring enormous amounts of well-settled climate change science,

(c) using think tanks and front groups to manufacture claims about scientific uncertainty about climate science which have not been submitted to peer-review,

(d) hiring public relations firms to undermine the public’s confidence in mainstream climate change science,

(e) making specious claims about what constitutes “good” science,

(f) creating front groups and fake grass-roots organizations known as “Astroturf” groups that hide the real parties in interest behind opposition to climate change policies, and

(g) cyber-bullying scientists and journalists who get national attention for claiming that climate change is creating a great threat to people and ecological systems on which life depends.

These tactics do not constitute responsible scientific skepticism, but morally reprehensible disinformation (For a discussion of these tactics and why they are morally reprehensibility, see, An Ethical Analysis of the Climate Change Disinformation Campaign: Is This A New Kind of Assault on Humanity?)

The United States and some other countries are nations where a culture of individualism dominates, cultural understanding which often hides the role that politically powerful actors play in formulating  public policy. On this issue, the new book on sociology and climate change states:

Psychological and economic perspectives on climate change can easily be misused to reinforce the societal tendency to focus on individuals as both the primary cause of, and solution to climate change. (Brulle, R. and Dunlap, R., 2015. p. 10 ) …..These disciplines  assume that addressing the human dimensions of climate change is in essence a matter of incentivizing, persuading and encouraging individuals to do their bit and to quit the habit of excessive resource consumption. This approach leads to an emphasis on addressing climate change by changing individual behavior via financial incentives or disincentives or through various communications efforts aimed at promoting lifestyle changes that reduce carbon emissions. (Brulle, R. and Dunlap, R., 2015, p. 10 )

The notion of autonomous individuals responsible for their personal choices is widely held among US policymakers, the media and the general public and is of course quite compatible with the assumptions of economics and psychology. But simply pursuing strategies to motivate individual behavioral change without helping citizens understand how the cultural understanding of climate change was manufactured by morally indefensible strategies, does little to change the cultural understanding of the problem held by many.

Proponents of climate change policies need to help citizens see who is the wizard behind the screen which has over and over again been making false claims about the lack of  scientific grounding for the conclusions that humans are responsible for creating huge climate change threats. Proponents of climate change policies need to achieve greater understanding of and focus on who is funding the false claims of the opponents of climate change policies, and how they are organized and communicate, what tactics they have and continue to use to propagate a false narrative, and how the actions of politicians who resist action on climate change are linked to the the climate change denial countermovement.

web of denial

In the last month,19 US Senators led by Senator Sheldon Whitehorse have begun to publicize the role of fossil fuel coal companies in misleading citizens on climate change (See Web of Denial).  This political effort has been made possible by the sociological work of Dunlap, Brulle, and McCritte, among others.  And so there is a growing body of sociological work that is now available to help citizens understand how the cultural understanding of climate change has been manipulated at the federal level in the United States and in several other countries.  However, additional sociological analysis is needed to better understand how opponents of climate change policies have  successfully manipulated the government response to climate change at the State and local level in the United States and other countries, matters which the Dunlap/Brulle book acknowledges.

Simply improving messaging in accordance with recommendations of psychologists  or following the recommendations of economists to create economic incentives to engage in less GHG producing behavior will not likely create strong citizen support for climate change policies unless citizens better understand that the narrative created by opponents of climate change policies about high levels of scientific uncertainty and unacceptable harm to the economy from the adoption of climate policies is not only false but has been manufactured by fossil fuel companies and other entities which have economic interests in continuing high levels of fossil fuel consumption. Advocates of climate policies need to help citizens understand that the wizard behind the curtain has been the fossil fuel industry, their industry organizations, free-market fundamentalists foundations, and the politicians who represent the interests of and are often funded by these groups.

As we have seen, in the first two entries in this series, the new book edited by sociologists  Dunlap and Brulle includes information  on how participants in the denial countermovement have prevented governments from responding to climate change by undermining the scientific basis on which claims about the urgent need to take action. The participants in the countermovement have attacked climate models, paleoclimatic data on which warming trends are based, modern temperature records, mainstream scientists who have claimed there is an urgent need to act, and manufactured bogus non-peer-reviewed climate science claims which they have then widely publicized in books and pamphlets, and then widely circulated the publications to journalists and politicians, tactics which have succeeded in getting the disinformation propaganda  widely distributed by friendly media. (Dunlap, R., and McCright, 2015, p. 306–307).

The climate denial countermovement has also blocked critical reflection on and  serious debate about climate change through other strategies which seek to promote the idea that civil society will be better off if climate change policies are not adopted. These strategies have included funding politicians that will promote the interests of participants in the climate change denial countermovement, placing people sympathetic to the interests of the fossil fuel industry in positions of authority in government institutions with regulatory authority, limiting the budgets of government environmental agencies in ways that prevent government action on climate change, orchestrating political opposition to climate change legislation through funding campaigns and lobbying efforts, and stroking the fear of individuals about adverse economic effects of climate change legislation (Dunlap, R., and McCright, A., 2015, p. 306–307).

As we have seen in the first entry in this series, opponents of climate change policies have also successively tricked proponents of climate change policies and the media covering climate change issues to focus on “factual” scientific and economic arguments while ignoring the deep moral and ethical problems with these arguments.

Advocates of climate change policies need to better educate civil society about how opponents of climate change policies are actually preventing government action on climate change. On these issues. sociological research can be helpful in explaining what has happened to prevent government action on climate change..

Sociologists can help citizens understand how the concentrated wealth of the opponents of climate change policies  have created an enormous inequality in the ability of different groups to participate in public decisions about climate change. For this reason, advocates of climate change policies need to publicize the details of how the opponents of climate change use the political processes open them to achieve their goals and why the opportunity for citizen involvement in climate change policy formation is often hindered by institutional structure and processes.

 2. Help civil society better understand the ethical and moral limits of the economic narrative discourses which are dominating civil society’s understanding of the acceptability of climate change policies.

The Dunlap/Brulle book explains how the discourse of neoliberal economic ideology has dominated political approaches to society’s problems.(Dunlap, R. and McCright, A. 2015, p. 304) This ideology holds that civil society is better off if market capitalism is left alone and unimpeded by regulations that interfere with the generate of wealth. Advocates of  neoliberal ideology value individual rights. private property, laissez-faire capitalism, and free enterprise (Dunlap, R. and McCright, A. 2015, p. 302). Because neoliberal ideology has dominated political life in many countries including the United  States, many if not most proponents of climate change policies have advocated for “market” based solutions to climate change such as carbon taxes or cap and trade programs. Yet market ideology often ignores moral and ethical questions such as on what justice and fairness considerations should the burdens of reducing GHG emission be allocated. Yet questions of distributive justice about which nations should bear the major responsibility for most GHG reductions at the international level have and continue to block agreement in international climate negotiations, as well as questions about which countries should be financially responsible for adaptation costs and damages in poor countries that are most vulnerable to climate change’s harshest climate impacts and who have done little to cause the problem.

The failure of nations to consider act on what equity and justice requires of them to reduce the threat of climate change has been at the very center of the most contentious disputes in international climate negotiations (See, Brown, 2013, On the Extraordinary Urgency of Nations Responding To Climate Change on the Basis of Equity).

Many proponents of strong climate change policies that advocate for market based solutions have largely ignored the many obvious ethical and equity questions raised by climate change and as result the mainstream press has largely ignored these issues despite the fact that these issues are at the center of international disputes over climate change.  Also despite the fact that the positions that the United States and several other countries have frequently taken in Internationale climate negotiations have clearly flunked minimum ethical scrutiny, the US media has largely ignored the ethical and justice issues raised by the US response to climate change. (See Brown, 2012, A Video: Even Monkeys Get Climate Change Justice. Why Don’t Governments and the Press?)

The Dunlap/Brulle book acknowledges that the dominant scientific and economic discourses framing the climate debate “reinforces the existing socio-politico-economic status quo” and “removes moral and political considerations from the discussion” (Brulle. R., and Dunlap. R. 2015, p.12). Yet, unless the ethical and justice issues raised by climate change are seriously considered by nations when they formulate their international emissions reductions commitments under the UNFCCC, the international community is not likely to find a global solution to prevent potential enormous damages from human-induced warming (See, On The Practical Need To Examine Climate Change Policy Issues Through An Ethical Lens)

For these reasons, proponents of strong climate change policies should expressly integrate ethical and moral considerations into their analyses of climate change policies. Ignoring these issues will likely continue to be responsible for the lack of media coverage of these issues, despite the fact that there is an enormous need  at the international level for nations to respond to climate change at levels consistent with what justice requires of them if a global solution to climate is become viable.

In addition, every national GHG emissions reduction target is implicitly a position on the nation’s fair share of safe global emissions. Therefore, nations must face the question of what does fairness and justice require of it when formulating national climate policy, yet issues of justice and fairness are virtually absent from US media coverage of US climate policy. Also, the magnitude of GHG emissions reductions committed to by a nation is implicitly a position on how much warming damage a nation is willing to inflict on others around the world, a matter which is a moral issue at its core.

The failure to identify the ethical and moral dimensions of a nation, state, or regional governments GHG reduction target an invitation to hide profound moral and ethical issues behind scientific “factual” matters thus preventing public debate about what justice and morality require of governments.

3. Educate civil society about climate change issues in ways that will promote and sustain a social movement about climate change. 

Sociology studies how large scale social change is produced by social movements (Caniglia, B.,S., Brulle, R. and Szasz, 2015, p. 235). Given the civilization challenging nature of climate change, many observers of the failure of governments to respond to the threat of climate change have concluded that creating a strong social movement on climate change is the best hope of preventing catastrophic harm from human-induced warming given the enormity of the challenge facing the world. For this reason, proponents of strong climate change policies should work consciously to build and sustain a social movement to aggressively reduce GHG emissions mindful of what works to make social movements arise, become effective, and be sustained..

Sociology has developed an extensive and robust literature on the process of social change driven by citizen mobilization, including the development and advocacy of alternative policy perspectives, the creation of new organizations, how these organizations can affect both corporate actions and public policy (Caniglia, B.,S., Brulle, R. and Szasz, S.. 2015, p. 235).

The most basic way that social movements change the social landscape is by framing grievances in ways that resonate with members of civil society (Caniglia, B.,S., Brulle, R. and Szasz,S., 2015, p.237).  Because a high percentage of the arguments made by most proponents of climate change policy have been focused on adverse climate impacts that citizens will experience where they live, while ignoring the harms to hundreds of millions of vulnerable poor people around the world that are being affected by GHG emissions from all-high emitting nations, along with claims that mainstream climate science is credible and has been undermined by morally reprehensible tactics, there is a need to make more people aware of:

(a) the catastrophic harm that their GHG producing activities are imposing on others around the world;

(b) that government action to reduce the threat of climate change has been consistently blocked by the disinformation created by the fossil fuel industry;

(c) that the campaigns of politicians who support the fossil fuel industry have often been funded significantly by fossil fuel money;

(d) that the fossil fuel industry funded disinformation campaign has resulted in almost a 30 year delay which has now made it much more difficult to prevent catastrophic harm; and,

(e)  and that every day that action is not taken to reduce greenhouse gas emissions, it makes the problem more difficult to solve.

Proponents of climate change policies need to stress the enormous damages that the fossil fuel industry is inflicting on poor people around the world and the gross unfairness of high-emitting nations such as the United States on international climate issues because  an understanding of basic unfairness will help build and sustain a social movement on  climate change

Social movements focus members of civil society on particular dimensions of social problems of concern and provide their publics with clear definitions of those problems, along with arguments regarding who is at fault and what options exist for solving their social grievances. (Caniglia, B.,S., Brulle, R. and Szasz, S., 2015, p.237)  For this reason,  proponents of climate change policies should seek to widely educate civil society about who has funded the numerous participants in the climate change countermovement and the morally reprehensible tactics that they have used.

Although sociologists have now documented which corporations, corporate industry groups, and free-market fundamentalists foundations and institutions have been most responsible for the spread of climate change disinformation at the national level in the United States and a few other countries, knowledge about who  is blocking climate change action at the state and local level has not yet widely been developed. Proponents of climate change policies should seek to assure that civil society understands what corporations, institutions, and foundations have been responsible for climate change disinformation and which politicians have advanced the interests of these groups at the national level and seek to better understand, perhaps working with sociologists, entities and politicians most responsible for resistance to climate change policies at the state and regional level.

To create and sustain a social movement on climate change, it is not enough for advocates of climate change policies to counter the false scientific and economic claims of climate change policy opponents, they must constantly seek to educate civil society about the causes of the grave injustices that climate change is causing if they seek to build and sustain a social movement on climate change.

References:

Dunlap, R., and McCright, A., (2015) Challenging Climate Change, The Denial Countermovement in Dunlap, R., and Brulle, R. (eds.) (2015). Climate Change and Society, Sociological Perspectives, New York, Oxford University Press

Dunlap, R., and Brulle, R, (eds.) (2015). Climate Change and Society, Sociological Perspectives, New York, Oxford University Press

Caniglia, B., S., Bruelle, R., Szasz,A., (2015). Civil Society, Social Movements, and Climate Change, in Dunlap, R., and Brulle, R. (eds.) (2015). Climate Change and Society, Sociological Perspectives, New York, Oxford University Press

By:

Donald A. Brown

Scholar In Residence and Professor

Sustainable Ethics and Law

Widener University Commonwealth Law School

dabrown57@gmail.com

Insights from a New Book on Sociology and Climate Change: The Heinous Denial Countermovement

head in sand

This is the second entry in a three part series on sociological insights about the social causes of climate change in a new book on sociology and climate change. The book is Climate Change and Society, Sociological Perspectives by Riley Dunlap and Robert Brulle, eds., Oxford University Press, 2015, New York.

In the first entry in this series, we described the new book’s contributions to understanding why a sociological understanding of the cause of climate change and reflection on the deep ethical and moral problems with the arguments of the opponents of climate change policies are mostly missing from the dominant climate change literature and the media coverage of global warming. This entry looks at the books conclusions of how mainstream climate change science has been undermined by opponents of climate change policies and thereby changed the cultural understanding of climate change, initially in the United States, and later, in other countries.

damage-done-by-republicans1

The above illustration depicts, in a very abbreviated and sketchy form, that as the scientific evidence of the threat from human-induced climate change became stronger over a 40-year period and as the US political opposition to climate change policies successfully fought to prevent the adoption of robust US climate policies, the atmospheric concentration of CO2 rose from below 320 ppm (parts per million) to current levels of over 400 ppm.  (For a much more rigorous analysis of the role of the climate change policy opposition in US climate policy formation see, Brown 2002, chap 2 and Brown 2012, chap 2 and numerous articles on this website under the category of “disinformation campaign” and Chapter 10 of Dunlap and Brulle, 2015)

Before reviewing the contributions of the new book to understanding how powerful interests undermined proposed national responses to climate change through the creation of a countermovement, we note the enormity of the damage that has been caused by the over three decade delay in responding to climate change which is attributable to the success of this climate denial countermovement.

Now that: (a) atmospheric concentrations of CO2 are in excess of 403 ppm, (b) the world agreed to try and limit warming to 1.5 degrees C in Paris at COP21 under the UNFCCC to prevent potentially catastrophic harm to hundreds of millions of poor, vulnerable people around the world and the ecosystems on which they depend,  (c) to stay within the 1.5 degrees C warming limit will require rapid civilization challenging GHG emissions reductions in most countries, and (d) these needed reductions are so steep that it may be impossible to stay within a carbon budget that must constrain global GHG emissions to prevent warming from exceeding the limit, the denial countermovement discussed in this the book is likely responsible for enormous amount of harm around the world particularly to those poor people who are most vulnerable to rising seas, storm damage, drought, floods, vector borne disease, killer heat waves and,acidifying oceans. For this reason, the denier countermovement is not just a morally and ethically reprehensible phenomenon, but a heinous global tragedy.

Although the new book on sociology and climate change contains many insights about how economically powerful entities have changed the cultural understanding of climate change and thereby prevented the United States and some other countries from responding to the growing threat of climate change, one chapter, in particular, titled Challenging Climate Change, The Denial Countermovement describes how some fossil fuel companies, corporations that depended on fossil fuel, business organizations, and free-market fundamentalist foundations successfully prevented government action on climate change (Dunlap, R., & McCright, A., 2015. p. 300).

Before describing this chapter’s contribution to understanding how the climate disinformation campaign accomplished its goals of preventing the regulation of fossil fuel, we note that this website includes 17 entries on the climate change disinformation campaign which both explain many aspects of this campaign and importantly distinguish the tactics of this campaign from legitimate climate skepticism (See, Start Here and Index Tab above under Disinformation Campaign and Climate Ethics).

On this website, we have consistently noted that scientific skepticism is the oxygen of the scientific method and should be encouraged even on climate change issues. On the other hand, the tactics of the climate change disinformation campaign are deeply morally reprehensible strategies designed to undermine mainstream climate change science. The tactics have included:

(a) lying about or acting with reckless disregard for the truth of climate change science,

(b) cherry-picking climate change science by highlighting a few climate science issues about which  there has been some uncertainty while ignoring enormous amounts of well-settled climate change science,

(c) using think tanks to manufacture claims about scientific uncertainty about climate science which have not been submitted to peer-review,

(d) hiring public relations firms to undermine the public’s confidence in mainstream climate change science,

(e) making specious claims about what constitutes “good” science,

(f) creating front groups and fake grass-roots organizations known as “Astroturf” groups that hide the real parties in interest behind opposition to climate change policies, and

(g) cyber-bullying scientists and journalists who get national attention for claiming that climate change is creating a great threat to people and ecological systems on which life depends.

As we have explained in many articles on this website, these tactics are not responsible skepticism but morally reprehensible disinformation. (See for instance, An Ethical Analysis of the Climate Change Disinformation Campaign: Is This A New Kind of Assault on Humanity?)

The Dunlap/Bruelle book refers to the climate change disinformation campaign as a countermovement. A countermovement is a sociological term for a social movement that arises in response to another social movement that threatens the interests of those who form the countermovement.  The climate change countermovement arose when those corporations and organizations who were threatened by calls for governments to take action to reduce the threat of climate change organized themselves to protect their economic interests that would be threatened by regulation of fossil fuels. The climate denial countermovement is often identified as an extention of an anti-environmental countermovement that began to form after Earth Day in 1970 when some corporations and free-market fundamentalists foundations reacted to the large number of environmental laws that were passed in the early 1970s at the beginning of the modern environmental movement.

The chapter in the new Dunlap/Brulle book on the climate denial countermovement both reviews some previously published sociological analyses of this countermovement and contains new information on how powerful economic interests have undermined government policy-making on climate change.

The Dunlap/Brulle book asserts that efforts to deny climate change began to get organized in the United States shortly after James Hansen testified in the US Senate in 1988 that climate change was already visible, testimony which put climate change squarely on the US public agenda (Dunlap, R. and McCright, A., 2015, p. 300). The book further claims that organized denial continued to grow and reached an unprecedented level in 2009 when the newly elected Obama administration and the Democratically controlled Congress increased the likelihood of US action to reduce greenhouse gas emissions with the result that no climate change legislation was enacted. The book claims that these efforts have continued relatively unabated since then (Dunlap, R. and McCriight, A., 2015, p.300). Further, climate change denial has become a virtual “litmus test“ for Republican politicians, strongly enforced by elements of the conservative movement (Dunlap, R. and  McCriight, A., 2015, p. 300).

The book outlines the historical and cultural conditions that have provided fertile soil for the climate denial countermovement including the rise of the anti-government sentiment in the United States that grew with the Presidency of Ronald Reagan. This analysis attributes the displacement of Keynesian  economics from the late 1940s until the 1970s by the anti-regulatory economics of  neoliberalism as responsible for a fundamental shift in governing philosophy that significantly reduced constraints on capital accumulation and growth. This created a “global growth imperative” that was hostile to the kind of government regulation required to reduce the threat of climate change (Dunlap R., and McCright, A., 2015, p 303).The authors stress that an understanding of the success of the denial countermovement requires some understanding of the growth of the global economic system and its ideological grounding by conservative politicians (Dunlap, R. and McCright,  A., 2015, p. 303).

The chapter asserts that  leading fossil fuel corporations (most notably  ExxonMobil and Peabody Coal, industry associations (e.g. for example American Petroleum Institute and Western Fuels) initially led efforts to deny climate change. (Dunlap R. and McCright, A., 2015, p 310). These fossil fuel actors were joined by a wide range of other corporations and business associations to fund climate science deniers and Conservative Think Tanks and various groups promoting climate change science denial  (Dunlap R. and McCright, A., 2015, p. 310).

The book explains some corporations and their allies viewed the rise of the environmental movement in the1970s with alarm and as a result opposition to environmental programs developed particularly in the American West where battles over access to natural resources raged and became a component of a wider conservative countermovement that was born in the 1970s in reaction to the progressivism of the 1960 (Dunlap, R. and  McCright, A., 2015, p 304).

The chapter also notes that the international environmental policy agenda in the early 1990s, symbolized by the 1992 Rio “Earth Summit,” greatly threatened conservatives’ and industries’ neoliberal agenda and unfettered global markets (Dunlap. R. and  McCright, A., 2015, p. 305).

The book claims that conservatives in the United States learned from the Reagan administration’s experience that it was unwise to attack environmental protection directly, given that Americans were generally supportive environment protection (Dunlap, R. and  McCright, A., 2015, p.306). As a result, the book claims the conservatives and their industry allies learned to prevent the implementation of government policies that might threaten their political and economic interests by undermining the scientific foundations of environmental policy proposals (Dunlap R.and  McCriight, A., 2015, p.306). As result conservatives seized upon the strategy of “manufacturing uncertainty” that had been previously effectively employed for several decades by corporations and entire industries, most notably the tobacco industry in efforts to protect their products from regulations and lawsuits by questioning the scientific adequacy of claims that their products were hazardous (Dunlap, R. and  McCright, A., 2015, p.306).  As a result, conservatives began labeling  science supporting the need to regulate industry to protect the environment as “junk science.” This strategy became the favored tactic employed by conservatives and their industry allies when government showed interest in expanding environmental regulation and the major focus of attempts to prevent the adoption of climate change policies in the early 1990s (Dunlap, R. and McCright, A., 2015, p.306).

The book explains that participants in the denial movement undermined the public’s confidence in climate change science by attacking the validity of climate models, the use of paleoclimate data to establish climate trends, attacked individual climate scientists and scientific institutions, published  dubious non-peer reviewed climate science reports, funded self-proclaimed climate scientists exporters,  and many other tactics that manufactured scientific uncertainty.

The book explains why the complexity of climate change science made it particularly vulnerable to a strategy of manufacturing uncertainty designed to defeat proposed government regulation of industry and to create public controversies about the science (Dunlap, R. and McCriight, A., 2015, p.309).

The book also explains how the denial countermovement has evolved, changed, and expanded over the past quarter-century, changes that included new key actors, supporters, and tactics while the basic strategy of manufacturing uncertainty has expanded into manufacturing public controversy about climate science up until the present (Dunlap, R. and McCright, A., 2015, p.309).

The book also identifies the major participants in the denial countermovement which include portions of the fossil fuel industry and corporate America, conservative think tanks, a relatively small number of contrarian scientists, front groups and Astroturf organizations, conservative politicians and media, and the denial blogosphere (Dunlap, R. and  McCriight, A., 2015, p.309).

The book also describes how the denial countermovement which began in the United States was diffused internationally to countries including the United Kingdom, Canada, Australia,  and recently into several European countries including France, Sweden, and the Netherlands (Dunlap R. &  McCriight, A., 2015, p.316)

The chapter on the denial countermovement ends with an acknowledgment that further sociological research is necessary to better study the evolving countermovement’s components, strategies, and tactics not only within individual nations but also across nations to better understand how this phenomenon has become a full-fledged global advocacy network.

The last post in this series will identify the importance of sociological insights about government responses to  climate change for advocates of climate change policies.

References:

Brown, D. (2002) American Heat: Ethical Problems With the United States Response to Global Warming, Roman and Littlefield.

Brown, D.  (2012) Navigating the Perfect Moral Storm, Climate Change Ethics, Routledge/Earthscan.

Dunlap, R., and McCright, A., (2015) Challenging Climate Change, The Denial Countermovement in Dunlap, R., and Brulle, R. (eds.) (2015). Climate Change and Society, Sociological Perspectives, New York, Oxford University Press

Dunlap, R., and Brulle, R, (eds.) (2015). Climate Change and Society, Sociological Perspectives, New York, Oxford University Press

By:

Donald A. Brown

Scholar in Residence and Professor

Widener University, Commonwealth Law School

dabrown57@gmail.com

Insights from New Book on Sociology and Climate Change: Why Has an Understanding of the Sociological Causes of the Failure of Government to Respond to Climate Change and Identification of the Deep Ethical Problems with Most Arguments Against Climate Policies Been Missing from Most Climate Change Literature?

sociology and climate

This is the first in a series of three posts that will identify important insights about the social causes of climate change in a new book that examines climate change through the lens of sociology. This new book is Climate Change and Society, Sociological Perspectives by Riley Dunlap and Robert Bruelle, Oxford University Press, 2015, New York.

This book explains, among other things: (1) why sociological analyses of the causes of climate change as well as the identification of the serious ethical and moral problems with arguments of opponents of climate change policies have largely been missing from most climate change literature, (2) how certain corporations, industry organizations and free-market fundamentalist foundations have successfully prevented governments from adequately responding to climate change, and (3) how the failure to look at the causes of climate change through a sociological lens has partially blinded climate change policy advocates from a deeper understanding of the social causes of climate change and thereby prevented the development of potentially effective strategies to increase government responses to climate change

Before discussing the insights of this new important book, we note that many entries on this blog site have explained that for over 30 years opponents of climate change policies have mostly made two kinds of arguments in opposition to climate change policies.   First, they have argued that proposed policies designed to lessen the threat of human-induced climate change should be opposed because there has been inadequate scientific support for the conclusion that human activities are causing climate change harms which are threatening humans and ecological systems on which life depends. Second, opponents of climate change policies have made a variety of economic arguments that proposed climate change policies were too expensive, would destroy jobs, decrease national GDP, or otherwise would impose unacceptable costs on the nation’s economy.

In the United States and in a growing number of countries around the world these scientific uncertainty and unacceptable economic impact arguments have dominated disputes about proposed climate change policies since the mid-1980s. Proponents of climate change policies have almost always responded to these claims by disputing the factual claims about scientific uncertainty or unacceptable cost made by climate change policy opponents. And so, proponents of climate change policies have inadvertently allowed opponents of climate change policies to frame the public policy debate so as to limit the public controversy about climate change to disputes about scientific and economic “facts.” Largely missing from this three decade debate have been analyses of why the arguments of climate change policy opponents are not only factually flawed but ethically and morally bankrupt. Although a climate change ethics and justice literature has been growing for over a decade, the public debate about climate change  has largely ignored strong ethical and moral problems with the scientific and economic arguments that have been the consistent focus of the opponents of climate change policies.

Until the last few years, also largely missing from the public debate about climate change has been serious analyses of which organizations and interests have been most responsible for the arguments made by the opponents of climate change, who funded these organizations, what tactics have they used, and how can we understand that success of the climate change policy opposition in undermining serious responses to the growing threat of climate change.  In other words, missing from the public discussion about climate change has been serious analyses  of how the opponents of climate change policies have successfully blocked government responses to climate change despite increasingly louder and more intense calls from the  mainstream scientific community that government urgently must act to prevent catastrophic harms from climate change. That is, largely missing from the climate change debate has been any sophisticated analyses of how self-interested corporations. organizations, and ideological foundations have been able to manipulate a democracy to prevent the government from responding to a huge potential threat, matters which are the domain of the discipline of sociology.

Sociologists often seek to understand how self-interested minority groups within society can frequently hide the ethical and moral problems with their arguments by framing important public controversies in such a way that the ethical and moral problems raised by their arguments are hidden from public scrutiny. This framing works to hide the ethical and moral problems with arguments made by the opponents of government action to solve social and environmental problems by tricking the public to debate “factual” claims, such as those made by scientists or economists, as if there were no moral or ethical problems with these claims. As a result, in the case of climate change,  rather than debating whether it is morally acceptable for some people to put large numbers of other people at great risk from catastrophic harm on the basis that there’s some scientific uncertainty that the catastrophe will happen, the public is tricked into narrowly debating whether the catastrophe will happen with high levels of scientific certainty even in cases where waiting until all the uncertainties are resolved with high levels of confidence will likely make it too late to prevent the catastrophic harm. Rather than examining wether it is morally acceptable to delay action on climate change when delay will make the problem worse and the people most at risk have no say on whether to delay response action until scientific uncertainties are resolved, the public is tricked into debating the uncertainty. Rather than debating whether it is morally acceptable for one government to impose catastrophic harm on  hundreds of millions of other people, citizens are tricked into arguing about the magnitude of the economic costs that will be experienced by the country causing the harm if response action is taken.

As a result, in the United States, ethical and moral problems with the scientific uncertainty and unacceptable cost arguments made for over three decades by opponents of climate change policies have very rarely appeared in the US public debate about climate change that has been followed by the media. Although there has been a growing literature on the ethical and moral problems with arguments made by opponents of climate change policies and agreement among most ethicists that the arguments of most opponents of climate change are morally bankrupt, the mainstream climate change literature has rarely looked at the arguments of opponents of climate change policies through a moral lens.

And so, one of the reasons why ethical problems with the arguments most frequently made by opponents of climate change policies have neither rarely appeared in the dominant climate change literature nor become part of the public debate about what a country like United States should do in response to the threat of climate change is because economically powerful opponents of climate change policies have successfully narrowly framed the issues that have been discussed in the public debate, a common problem in democracies recognized by sociologists.

Also, largely missing in the public debate about climate change until very recently, has been sociological analyses of how those opposed to climate change have successfully created a social context about climate change, that is a cultural understanding of the problem in which individuals form opinions, Sociologists understand that culture is not fixed and and can change over time often in response to powerful forces that seek to affect widespread cultural understanding of a problem. Because individuals make decisions in light of the information about the problem provided by their culture, individual decisions about problems are often influenced by those who have sought to change the cultural understanding of the problem.

Although sociologists have begun in the last decade to explain how a climate change countermovement, a sociological term which will be discussed in the next entry in this series, has successfully influenced the cultural understanding of climate change in the United States, very little of the sociological explanation of how this countermovement has succeeded in  influencing the public’s understanding of climate change has appeared in the mainstream literature about climate change nor in media coverage of human-induced warming because the media also has largely reported on issues raised by opponents of climate change, namely, claims about scientific uncertainty and unacceptable costs of taking action.

The absence of sociological insights on how economic power has distorted the public’s understanding of climate change is most striking in the work of organizations such as the Intergovernmental Panel on Climate Change (IPCC) that study climate change primarily through a scientific lens although they  also have responsibility for making policy recommendations to decision-makers and in so doing have obligations to synthesize the relevant socioeconomic literature that should be considered by decision-makers.

In its first four assessments in 1990 (IPCC, AR1), 1995 (IPCC, AR2) , 2001(IPCC, AR4), and 2007 (IPCC, AR4), IPCC in its summary of relevant socioeconomic literature relevant to climate change relied almost exclusively on economic analyses of policy issues, rather than on the ethics and justice and justice literature.  In fact, in this regard, in the IPCC’s 5th Assessment  Report in 2014 (IPCC, AR5), in a new chapter on the Social, Economic, and Ethical Concepts, IPCC admitted expressly that in prior IPCC Reports “ethics has received less attention than economics, although aspects of both are covered in AR2.” (IPCC, AR5, Working Group III, Chapter 3, pg. 10)  Yet the treatment of ethics in IPCC Working Group III in AR2, was hardly a serious consideration of the implications of ethical and justice principles that should guide climate change policy given that the vast majority of text in this report was focused on traditional economic analyses which assumed that climate policy should maximize efficiency rather than assign responsibility for reducing the threat of climate change or pay for harm to those poor most vulnerable countries that have done little to cause climate change  on the basis of justice. In fact, the AR2 report includes many statements that would lead policy-makers to conclude that it is perfectly permissible to determine the amount of ghg emissions reductions any nation should be required to achieve solely on economic considerations. For instance, AR 2 says expressly that: “there is no inherent conflict between economics and most conceptions of equity.” (IPCC, 1995,  AR2, Working Goup III, pg. 87) Moreover. any fair reading of prior IPCC reports would conclude that policymakers were encouraged by IPCC to base policy on economic considerations such as those determined in cost-benefit analyses. Yet, as we have explained many times on this website. cost-benefit analysis used as a prescriptive tool for policy-making on climate change raise many serious ethical problems. (See, for example, Brown, 2008, Ethical Issues in the Use of Cost-Benefit Analysis of Climate Change Programs )

Why has economics and psychological literature dominated the work of IPCC whose mission includes synthesizing the relevant socioeconomic literature for policy-makers? The new Dunlap/Brulle book attributes the dominance of economics and psychology literature in the work of IPCC to the fact that the major focus of IPCC is science. Organizations like IPCC which are dominated by scientists after determining what needs to be done scientifically to reduce the environmental harm look to disciplines that offer advice on how to motivate individuals including economics and psychology to enact the responses to the problems that scientists have described need to be implemented (Brulle, R., & Dunlap, R., 2015, p. 8-9). And so the discipline of economics, which often assumes that individuals can be motivated to act by appealing to their economic self-interest, and psychology, which also focuses on how individuals can be motivated to change their individual behavior by appropriate messaging, have dominated the social science literature on climate change because scientific organizations like IPCC have turned to disciplines that offer potential strategies for motivating individual behavioral change after the scientific organizations explore precisely what needs to be done. These disciplines do not examine how powerful groups in society frame public policy issues in a way that hides ethical problems with status quo approaches to societal problems nor how economically dominant groups shape government’s and civil society’s potential responses to societal problems by changing the cultural understanding of the problem,  concerns which in the social sciences are the domain of sociology. Because the vast majority of climate change social science literature is focused on motivating individual behavioral change, ethical criticisms of economic rationality and analyses of how “value-neutral” discourses including economics have come to dominate approaches to solving climate change have played a very small role in the social science literature that IPCC has attempted to synthesize.. Explaining this phenomenon Brulle, R. & Dunlap, R. (2015), p. 8 conclude that:

An analysis of the social science literature finds that economics is the most widely represented social science discipline in climate research. Fundamental to economic analysis of climate change is the “rational actor” model embedded in the discipline. The object of the analysis is the individual and the decisions and principles that each individual brings to the marketplace. Given the widespread societal influence of economics, it comes as no surprise that it has been highly influential in climate change research.

For these reasons it is not surprising why IPCC has allowed economic considerations to dominate much of its analyses of to reduce climate change’s great threat in its first four assessments.

IPCC’s work initially defines what needs to be done scientifically to prevent climate change’s jharm and it should be expected that it would turn to the two disciplines that claim they understand how to motivate individuals to do what needs to be done, namely economics and psychology. Yet these disciplines have little to offer about how the cultural understanding of climate change has been deeply influenced by those with strong economic interests in maintaining the status quo nor invite citizens around the world to examine responses to climate change from the lens of ethics and morality.

Although, IPCC has made some improvement in covering ethics and justice in its 5th Assessment, much improvement is still needed (Brown, 2014).

The next entry in this series will examine the insights from the Dunlap/ Brulle book about how the climate change denial countermovement influenced the cultural understanding of climate change initially in the United States and later in other parts of the world.

References: 

Brown, 2014, IPCC, Ethics, and Climate Change: Will IPCC’s Latest Report Transform How National Climate Change Policies Are Justified? https://ethicsandclimate.org/2014/05/02/ipcc-ethics-and-climate-change-will-ipccs-latest-report-transform-how-national-climate-change-policies-are-jusified/

Brulle, R., & Dunlap, R., (2015) Sociology and Climate Change, Introduction, in Dunlap, R., and Brulle, R, (eds.) (2015). Climate Change and Society, Sociological Perspectives, New York, Oxford University Press

Dunlap, R., and Brulle, R, (eds.) (2015). Climate Change and Society, Sociological Perspectives, New York, Oxford University Press

Intergovernmental Panel on Climate Change (IPCC, AR!), (1990), IPCC, First Assessment Report. AR1, The IPCC Response Strategies, retrieved from http://www.ipcc.ch/publications_and_data/publications_ipcc_first_asasssessment_1990_wg3.shtml

Intergovernmental Panel on Climate Change (IPCC, AR2), (1995), Second Assessment Report, AR2, Working Group III, Economic and Social Dimensions of Climate Change, retrieved from    https://www.ipcc.ch/publications_and_data/publications_and_data_reports.shtml#1

Intergovernmental Panel on Climate Change (IPCC, AR3) (2001) IPCC, Third Assessment Report. The IPCC Response Strategies, retrieved from http://www.grida.no/publications/other/ipcc_tar/

Intergovernmental Panel on Climate Change (IPCC, AR4) (2007) IPCC, Fourth Assessment Report, Working Group III,, retrieved from https://www.ipcc.ch/publications_and_data/ar4/wg3/en/contents.html

Intergovernmental Panel on Climate Change (IPCC, AR5) (2014), 5th Assessment Report, Contribution of Working Group III to the Fifth Assessment Report of the Intergovernmental Panel on Climate Change, retrieved from http://www.ipcc.ch/report/ar5/wg3/

By: 

Donald A. Brown

Scholar in Residence and Professor,

Widener University Commonwealth Law School

dabrown57@gmail.org

 

 

Reflections on the Failed US Media Coverage of COP 21 in Paris

 

cop21

As the last two days of the negotiations are now before us, the US mainstream media coverage of the UNFCCC COP 21 in Paris continues to miss some of the most important issues that US citizens need to understand to evaluate the US government’s response to climate change. Although there has been ample coverage of President Obama’s appearance at the beginning of the Paris COP and abundant coverage of a few issues such as the fact that national commitments on ghg emissions reductions are not likely sufficient to limit warming to 20 C, there has been only sketchy coverage at best of the following issues:

  • The enormity and urgency of global ghg emissions reductions that are needed to limit warming to 1.5 or 2 degrees C. Only when citizens fully understand the limited carbon budget that remains to be distributed among all the nations of the world if the international community is going to retain hope of limiting warming to non-dangerous levels can they understand why all nations must increase their ambition in reducing ghg emissions to their fair share  of safe global emissions.
  • The evidence that 1.5 degrees C should be the warming limit for the world that all nations should seek to achieve rather than 2 degrees C. To the extent that the press has covered the controversy between setting a global warming limit at 2 degrees C or 1.5 degrees C. the press has left the impression as if this is simply a choice for the international community without explaining the enormous danger for many poor developing countries that turns on this choice. Unless citizens understand how some countries are put at much greater risk if the warming limit remains at 2 degrees C they cannot clearly reflect on their moral responsibility to act to limit warming to lower amounts.
  • The implications of taking equity and justice seriously in allocating national ghg emissions reduction targets for the United States including the fact that if the United States would take its equitable obligations seriously it would not only have to reduce its carbon emissions to zero by 2050, it would have to financially contribute to the costs of emissions reductions in developing countries.
  • The damage to the world from an almost 30 year US delay in taking serious steps to reduce the threat of climate change including the enormity of global ghg emissions reductions that are now necessary compared to the reductions that would have been necessary if the United States and the world acted more forcefully a decade ago or so earlier.
  • The ethical and legal reasonableness of requiring high-emitting nations including the United States to financially contribute to the costs of adaptation, losses, and damages in poor, vulnerable nations that have done little to cause the threat of climate change.
  • The enormity of growing costs for needed adaptation, loses, and damages in poor developing countries. Without a clear understanding of how adaptation and loses and damages costs increase dramatically as delays continue in making adequate dramatic ghg emissions reductions, citizens cannot evaluate the need of their nations to act rapidly to reduce ghg emissions.
  • The failure of  developed countries to meet their obligations to help poor vulnerable nations meet clear adaptation needs.
  • Why the commitment on reducing ghg emissions by the Obama administration, despite it being a welcome change from prior US responses to climate change, is still woefully inadequate.
  • The utter ethical and moral bankruptcy of the positions of opponents of climate change policies in the United States that are being presented in opposition to the Paris negotiations.

This blog will cover these issues in more detail in coming entries.

By:

Donald A.  Brown

Scholar In Residence and Professor

widener

dabrown57@gmail.com

Lessons Learned From Research on How 23 Nations Actually Considered Or Ignored Ethics and Justice in Formulating National Climate Commitments

nationalclimatejustice

A joint research project of the University of Auckland and Widener University Commonwealth Law School has concluded that when most nations have formulated national climate change policies not only the nations, but also the NGOs and media in these nations, have failed to seriously consider equity, ethical, and justice considerations that should guide national climate change policy.

 

The project enlisted the support of 23 researchers from around the world to examine how 23 nations actually considered or ignored equity, ethics, and justice in formulating national climate change commitments. Each researcher answered the same 10 questions which sought to determine how equity, ethics, and justice considerations affected national policy formation on greenhouse gas emissions reductions targets and commitments and on funding adaptation, l,osses and damages in vulnerable developing countries. The nations studied in this project are: Argentina, Australia, Bolivia, Brazil, Canada, China, Fiji , India, Italy, Japan, Kenya, Mauritius, Netherlands, New Zealand, Peru, Russia, Samoa, South Africa, South Korea, Thailand, Uganda, United States of America, and Zimbabwe.

 

The reports on these countries are available on the project website, nationalclimatejustice.org.

 

The research project has been motivated by the fact that climate change is a threat that screams for attention to be understood essentially as a problem of ethics and justice, an understanding which has profound significance for national climate change policy development but a fact which our research has concluded is largely being ignored by most nations.

The research project seeks to help deepen reflection by nations and civil society on national responses to climate change by examining national climate change policies through an equity, ethical and justice lens.

If nations fail to base their climate change policies on what equity, ethics, and justice require of them on mitigation of their greenhouse gas emissions and funding for adaptation, losses, and damages, then the global response to climate change will not likely be ambitious enough to avoid catastrophic climate impacts while deepening existing injustices in the world.

Although several organizations have created metrics to evaluate the national voluntary climate commitments, known as Independent Nationally Determined Contributions (INDCs), on the basis of equity, ethics and justice, this research project, by examining what actually happened at the national level when nations formulated their INDCs has uniquely identified important lessons about how equity, ethics and justice were actually considered or ignored that are the basis of recommendation to improve national compliance with what equity, ethics, and justice require of them. For instance, by looking at what actually happened at the national level in formulating INDCs, the project concluded, among other things, that:

(a) Almost all nations have actually based their INDC at least in part on economic self-interest rather than global ethical responsibility.
(b) Not only have most nations ignored equity, ethics, and justice in domestic development of INDCs, national media and NGOs in most countries have not criticized inadequate INDCs on the basis of equity, ethics and justice.
(c) Even nations that have given lip service to the need to develop INDCs that represent the nation’s fair share of safe global emissions, these nations have not explained how ethics and justice quantitatively influenced the formulation of the INDC and in most cases the INDC has actually been based on national economic self-interest.
(d) National explanations of their INDC often hide the actual basis for the weakness of the INDC and to determine the actual basis for the INDC one must understand the domestic forces which opposed more ambitious INDCs.
(e) In most countries there appears to be little understanding among civil society about what equity, ethics, and justice would require of the country in formulating its INDC particularly in regard to the practical implications of living within a carbon budget that would constrain global emissions so that atmospheric ghg concentrations remain below dangerous levels, and the need for the nation to limit its ghg emissions to its fair share of a carbon budget.

These are only a few of the lessons learned from the project. Following is a complete list of the 37 lessons learned and 21 recommendations that have been derived from the research project:

Lessons Learned

The following lessons have been learned by the project so far.

1. Some high-emitting nations have expressly stated that they will not adopt climate change policies that harm their economy – thus ignoring their obligations to others as a matter of ethics, justice, and international law. These nations include Australia, Canada, and New Zealand.

2. Any national ghg emissions reduction commitment is implicitly a position on two ethical questions, namely, first, what safe atmospheric ghg concentration level the commitment aims to achieve and, second, what equity framework or principles of distributive justice the percent reduction is based on. Despite this, no nation has explained quantitatively how its commitment is related to an atmospheric carbon budget or an equity framework.

3. Although some nations acknowledge that their climate policies should be guided by ethical principles, for instance, South Africa and Japan, even these nations have not expressly explained quantitatively how their commitments were guided by ethical principles and appear to have based their commitments on economic self-interest at least in part.

4. A few nations have acknowledged that their ghg emissions commitments need to limit warming to 2°C and be derived from a fair and equitable framework, yet even these nations have not explained how their specific emissions reduction commitments can be understood to be consistent with an emissions reduction pathway that will limit warming to 2°C. In fact, despite the almost universal acceptance by nations of the 2°C warming limit, the actual ghg emission targets and timetables chosen by almost all nations do not meet the levels of emissions reductions specified by IPCC as necessary to keep atmospheric concentrations below 450 ppm and thereby achieve the 2°C warming limit. As a result the world is currently on target to hit warming of 3.7°C by 2100.

5. Those developed nations that have acknowledged that they should act to limit warming to 2°C have not adopted emissions reduction targets at levels the IPCC recently concluded would be necessary to limit warming to 2°C – namely, of 25% to 40% by 2020.

6. All nations, including those nations that acknowledge that their policies must be based upon a fair share of a safe global emissions, appear to have actually based their emissions reduction commitment at least in part on national economic self-interest rather than global responsibility.

7. In some nations it is not possible to determine the actual normative basis for the +government’s commitment simply by examining what the national government claims is its normative justification. Instead, one must understand the arguments made against stronger national climate change policies made by those who have successfully opposed stronger climate action. For instance, the United States commitment is based upon what is currently achievable under existing law. In Russia references to international obligations are mere lip service as the national INDC has been based almost exclusively on national economic interest. In the United States, because stronger laws have been successfully blocked by opponents of strong climate change policies on the basis that stronger laws will harm the US economy, destroy specific industries, and destroy jobs, the actual US climate change policies are based upon US economic interests, a fact not clear from examining the statements of the US federal government alone.

8. Some non-Annex 1 countries including China and Mauritius claim that their non-Annex 1 status is justification for making no binding commitments to reduce their ghg emissions even though a substantial percentage of their population has very high income and high per capita emissions. For instance, China per capita emissions are 7.1 tons while the US is 16.4 tons per capita. However, 10% of Chinese have ghg per capita are well above 10 % of US citizens ghg per capita. China has more than 1.1 million millionaires and more people with wealth over 50 million than any country except USA. By 2018 China is expected to have 2.1 million millionaires. There is a huge consuming class in China on which the government is creating no expectations. One of the ethical issues raised by these facts is whether nations which may have much smaller national emissions reductions commitment obligations for the nation derived from an acceptable equity framework should nevertheless be expected to limit activities of individuals causing high levels of ghg emissions.

9. Some nations, including Australia and New Zealand, have expressly made their commitments to reduce climate change policies contingent on the willingness of other nations to make commensurate commitments thus implicitly claiming they have no obligation to reduce their emissions to their fair share of safe global emissions unless other nations do so. The justification for this approach is not stated in the national commitments and is ethically dubious.

10. NGOs who support stronger climate change policies in many nations, including those in Australia, Canada, and the United States, are failing to frame climate change issues on the basis of ethics, justice, and equity.

11. Several developing nations, including Bolivia, have asserted that they have no obligation to make commitments to reduce ghg emissions unless the costs of reductions are funded by developed nations without identifying an equity framework which justifies this conclusion. South Africa and other developing nations have made commitments while also claiming that some of their commitments are contingent on funding from developed nations without explaining why some of the commitments should be funded according to an equity framework to justify which part of their climate change policies must be funded by developed nations. For this reason developing nations need to take a position on an equity framework that would apply to all developing countries.

12. Bolivia claims that funding for mitigation and adaptation in developing nations should be understood as the climate “debt” of developed countries in response to their historical, high-level per capita, and failure to fund adaptation but has not offered an equity framework to operationalize this claim. Bolivia draws strongly and explicitly upon ethical justifications for requiring deep cuts in national ghg emissions by other nations, together with financial contributions and holistic mitigation and adaptation measures, capable of both reducing poverty and vulnerability to climate change – yet has not identified an equity framework that could be applied at the global scale.

13. Several countries, including Bolivia, Fiji, South Africa, Kenya, and Uganda, have asserted that domestic justice issues need to be considered to reduce domestic poverty in setting national climate policies although they have not offered an equity framework to operationalize this idea at the global scale. Their positions appear to argue that domestic justice obligations can trump global responsibilities.

14. Several developing countries have primarily considered ethics and justice issues in regard to how climate policies affect domestic justice considerations rather than global justice issues.

15. Bolivia has claimed that 6% of GDP of developed nations should be devoted to funding climate change needs in developing nations but has not explained the equity framework that supports this conclusion.

16. Most developing countries, including Bolivia, strongly support a “loss and damages” mechanism while some developed nations oppose this mechanism. The United States denies any responsibility for losses and damages in other countries.

17. Several countries, including Canada have made commitments to reduce ghg emissions but not adopted the regulatory programs needed to achieve their commitments.

18. Several governments including Canada, have domestic legal obligations to protect vulnerable minorities from climate change which they are not fulfilling.

19. Although meaningful local and regional climate change programs and strategies can be found in many nations, many national governments have done little or nothing to encourage local or regional governments to adopt policies that will limit ghg emissions even though for some
activities that cause ghg emissions in the nation only regional and local governments have legal authority to require lower emissions. For instance in the United States, local and state governments regulate aspects of transportation and land use not regulated by the federal government. Some national governments including Australia that have made weak INDCs for the nation, nevertheless contain local governments that have made aggressive ghg emissions reductions commitments.

20. Most nations have not created programs to encourage individuals to greatly reduce their carbon footprint.

21. Some developing countries have set meaningful ghg emissions targets including Mauritius and South Africa but depend on funding from developed nations to achieve some of the climate goals. South Africa, despite being a non-Annex 1 developing country, has acknowledged its status as the highest ghg emitter on the African continent and announced a voluntary emissions reduction target, the objective of which is to make a ‘fair contribution’ to keep global concentrations within the range required to keep within the 2°C warming limit. South Africa openly acknowledges the need to voluntarily respond to climate change despite being a poor developing country. Yet the actual emissions reduction target identified by South Africa does not explain how it is quantitatively linked to an atmospheric concentration goal that will achieve a warming limit or why its emissions reduction target represents South Africa’s fair share of safe global emissions. In fact, the South African target, because it is a commitment only to reduce emissions below business as usual expansion, allows for large increases in South African ghg emissions by 2020 and 2025 without explaining how these increases are consistent with a specific understanding of what equity requires.

22. No developed country has explained how their contributions to the major climate funds relate in any quantitative way to their obligations under the UNFCCC for adaptation, mitigation, or losses and damages.

23. Almost all nations need to increase awareness among citizens and the press of the policy significance of the ethical and justice dimensions of climate change.

24. In some high-emitting developed nations, including the United States, the media is utterly failing to cover the ethics and justice dimensions of national climate change commitments.

25. In the case of EU member states, the collective decision making process of the EU does not seem to have led to any greater ethical analysis at the national level for individual EU nations, including the Netherlands and Italy, when these nations set their emissions reduction targets.

26. A few developing nations , including South Africa and Uganda, recognize the need to take positive action on climate change because they recognize the need and the responsibility toward their own nationals.

27. Two national reports revealed some reference to the concept of contraction and convergence, but no nation is implementing this approach.

28. No developed nations deny responsibility for funding adaptation and loses and damages in poor vulnerable nations, but no nation has made an express link between their ethical responsibility for supporting adaption and compensation for losses and damages and what funds have been committed`. Adaptation contributions seem to be left to the largess or interests of individual nations, leaving them free to withdraw. Including Australia, or determine the scale and nature of contributions. Even when a nation is a major contributor to adaptation (e.g., Japan), its activity is not explicitly linked to its own emissions targets.

29. There was a noticeable absence of explicit use of the concept of climate justice by developed nations. In contrast, Bolivia is using the concept of climate debt to mean liability for historic and continuing emissions and failure to take mitigation and adaptation actions. As the Bolivian report details, Bolivia is the champion on climate justice with a highly developed and multi-faceted concept that includes demands for a compensation mechanism beyond provision for adaptation of developing states.

30. Some developing nations, for instance, Brazil have committed to increase resilience and adaptation responses.

31. Some developing nations including Brazil have encouraged local and regional climate change plans and strategies.

32. Some developing countries including Bolivia, for instance, have made significant commitments to increase non-fossil energy.

33. Bolivia has advocated the ‘Climate Justice Index’ which calculates each country’s ‘fair share’ of atmospheric space according to their; 1) historical responsibility since 1750; 2) ecological footprint; 3) development capacity; and 4) technological capacity. According to this methodology, Bolivia asserts that non-Annex I (developing) countries should have 89% of the remaining atmospheric budget, leaving Annex I (developed) countries with just 11%. However, Bolivia does not go into details about how the 89% of atmospheric space reserved for non-Annex I countries should be divided, nor what types of commitments each country would be responsible for given their positioning on the index.

34. Some national level NGOs (including several in India) have expressly examined national INDCs on the basis of ethics and justice but most have not.

35. In some countries (e.g., Australia), even when media coverage of INDCs considers justice, this coverage misleads citizens by comparing commitments to other nations without any analyses of how equity and justice considerations would allow differences between national commitments.

36. Some countries (including Australia) argue for the need to take economic considerations into account by arguing about the future demand for coal without fully explaining why larger investments in non-fossil fuel sources are impossible.

37. Some nations’, including Australia’s, commitments to the Green Fund have been taken from existing foreign aid budgets – thus providing no new funds that would represent the nation’s satisfaction of it is obligations to fund adaptation and resilience in vulnerable developing countries.

Recommendations

Recommendations on how to improve consideration of ethics and justice in policy formation in light of these lessons learned include:

1. All nations should be required to explain quantitatively how their emissions reductions commitments will achieve an acceptable warming limit and on what equity framework or principles of distributive justice their percent emissions reductions is based. For this reason, Intended Nationally Determined Contributions (INDCs) should identify: (1) tonnes of CO2eq emissions reduced rather than a percent reduction from a baseline year, (b) the temperature limit and associated carbon budget that the INDC is seeking to achieve, (c) the equity principles that the nation relied on to assure the justice of its INDC, and (d) For Annex 1 countries, ghg emissions in 1990, the common baseline year.

2. There is an urgent need in most nations to raise public awareness of the ethical and justice issues entailed by climate change policymaking in general and ghg emissions commitments in particular. Along this line there are several issues in particular about which greater awareness is needed including greater public understanding of the ethical implications of any nation’s ghg emissions reduction commitment in regard to an atmospheric stabilization goal the commitment is seeking to achieve and the coherence or lack there of the national commitment to an acceptable equity framework.

3. An international mechanism under the UNFCCC is urgently needed that helps other nations and civil society to understand the lack of conformity of national ghg emissions targets with principles of ethics and justice. This mechanism should provide that any government’s positions on their climate change commitments can be questioned by other governments and NGOs in regard to the adequacy of the commitment to achieve a warming limit and the fairness of the reductions. This mechanism must also require governments to respond to these questions.

4. The media, NGOs, education institutions, academia, businesses and other social actors must all become involved in lifting both public awareness of the ethical and justice implications of national climate policy. In this regard media coverage that compares national commitments with other nations’ commitments without acknowledging that equity and justice considerations could lead to morally different emissions reductions should be avoided because these comparisons are potentially misleading

5. NGOs should justify their policy analyses and action recommendations on ethical grounds.

6. Nations should be required to explain how their commitments to fund adaptation and losses and damages in poor vulnerable nations link to their ethical obligations to provide funding. A mechanism to fund losses and damages in vulnerable countries is necessary.

7. Training for policy-makers, national politicians, and NGOs on the ethical issues inherent in climate change policy is urgently needed. Training is particularly needed to help all engaged in climate change policy formation to understand the links between INDCs, a warming limit, and an equity framework

8. Developing nations should adopt programs that will create ghg emissions limitations for high-emitting individuals and organizations even if equity and justice considerations don’t require that nations significantly reduce national ghg emissions.

9. National media need to significantly increase their coverage of how ethics, justice, and equity considerations should affect national climate change policies.

10. Developing nations that make commitments based upon funding from developed nations should be required to explain the equity framework that led to the claim for the contribution.In this regard claims of ecological debt should include explanation of the equity framework on which the equitable debt claim is based.

11. Nations who claim that duties for domestic justice trump global responsibilities should explain quantitatively how they reached this conclusion.

12. Nations who make ghg emissions reduction commitments should identify (to the extent practical) the regulatory programs or policies that will achieve the reductions.

13. Nations should develop a program encouraging local and regional governments to adopt climate change emissions reductions programs.

14. All governments should adopt programs that encourage individuals to reduce their carbon footprints to fair levels.

15. Where national commitments have been deduced from collective decision making – such as the case in the EU – nations should be required to explain the equity and justice basis for its national commitment.

16. Nations should explain domestic programs they have adopted on adaptation and resilience.

17. Developing countries that claim certain amounts of atmospheric space should be allocated to developing countries should explain their reasoning.

18. All nations should provide transparent processes to consult with citizens on national climate policies

19. Nations should be required to explain the fairness of their current and projected per capita emissions levels.

20. Nations who justify lower INDCs on the inevitability of the need for continuing fossil fuel use (including coal) should be required to explain what economic or technical consideration were assumed in implicit claims that greater uses of non-fossil fuel is impossible.

21. If a developed nation’s contribution to climate funds such as the Green fund are simply a shift of money from existing foreign aid funds, they should expressly admit to this while explaining why they have no ethical obligations to increase funding for adaptation and response in vulnerable nations.

By
Donald A. Brow
Scholar In Residence and Professor Deputy Director
Widener University Commonwealth Law School

Dabrown57@gmail.co

 

Prue Taylor, Director

New Zealand Center for Environmental Law

Prue.taylor@auckland.ac.nz

Why “Shaming” Is An Important Tool That Could Lead to Climate Change Action In Paris And Beyond

ashamedI. Introduction

This website has been dedicated to helping citizens spot, understand, and make arguments about ethical and moral issues that arise in public discussion of climate change policies. A major objective of this effort has been to help proponents of climate change programs to respond to many arguments made by opponents of government action on climate that fail to pass reasonable ethical scrutiny. Armed with these ethical arguments, we have expected that proponents of stronger climate change policies would seek to hold accountable those governments, politicians, and opponents of climate change programs who have taken morally indefensible positions on climate change issues. That is we expected that strong moral arguments would be used either to convince governments or climate policy opponents of the moral unacceptability of their positions, or be used to pressure governments or individuals that continued to hold morally and ethically indefensible positions through the use of public shaming.

In doing this work for over a decade, we have frequently encountered proponents of climate change policies who eschew tactics that seek to publicly shame opponents of climate change policies or governments even in cases where their positions are obviously ethically and morally indefensible. Instead of making ethical and moral arguments in response to the arguments of climate change policies opponents, climate change policy advocates have often focused on refuting the factual claims of the opponents’ arguments such as climate change policies will destroy the economy or are not warranted due to scientific uncertainty.  .

This article will (1) examine arguments that have sometimes been made against using shaming as a strategic tool to change the behavior of those who resist taking responsible action on climate change, and (2) identify features of an effective use of shaming that might lead to more responsible action on climate change,

II. Objections to the Use of Shaming Techniques to Enhance Climate Change Responses.

Some proponents of climate change policies have explained their aversion to moral arguments made in response to the positions of opponents of climate policies on the basis that moral judgements are subjective and thus there is often no clear way of resolving disagreements about what justice and ethics  requires. It is true that  not all ethical issues raised by climate change lead to a consensus among ethicists as to what ethics and morality requires. For instance, reasonable people can disagree on what principles of distributive justice should guide fair allocations of national ghg emissions reduction targets. Yet, as we have explained on this website many times, many of the most frequent arguments made by opponents of climate change policies violate widely accepted ethical principles including: (a) the Golden Rule that holds that people have a duty to treat others with respect, (b) widely accepted human rights principles, (c) non-controversial precepts of procedural justice such as people should not put other people at great risk of harm without obtaining permission from those most vulnerable to harm, and (d) widely accepted principles of international law such as the “polluter pays” principle, the “no harm principle” and the “precautionary principle,” the last two of which were  expressly agreed to by all nations when they agreed in 1992 to the United Nations Framework Convention on Climate Change (UNFCCC).

Given that the most frequent arguments made against climate change programs clearly fail to pass minimum ethical scrutiny, unwillingness to publicly hold opponents of climate change policies for their morally indefensible positions is a huge mistake.particularly in regard to the most frequent arguments that have been made in opposition to climate change policies.   In the United States, opponents of climate change policies have most frequently argued that the United States should not adopt climate change policies because:

First, climate change programs will impose unacceptable costs on the economy or destroy jobs, or other economic reasons to oppose action on climate change.

Second, climate change emissions reductions programs are not warranted due to scientific uncertainty about whether humans are causing climate change and what the impacts will be.

Third, for a government such as the United States to act would be unfair or ineffective until other countries including China and India take similar action.

Citizens and environmental groups have unknowingly been tricked into responding to these arguments by making factual responses to these claims, such as climate change policies will increase jobs, despite the fact that each of these arguments contain hidden normative assumptions which clearly flunk minimum ethical scrutiny.

For example, as we have seen, opponents of climate change policies have frequently based their opposition on the claim that action on climate change will destroy jobs or the the national economy.

The response of NGOs and citizens to this argument has largely been to assert that climate change programs will create jobs and boost the economy. Yet this response unknowingly implicitly supports the very troublesome hidden normative assumption of the climate policy opponents’ argument, namely that the government should not adopt climate policies if the policies will hurt the government’s economic interests despite the fact that this argument is obviously wrong when viewed through an ethical lens because polluters not only have economic interests, they have moral responsibilities to not harm others.  This conclusion is supported by: (a) the universally accepted  Golden Rule which holds that someone should not be able to kill others because it would be costly to the killer to stop the killing behavior because people have duties to treat others as they wished to be treated, and (b) numerous widely accepted provisions of international law such as, among others, the “no harm” principle, the “polluter pays” principle Thus, the failure to respond to the arguments of the opponents of climate change policies  on moral grounds is an astonishing oversight in light of the fact that the moral objection is very strong to anyone who claims that they can seriously harm others if their economic interests are threatened if they are required to limit their harmful activities. History is replete with examples of justifications made by some on economic grounds for their morally unacceptable behavior about which moral reasoning eventually prevailed. For instance. proponents of slavery often defended slavery on economic grounds, a position that was eventually widely rejected on moral grounds.

Such a claim that nations may continue to engage in behavior that harms others as long as their economic interests will be affected by ceasing the behavior violates the most non-controversial ethical rules, not only the Golden Rule, but also many well accepted provisions of international law based on the Golden Rule such as a rule called the “no harm principle” which holds that all nations have a legal duty to prevent their citizens from harming people outside their jurisdiction.

If citizens who support climate policies ignore the ethical problems with the arguments made by opponents of climate policies on the grounds that climate policies will impose costs on those who are harming others, they are playing into the hands of those responsible for putting the planet and millions of poor people at risk from climate change.

There are also deeply problematic ethical assumptions that have remained largely unchallenged when the opponents of climate change policies argue the United States or other governments  should not adopt climate change policies due to scientific uncertainty (See, The Ethical Duty to Reduce Greenhouse Gas Emissions in the Face of Scientific Uncertainty) and unfairness or ineffectiveness of US ghg reductions if the United States acts and China and India don’t act.(See May Any Nation Such as the United States or China Make Its Willingness to Reduce Its GHG Emissions Contingent On What Other Nations Do?)

And so, for 30 years, the opponents of climate change policies have succeeded in framing the climate debate in a way that has largely ignored obvious ethical and moral problems with their unwillingness to reduce the threat of climate change. A recent research project of Widener University Commonwealth Law School and the University of Auckland has revealed that surprisingly both environmental organizations and the press in many countries have failed to bring attention to the obvious moral problems with the arguments made by opponents of action on climate change.

Although there are ethical issues raised by climate change about which ethicists may disagree on what ethics requires, there are many ethical issues that policy-making on climate change must confront about which very strong, non-controversial ethical condemnation can be made of many of  the positions on these issues that opponents of climate change continue to make. These issues include, for  instance:

  • Can a nation justify its unwillingness to adopt climate change policies primarily on the basis of national economic interest alone?
  • When is scientific uncertainty an ethically acceptable excuse for non-action for a potentially catastrophic problem like climate change given that waiting until the uncertainties are resolved makes the problem worse and more difficult to solve?
  • Should proponents or opponents of climate change policies have the burden of proof to scientifically demonstrate that climate change is or is not a threat before climate change policies are in enacted?
  • What level of proof, such as, for instance, 95% confidence levels or the balance of the evidence, is needed to demonstrate climate change is a threat that warrants policy responses?
  • What amount of climate change harm is it ethically acceptable for a nation to impose on those nations or people outside their jurisdiction who will be harmed without their consent?
  • To what extent does a nation’s financial ability to reduce ghg emissions create an ethical obligation to do so?
  • What are the rights of potential victims of climate change to consent to a nation’s decision to delay national action on climate change pm the basis of national cost or scientific uncertainty?
  • Who gets to decide what amount of global warming is acceptable?
  • Do high emitting nations and individuals have a moral responsibility to pay for losses and damages caused climate change to people or nations who have done little to cause climate change?
  • How should national ghg targets consider the per capita or historical emissions of the nation in establishing national climate commitments?
  • Do poor, low-emitting nations have any moral responsibility to do something about climate change and what is it?
  • When should a nation be bound by provisions of international law relevant to climate change that they agreed to including provisions in the United Nations Framework Convention on Climate Change such as the “no-harm,” and “precautionary principle” and the duty of developed nations to take the lead on climate change?

Although there are legitimate differences of opinion on some of these issues among ethicists as to what justice requires, very strong, non-controversial ethical criticisms can be made of  many of the positions held by many opponents of climate change on these issues, matters which have been frequently written about on this website. As Amaryta Sen and others have pointed out, one need not know what perfect justice requires to spot injustice.(Sen, 2009) For this reason, it is usually possible to strongly condemn many of the positions on these issues held by opponents of climate change policies even if there is reasonable disagreement on what justice requires.  Thus, it is not necessary to get agreement on what perfect justice requires before strongly condemning some positions on climate change issues on moral and ethical grounds. It is not necessary to know what justice requires to condemn injustice.

Another objection to relying on moral arguments to shame opponents of climate change sometimes heard, is that shaming will not change government or human behavior.  Many times I have heard people say moral arguments don’t work, people only respond to self-interest.  Yet naming nations who violates basic human rights and holding them up to ridicule, that is “naming and shaming”, has proven to be in many cases an effective tool to enlarge human rights protections around the world.  Jennifer Jacquet, in a recent book Is Shaming Necessary? New Uses for an Old Tool, explains that shaming has proven to be an effective tool to change ethically unsupportable behavior of governments and institutions provided a shaming strategy is created that is mindful of lessons learned from successful “naming and shaming” programs. (Jacket, 2015) In addition, moral arguments have been key to creating social movements that have transformed society in cases such as slavery, child labor, women’s rights, children’s rights, human treatment of animals, etc. Yet shaming strategies should learn from what has worked in the past.

III. Designing An Effective Shaming Tool To Change Government Behavior On Climate Change

As the international community heads to COP-21 in Paris next week, given that moral shaming always has the potential of achieving a change in government or individual behavior of those who justify their actions on ethically indefensible grounds and given that the global community is rapidly running out of time to prevent dangerous climate change due in large part to the success of opponents of climate change programs to frame the public climate debate in a way that avoids moral criticism, a strategy of publicly shaming nations. politicians, and opponents of needed climate change policies who refuse to be guided by their ethical responsibilities is needed now more than ever to get urgently needed action to reduce the immense threat of climate change.

An effective shaming strategy should focus not on all issues where there is disagreement among parties but only on those positions which clearly flunk minimum ethical scrutiny. For instance, in the climate change debate because  there is significant disagreement among countries about what equity framework should control how ghg emissions should be allocated among nations, a shaming strategy would not likely lead to a resolution of these contentious issues. Some negotiations about reasonable equity frameworks is likely necessary to arrive at a global position on what equity requires. However, as we have seen, a country that claims it can set its national ghg emissions reductions commitments on the basis of national economic interest alone can be subjected to strong ethical condemnation .Therefor, even on an issue such as what does equity require about which reasonable disagreement exists, the disagreement does not support the conclusion that anyone’s claim about what equity requires is entitled to respect. In fact, many nations and individuals have taken position on what equity requires that can be strongly condemned on non-controversial ethical grounds even though reasonable disagreement exits on what equity requires. For this reason, progress can be made even on the issue of what does ‘equity’ require by holding positions on this issue that fail to pass minimum ethical scrutiny to public scrutiny.

Given that many nations continue to take positions  on many issues that cannot be justified on any ethically acceptable reasons, there is a huge potential to pressure governments on ethical grounds in Paris and in subsequent negotiations provided that the governments or government officials are required to respond in a publicly transparent way to the ethical issues that must be faced in climate change policy formation.

A recent article in Climate Progress by Jeremy Deaton explains how shaming can lead to action on climate change in Paris and  the years ahead. Deaton says:

December’s international climate summit might not result in a legally binding agreement, but it will almost certainly include mechanisms for countries to review each other’s progress. So, while the process could lack formal sanctions, it may allow for informal sanctions. Writing in Grist, Jacquet argues, “Governments must be convinced that if they fail to keep their pledges they will suffer negative reputational consequences that will damage their relations with other countries and may lead to domestic political damage as well.”

The potential success of a shaming strategy in Paris and beyond will be greatly enhanced if nations are required to respond on the record to questions asked by other governments and NGOs about how they responded to important ethical issues that must be faced in formulating their climate change policies.  Such a mechanism under the UNFCCC has been under active discussion since the Lima COP in 2014.  And so for a shaming strategy to be most effective, the UNFCCC negotiation outcome needs to establish a mechanism that forces nations to be transparent about the actual basis for their national climate commitments in regard to the ethical issues that must be faced in policy formation.

And so to strengthen the power of a shaming strategy to bring needed change, the Paris negotiations should seek to create a process that will force nations to explain on the record how they have responded to moral issues raised by climate change policy formation.  The Widener/Auckland research project mentioned above has concluded that nations will claim they have taken equity and justice into account without explaining quantitatively how they based their national commitments on specific equity frameworks or how a quantitative ghg emissions reduction leads to a safe atmospheric ghg concentration level that will limit warming to tolerable levels. Furthermore, this research reveals that the actual basis for many national climate commitments, known as INDCs (Intended Nationally Determined Contributions under the UNFCCC) was economic interests not global responsibilities yet nations have not revealed how economic considerations have affected their national commitments. For this reason an effective shaming strategy requires that the international community must create an obligation that governments respond to questions from governments and NGOs on the record relating to important ethical issues. Many human rights regimes have established  these procedures.

Because the Widener/Auckland research project identified above has concluded that nations will often disguise the actual basis for their national climate commitments, nations should be required to submit information with their INDCs that will allow citizens to better understand how their national INDC has responded to important ethical issues that must be faced in climate change policy formation.. For this reason, as we have explained on this website before, nations should:(a) report their ghg emissions reduction commitments in tons of CO2e rather than a percent reduction commitment from a baseline year, (b) the temperature limit and associated carbon budget that the INDC is seeking to achieve, (c)  the equity principles that the nation relied on to assure the justice of its INDC, and (d) For Annex 1 countries, ghg emissions in 1990, the common baseline year. This information will allow clear evaluation of how nations have responded to ethical duties to reduce their ghg emissions to their fair share of safe global emissions.

Thus the Paris COP should seriously consider how to create an institutional mechanism and information base to allow citizens and governments to  evaluate how nations have responded to their ethical obligations.on climate change

As Daeton said in the above article:

With shame, we are witnessing a very old tool being put to use on a relatively new problem. Humans have relied on shame since their evolutionary infancy to enforce social norms, and now it’s being used to urge action on climate change. How can we motivate the changes we need to curb global warming? As Jacquet points out, morality can evolve. It’s up to humans to render carbon pollution a moral ill and climate action a moral good. Shame may prove essential to that process.

Creating a process under climate regime to shame nations on their moral failures will not be the first time that the international community has relied heavily on shaming to achieve widespread social shame. As we have noted, the spread of human rights regimes has, for instance, relied heavily on “naming and shaming” countries who fail to protect human rights. The success of efforts to increase enjoyment of human rights protection around the world is widely attributed to the ability of nations and human rights NGOs to question nations on their human rights record and the creation of a legal duty of nations to respond in writing  to these questions. The climate change regime should follow the example  of international human rights law on these issues.

A similar strategy should be followed to pressure government officials and politicians who hold ethically unsupportable positions on climate change such as they wont support government action on climate change because the policies will impose costs on their government’s economy, a position as we have seen which ignores the clear responsibility of governments to not harm others outside the jurisdiction of the government. To create effective shaming tactics to pressure individual government officials or politicians running for office, NGOs should ask officials and politicians to respond on the record to questions that will expose the actual justifications for the official’s or politician’s position on climate change issues. For instance, when a government official or politician says he or she will not support action on climate change because it will harm the relevant government’s economy or destroy jobs, the official or politician should be asked if he or she denies that governments  not only have economic interests but also ethical duties to not harm others. This website has identified many specific questions that should be asked of government officials and politicians to expose the ethical problems with their positions in several articles. See, for instance,

a. If Pope Francis is Right that Climate Change is a Moral Issue, How Should NGOs and Citizens Respond to Arguments Against Climate Policies Based on Scientific Uncertainty?

b. If Pope Francis is Right that Climate Change is a Moral Issue, How Should NGOs and Citizens Respond to Arguments Against Climate Policies Based on Unacceptable National Costs

c If Pope Francis is Right that Climate Change is a Moral Issue, How Should NGOs and Citizens Respond to Arguments Against Climate Policies Based on the Failure of Other Countries Like China to Act?

 

The upcoming Paris negotiations may make progress on creating a transparent process that will allow other governments and citizens to shame governments who base their responses to climate change on ethically unsupportable grounds.

This website will report regularly on what happens in Paris to make a shaming strategy more effective in reducing the threat of climate change.

References:

Jacquet, J., 2015,  Is Shaming Necessary, New Uses for an Old Tool, Pantheon Books, , New York

Sen, A., 2009, The Idea of Justice, Belknap Press of Harvard University Press, Cambridge, Massachusetts .

By

Donald A. Brown

Scholar in Residence and Professor

widener

dabrown57@gmail.com

climate change ethics navigating

What Can Non-Catholics and Nonbelievers Learn From the Pope’s Encyclical About the Ethical Dimensions of Climate Change?

climate change moralpopeslaudato

I. Introduction

Can non-Catholics and nonbelievers learn anything from the Pope’s encyclical on climate change? Although, of course, the Pope holds positions on some issues that many non-Catholics and nonbelievers do not agree with, are there insights about climate change ethics that non-Catholics and even nonbelievers can learn from the Pope’s recent encyclical Laudato Si, On Care for Our Common Home?

This encyclical has gotten wide publicity largely because of its message that we have a moral responsibility to prevent climate change. Yet this 184 page document is about much more than climate change.

Although this entry will focus mostly on climate issues, it is important to understand that the encyclical calls for deep moral reflection on and response to many problems threatening the common good including poverty, staggering economic inequality, homelessness, lack of meaningful work, diminishing water supplies, loss of global biodiversity, as well as climate change. Furthermore, the encyclical argues that there is a common cause of these problems, namely a global economic system which produces wealth, an outcome which the encyclical acknowledges is a good thing, while destroying planetary common natural resources and failing to produce social and institutional structures necessary to achieve basic human dignity.

The encyclical contains a strong critique of the current form of capitalism. It is not, however, as claimed by many on the political right, a call for centralized government control of the economy but a call for a more regulated economy and economic investment in things needed to assure that all human beings can live in basic dignity. The encyclical makes a strong argument that government policies that call for strong economic growth alone will not protect the environment nor provide institutional mechanisms needed to assure social justice and human dignity.

The encyclical states that the environmental crisis facing the world is related to the social crises present throughout the world. More specifically the encyclical says:

We are not faced with two separate crises, one environmental and the other social, but rather one complex crisis which is both social and environmental. Strategies for a solution demand an integrated approach to combating poverty, restoring dignity to the underprivileged, and at the same time protecting nature. (Laudato Si, 139)

Throughout the document, the encyclical grounds its moral conclusions in Catholic theology but also widely appeals to the Golden Rule which is recognized in one form or another by all of the world’s religions and is a major tenet of much of the most universally recognized foundations for secular ethics. Thus the encyclical is a call to protect our common home not just to Catholics but to all of the people in the world. Its ethical logic is supportable both by Catholic theology and mainstream secular ethics.

Most of the encyclical’s analyses of what needs to be done to solve the environmental and social crises facing the world is based on the need to protect the common good, a duty derivable from the Golden Rule, which the encyclical expressly recognizes as a foundational theory of social ethics. In this regard the encyclical says:

Human ecology is inseparable from the notion of the common good, a central and unifying principle of social ethics. (Laudato Si, 156). Because current injustices, the common good requires solidarity with and a preferential option for the poor(Laudato Si,  89) The notion of the common good also extends to future generations.(Laudato Si, 159)

The principle of the subordination of private property to the universal destination of goods, and thus the right of everyone to their use, is a golden rule of social conduct and the first principle of the whole ethical and social order. (Laudato Si, 93).

II. The Practical Importance of Seeing Climate Change as a Moral Problem

The encyclical has received most attention for its claims about the moral responsibility to prevent climate change.  For reasons discussed on this website many times, if the Pope’s encyclical is successful in getting civil society to see climate change as essentially a moral and ethical issue, it is likely to have a profound practical importance for climate change policy making, in fact, it could radically transform how climate change policy has been debated for over 35 years. There are two reasons for this.

One, climate change more than any other environmental problem has features that scream for attention to see it fundamentally as a moral issue. In fact, climate change policy makers can’t think clearly about policy until they respond to several ethical questions.

Second, those who have opposed action on climate change for over 35 years have tricked citizens, including most members of environmental organizations, to argue about climate change policies in ways that ignore moral and ethical questions and in so doing have weakened the strongest arguments that can be made in response to arguments made by opponents of climate change policies.

The features of climate change that scream for attention to see climate change policy options through a moral lens include:

(1) It is a problem caused by high-emitting nations and people who are putting the world’s poorest nations and people at most risk who have done little to cause the problem;
(2) The harms to those most vulnerable are likely to be catastrophic including: deaths, sickness, destruction of ecological systems on which life depends and entire countries, and the numerous other harsh impacts caused by rising seas, more intense storms, heat waves, killer droughts, and floods, loss of glaciers that millions of people depend upon for drinking and agriculture, while the harshest impacts are most threatening to Africa, particularly the Sahel, and the Horn of Africa, to Southeast Asia from loss of water supply, drought, and rising seas, and to Small Island states whose very existence is now threatened by rising oceans and killer storms;
(3) Unlike other environmental problems those most vulnerable to climate change often are unable do anything to protect themselves, their best hope is that the high emitting nations and people will see that they not only have economic interests but have ethical responsibilities to stop doing what they are doing; and,
(4) Most importantly, there is almost no hope of preventing very dangerous climate change unless all nations urgently limit their ghg emissions to their fair share of safe global emissions.

To understand the link between urgency and fairness, one must understand aspects of climate science.

The Earth’s climate will not respond to increased atmospheric concentrations of ghg by raising temperatures in proportion to how much ghg are added to the atmosphere. That is, the earth’s climate system does not respond to increased atmospheric concentrations of ghgs in the same way the sound on a radio turns up in proportion to how the volume dial is turned up. The climate system is known to have threshold switches in addition to dials which will cause global temperatures to escalate abruptly if certain thresholds are exceeded. For instance, we know about 50 million years ago ocean temperatures passed a threshold which quickly released large amounts of methane hydrates stored in the bottom of the ocean which then caused global temperatures to rapidly increase abruptly by 5 degrees C.

Because the scientific community believes that the probability increases significantly that the switches in the climate system which will cause abrupt climate change will be triggered if warming is allowed to increase by 2 degrees C or perhaps 1.5 degrees C above preindustrial temperature levels, every country in the world agreed in Copenhagen in 2009 to try and keep warming from rising more than 2 degrees C.

Because high emitting countries in particular have allowed the atmospheric concentration of CO2 to rise to 400 ppm from the preindustrial level of 280 ppm and at 450 ppm there is only approximately a 50 % chance of limiting the warming to 2 degrees C, the international community is rapidly running out of time to prevent catastrophic warming. In fact, if the international community wants to have a reasonable probability of limiting warming to 2 degrees C, the entire world must limit all ghg to approximately 350 GtC and given that the world is now emitting 10 GtC per year, even if the international community could stabilize current ghg emissions at existing levels, in about 30 years any additional emissions of ghg would exceed a carbon budget that may not be exceeded to give a reasonable chance of preventing catastrophic climate change.

Given this, the mainstream scientific community is screaming to the world that the international community is rapidly running out of time to prevent dangerous climate change.

Even more disturbing some of the climate triggers that cause abrupt changes are now starting to be visible, including Arctic sea ice disintegration and methane release from the Asian tundra.

Because of all of this, the most contentious issues in international climate negotiations are issues about what is each nation’s fair share of safe global emissions. Given that some nations more than others have much higher per capita emissions and historical emissions and if all nations must reduce their ghg emissions to their fair share of safe global emissions, some nations more than others must reduce their emissions much faster than others.

At the top of the list of countries that justice would require a country to go much, much faster in reducing ghg emissions than most any other country is the United States. Although China now emits more ghg than the US, the US is much more responsible than China for elevating atmospheric concentrations to the current dangerous levels of 400 ppm CO2 because of its world-leading historical emissions and US per capita emissions are almost twice China’s emissions

For this reason issues of justice and fairness are at this moment the most contentious issues in international climate change negotiations not only in regard to what is each nation’s fair share of safe global emissions but who should pay for urgently needed adaptation measures in poor developing nations.

And so a nation cannot think clearly about what its climate policy goal should be without considering two ethical questions.

The first is what is the atmospheric ghg concentration that a nation’s climate policy is seeking to achieve, such as 450 ppm CO2. This is a moral issue at its core because it is a position on who the country believes it is OK to kill and what damages to ecological systems on which life depends are acceptable.

The second ethical issue that a nation must confront in setting national policy is what is the nation’s fair share of a safe global carbon budget for the entire world.

For these reasons, climate change policy makers must take positions on profound ethical and justice issues in setting climate policy, issues that governments can’t duck when determining national climate change policy because every national ghg emissions target is already implicitly a position on these ethical questions.

However, perhaps an even more important reason why seeing climate change as essentially a moral issue is so practically important for policy stems from the success of fossil fuel companies and other opponents of climate change policies to frame climate policy debates over the last 35 years so that the debates have almost exclusively focused on three issues that have ignored the moral issues .

In the United States, opponents of climate change policies have argued that the United States should not adopt climate change policies because:

First, the policies will impose unacceptable costs on the US economy or destroy jobs, or other economic reasons to oppose climate policies

Second, there is scientific uncertainty about whether humans are causing climate change and what the impacts will be

Third, for the US to act would be unfair or ineffective until China and India do so.

US citizens and environmental groups have unknowingly been tricked into responding to these arguments by making factual responses to these claims, such as climate change policies will increase jobs, despite the fact that each of these arguments contain hidden assumptions which clearly flunk minimum ethical scrutiny.

For example, as we have seen, opponents of climate change policies have frequently based their opposition to climate policies on the claim that climate change policies will destroy US jobs or the US economy.

The response of NGOs and citizens to this argument has largely been to assert that climate change policies will create jobs and boost the economy. Yet this response unknowingly implicitly supports the very dubious hidden normative assumption of the climate policy opponents’ argument, namely that the US should not adopt climate policies if the policies will hurt the US economic interests despite the fact that this argument is obviously wrong when viewed through an ethical lens because polluters not only have economic interests, they more importantly have moral responsibilities to not harm others.

As we have seen, almost all cultures agree with the Golden Rule which holds that someone should not be able to kill others because it would be costly to the killer to stop the killing behavior. Thus, the failure to respond to the opponents’ of climate change policies arguments on moral grounds is an astonishing oversight in light of the fact that the moral objection is very strong  to someone who claims that they can seriously harm others if their economic interests are threatened if they have to limit their harmful activities.

Such a claim violates the most non-controversial ethical rules including the Golden Rule and many well accepted provisions of international law based on the Golden Rule such as a rule called the “no harm principle” which asserts that all nations have a legal duty to prevent their citizens from harming people outside their jurisdiction.

If citizens who support climate policies ignore the ethical problems with the arguments made by opponents of climate policies on the grounds that climate policies will impose costs on those who are harming others, they are playing into the hands of those responsible for putting the planet at risk from climate change.

There are also deeply problematic ethical assumptions that have remained largely unchallenged when the opponents of climate change policies argue the US should not adopt climate change policies due to scientific uncertainty (See, The Ethical Duty to Reduce Greenhouse Gas Emissions in the Face of Scientific Uncertainty) and unfairness or ineffectiveness of US ghg reductions if the US acts and China and India don’t act.(See May Any Nation Such as the United States or China Make Its Willingness to Reduce Its GHG Emissions Contingent On What Other Nations Do?)

And so, for 30 years, the opponents of climate change policies have succeeded in framing the climate debate in a way that ignores obvious ethical and moral problems,  Surprisingly both environmental organizations and the US press have failed to bring attention to the obvious moral problems with the arguments made by opponents of US climate change policies

For this reason, the Pope’s claim that climate change must be understood as a moral problem has the potential to change the climate debate in the US although to give the Pope’s message power citizens must work to turn up the volume on the obvious ethical problems with arguments made by opponents of climate change policies.

Now the Pope’s encyclical claims that the failure of citizens to acknowledge moral obligations entailed by climate change to be a symptom of a larger problem, namely the dominance of an aggressive form of capitalism which is undermining the common good in other ways.

Opposition to climate change policies has been organized by corporations and free market fundamentalists foundations and think tanks who share an ideology that if every person works in his or her own self interest, the market will achieve the common good by virtue of the invisible hand. This is so despite the fact that even mainstream economists admit that markets will not internalize externalities, that is, take into account harms to those who do not participate in market transactions, nor produce distributive justice.

Market rationality also translates all values into commodity values which crowd out other values including respect for life while not acknowledging the need to set limits on human behavior consistent with limits of natural resources.

The aggressive economic capitalism that is now dominating most of the world is also corrupting democracies by the infusion of money into politics, funding public relations campaigns to manipulate democratic outcomes, placing people with loyalty to those with economic interests into government management positions, and preventing government investment policies needed provide humans with human dignity.

III. Conclusion

If we want to protect the common good, achieve social justice in the world, and avoid catastrophic climate change, we will need people around the world with courage to publicly challenge the assumptions of an unregulated capitalism on moral grounds.  As the Pope has said, public policy that exclusively focuses on increasing economic growth will not protect our common home or achieve social justice.

As we have seen, the Pope’s call to see climate change as essentially as a moral problem has profound practical policy significance, thus Catholics, non-Catholics, and nonbelievers should identify the moral problems with arguments made by opponents of climate change policies. In fact, when opponents of climate change oppose climate change policies on grounds of costs to those causing climate change, scientific uncertainty, or unfairness or ineffectiveness of national action if China or other nations don’t act, citizens should publicly engage opponents of climate change by asking questions of climate change policy opponents designed to expose the ethical and moral problems with the opponents’ arguments. Some of these questions have been identified on this website. See:

.a. If Pope Francis is Right that Climate Change is a Moral Issue, How Should NGOs and Citizens Respond to Arguments Against Climate Policies Based on Unacceptable National Costs?

b. If Pope Francis is Right that Climate Change is a Moral Issue, How Should NGOs and Citizens Respond to Arguments Against Climate Policies Based on Scientific Uncertainty?

c. If Pope Francis is Right that Climate Change is a Moral Issue, How Should NGOs and Citizens Respond to Arguments Against Climate Policies Based on the Failure of Other Countries Like China to Act?

By:

Donald A. Brown

Scholar In Residence and Professor

Widener Commonwealth University Law School

dabrown57@gmail.com

If Pope Francis is Right that Climate Change is a Moral Issue, How Should NGOs and Citizens Respond to Arguments Against Climate Policies Based on Scientific Uncertainty?

popeslaudatoostrrichheadinsandundercertainy

I. Introduction 

This is the second of three articles that makes recommendations on how NGOs and citizens should debate climate change policies if Pope Francis claim that climate change is essentially a moral problem is correct. The first of these three articles looked at how NGO’s should respond to arguments against climate change policies based on cost if climate change is a moral problem. This entry makes recommendations about how NGOs and citizens should respond to arguments based on scientific uncertainty. The third in this series will make recommendations on how to respond to arguments based on  the unfairness or ineffectiveness of a nation acting if China or India does not reduce their ghg emissions.

Pope Francis’ Encyclical, Laudato Si, On Care for Our Common Future, is attracting high-level attention around the world for its claim that climate change is a moral problem which all people have a duty to prevent. If his claim that climate change is essentially and  fundamentally a moral problem is widely accepted, a conclusion that is also strongly supported by basic ethical theory as explained on this website many times,  it has the potential to radically transform how climate change has been debated in many nations around the world for the last twenty-five years because opponents of climate change policies have been very successful in framing the public debate so that it has focused on several issues almost exclusively. This framing has enabled the climate change debate to ignore ethical and moral issues that should have been part of the debate. The opponents of climate change policies have largely succeeded in opposing proposed climate change law and policy by claiming that government action on climate change should be opposed because: (1) it will impose unacceptable costs on national economics or specific industries and destroy jobs, (2) there is too much scientific uncertainty to warrant government action, or (3) it would be unfair and ineffective for nations like the United States to adopt expensive climate policies as long as China or India fail to adopt serious greenhouse gas emissions reductions policies. Common to these arguments is that they have successfully framed the climate change debate so that opponents and proponents of climate policies debate facts about costs, scientific uncertainty, or unfairness of one country acting while others don’t rather than the moral problems with these arguments.

This series argues  following the example of Pope Francis that NGOs, governments, and citizens should ask opponents of climate change policies questions designed to bring attention to the obvious ethical and moral problems with arguments made by opponents of climate change policies based on scientific uncertainty.  Each question is followed by a brief description of the moral problem that the question is designed to bring to light.

Some of the arguments against climate change policies based upon scientific uncertainty should and can be responded to on scientific grounds especially in light of the fact that many claims about scientific uncertainty about human-induced warming are great distortions of mainstream climate change science.  Yet in addition to the scientific responses to arguments made  against climate policies on scientific grounds, there are a host of ethical problems with these arguments which the following questions are designed to expose.

II. Questions to be Asked of Those Opposing Action on Climate Change on the Basis of Scientific Uncertainty.

When you argue that nations such as the United States or states, regional, or local governments, businesses, organizations, or individuals that emit high levels of greenhouse gases (ghg) need not reduce their ghg emissions to their fair share of safe global emissions because of scientific uncertainty about adverse climate change impacts:

1. On what specific basis do you disregard the conclusions of the United States Academy of Sciences, and numerous other Academies of Sciences around the World including the Royal Academy of the UK,  over a hundred of the most prestigious scientific organizations whose membership includes those with expertise relevant to the science of climate change, including the American Association for the Advancement of Science, the American Geophysical Union, the American Institute of Physics, the American Meteorological Society, the Royal Meteorological Society,  and according to the American Academy of Sciences, 97 percent of scientists who actually do peer-reviewed research on climate change whose conclusions hold that the Earth is warming, that the warming is mostly human caused, that harsh impacts from warming are already being experienced in parts of the world, and that the international community is running out of time to prevent catastrophic warming.

This question is designed to expose the ethical conclusion that nations who are put on notice by the most prestigious and responsible scientific organizations in the world that ghg emissions from their jurisdictions are causing great harm to vulnerable people around the world have an ethical duty to accept the burden of proof to prove that their ghg emissions are not causing harm. That is once there is a reasonable scientific basis for concluding that some nations or entities are causing great harm, the question of who should have the burden of proof is an ethical and not simply a scientific question. Thus the question is designed to bring attention to the ethical duty of those who are engaged in risky behavior to produce credible scientific evidence that demonstrates with relatively high levels of proof that their behavior is not causing harm if they choose to persist in behaving in a way that might be dangerous.  That risky behavior is not acceptable because there is some uncertainty about the harm that will be caused by the behavior is clear from law around the world that makes dangerous behavior unacceptable and often criminal. For instance, it is not a defense to a charge of reckless driving that the police could not prove the driving would cause harm. Nations and people have a moral duty to not engage in behaviors that might cause harm if there is a reasonable basis that the behavior could cause harm.  Therefore opponents of climate change have a strong burden of proof to prove that human release of ghgs is not dangerous. For this reason, opponents of climate change policies have an ethical duty to explain the scientific basis for concluding that human activities are not causing dangerous climate change.

2. Assuming, for the sake of argument, that there are some remaining scientific uncertainties about climate change impacts, are you arguing that no action of climate change should be taken until all scientific uncertainties are resolved given that waiting to resolve uncertainties before action is taken will virtually guarantee that it will too late to prevent catastrophic human-induced climate change harms to people and ecological systems around the world?

This question is designed to bring attention to the ethical duty to take action in the face of uncertainty if waiting until the uncertainties are resolved will produce greater harm particularly for problems like climate change that are predicted to cause catastrophic harms to some people and regions if strong action is not taken. 

3. Given that waiting until uncertainties are resolved will make climate change harms worse and the scale of reductions needed to prevent dangerous climate change much more daunting, do you deny that those who are most vulnerable to climate change’s harshest potential impacts have a right to participate in any decision about whether a nation should wait to act to reduce the threat of climate change because of scientific uncertainty?

This question is designed to expose the ethical duty entailed by procedural justice to obtain consensus about waiting until uncertainties are resolved before taking action from those who will be harmed by any delay in taking action on the basis of uncertainty when delay will most likely increase the harms to those who are most vulnerable. 

4. Should a developed nation such as  the United States which has much higher historical and per capita emissions than other nations be able to justify its refusal to reduce its ghg emissions to its fair share of safe global emissions on the basis of scientific uncertainty, given that if the mainstream science is correct, the world is rapidly running out of time to prevent warming above 2 degrees C, a temperature limit which if exceeded may cause rapid, non-linear climate change.

This question, following up on question one is designed to expose the ethical duty of high-emitting developed countries like the United States to refrain from further delay on climate change on the basis of scientific uncertainty given that the nation’s non-action on climate change is already responsible for putting the international community in great danger from climate change. 

5. If you claim that there is no evidence of human causation of climate change are you aware that there are multiple “fingerprint” studies and “attribution” studies which point to human causation of observed warming?

This question, following up on question one, is designed to expose the fact that there is a strong ethical duty to assume human causation of climate change if there is reliable evidence of human causation and that those who seek to justify non-action on climate change because they claim that human causation has not been proven have a very strong ethical duty to demonstrate that humans are not causing climate change with high levels of proof. More specifically in regard to the question of human causation, opponents of climate change policies that deny human causation should be expected to specifically respond to the numerous “foot-print” and “attribution” studies that the international community has relied on to make conclusions about human causation.

6. When you claim that the United States or other nations emitting high levels of ghgs need not adopt climate change policies because adverse climate change impacts have not yet been proven, are you claiming that climate change skeptics have proven in peer reviewed scientific literature that human-induced climate change will not create harsh adverse impacts to the human health and the ecological systems of others on which their life often depends and if so what is that proof?

This question is designed to expose that those who seek to rely on scientific uncertainty as justification for non-action on climate change have a strong ethical duty to produce very credible scientific evidence that supports the conclusion that human activities releasing ghgs are not causing climate change and its impacts. 

7. If you concede that climate skeptics have not proven in peer-reviewed journals that human-induced warming is not a very serious threat to human health and ecological systems, given that human-induced warming could create catastrophic warming the longer the human community waits to respond to reduce the threat of climate change and the more difficult it will be to prevent dangerous warming, do you agree that those nations most responsible for rising atmospheric ghg concentrations have a duty to demonstrate that their ghg emissions are safe?

This question is designed to provoke express ethical reflection on the fact that those most responsible for dangerous atmospheric concentrations of ghg have a strong ethical duty to demonstrate that additional levels of ghg in the atmosphere are safe. 

8. Given that in ratifying the United Nations Framework Convention on Climate Change (UNFCCC) the United States in 1992 agreed under Article 3 of that treaty to not use scientific uncertainty as an excuse for postponing climate change policies, do you believe the United States is now free to ignore this promise by refusing to take action on climate change on the basis of scientific uncertainty? Article 3 states:

The Parties should take precautionary measures to anticipate, prevent or minimize the causes of climate change and mitigate its adverse effects. Where there are threats of serious or irreversible damage, lack of full scientific certainty should not be used as a reason for postponing such measures, taking into account that policies and measures to deal with climate change should be cost-effective so as to ensure global benefits at the lowest possible cost. (UNFCCC, Art 3)

This question is designed to bring attention to the fact that because all nations that ratified the UNFCCC agreed to not use scientific uncertainty as an excuse for not reducing their ghg emissions, they have an ethical duty to keep their promises.

9. If a nation such as the United States which emits high-levels of ghgs refuses to reduce its emissions to its fair share of safe global emissions on the basis that there is too much scientific uncertainty to warrant action, if it turns out that human-induced climate change actually seriously harms the health of tens of millions of vulnerable people around the world and ecological systems on which their life depends, should the nation be financially responsible for the harms that could have been avoided if preventative action had been taken earlier?

This question is designed to bring attention to the ethical duty of nations to pay for damages that result from their delays in taking action on the basis of scientific uncertainty. 

10. Do you agree that if a government is warned by some of the most prestigious scientific institutions in the world that activities within its jurisdiction are causing great harm to and gravely threatening hundreds of millions of people outside their government’s jurisdiction, government officials who could take steps to assure that activities of their citizens do not harm or threaten others should not be able escape responsibility for preventing harm caused by simply declaring that they are not scientists?

This question is designed to expose that those politicians who refuse to reduce their government’s ghg on the basis that they are not scientists cannot ethically justify non-action on climate change on this basis because once they are put on notice by respected scientific organizations that ghg from their government jurisdiction are harming others, they have a duty to prevent dangerous behavior or establish credible scientific evidence that the alleged dangerous behavior is safe. 

By:

Donald A. Brown

Scholar In Residence and Professor

Sustainability Ethics and Law

Widener Commonwealth University Law School

dabrown57@gmail.com