Responding to the Nomination for US Secretary of State the CEO of Exxon, a Company Which Funded the Morally Reprehensible Climate Change Disinformation Campaign and Politicians Who Are Climate Change Deniers

Greenpeace activists who have chained themself to a Greenpeace vehicle and to the entrance of the Exxon Mobil Headquarters are being observed by a couple of policemen and -women. The vehicle says exxon-ceo

I. Introduction. Relative Lack of Media Focus on the Danger of Appointing the Exxon CEO to be US Secretary of State Given the Enormity of the Climate Change Threat.

How should those who are concerned about the enormous threat of climate change respond to the Trump nomination of Exxon CEO Rex Tillerson to be the US Secretary of State given the enormous damage that Exxon has already caused through the company’s successful efforts in delaying the adoption of US climate change policies?

Trump’s selection of Tillerson for Secretary of State has received considerable understandable attention from the US media largely because of concern about Exxon’s ties to Russia, including, for instance, a contract with Russia negotiated by Tillerson in the amount of $500 billion that can’t be executed until economic sanctions placed on Russia for its invasion of the Ukraine are lifted.

Given the potential meddling of Russia in the recent US presidential election and potential conflicts between Russia’s and US interests, appointing someone to be the lead US foreign policy administrator who is the chief executive of a company with such close ties to Russia creates reason for obvious concerns about the ability of the Secretary of State to manage foreign policy so as to protect US interests while ignoring the interests of the world’s largest publicly traded oil and gas company which are sometimes in conflict with American goals.

Conflicts between Exxon’s interests and US foreign policy interests are likely to frequently arise in the Trump administration. For instance, it is in the US interest to keep the price of fossil fuel very low but not in the interest of a fossil fuel company, nor Russia for that matter, both of which could benefit from high fossil fuel prices.

Receiving considerable less attention from the US media is the propriety of appointing someone to be US Secretary of State who has been the chief executive of  Exxon, a company with a well documented hostility to government policies on climate change. This hostility has not only manifested itself in Exxon’s spending of many millions of dollars in lobbying efforts to oppose proposed US domestic policies on climate change and supporting politicians who have consistently opposed proposed US climate change policies but also, even more disconcerting, Exxon has funded organizations who have been actively fighting to stop the United States from adopting climate change policies by employing morally reprehensible tactics to undermine citizens’ understanding of the scientific basis for the need to aggressively respond to climate change.

As we have explained, on this website in considerable detail (see articles under disinformation campaign in the index), although scientific skepticism is good because skepticism is the oxygen of science, Exxon has funded organizations engaged in disinformation who have used utterly indefensible tactics including: (1) lying or reckless disregard for the truth about climate change science, (2) manufacturing false scientific claims about climate change by holding bogus scientific conferences at which participants have  made scientific claims that have never not been subjected to peer review, (3) supporting front groups and fake grass roots organizations to oppose climate change policies whose creation was designed to hide the real parties in interest, (4) cherry-picking mainstream climate science by emphasizing a few minor issues in climate science about which there is some scientific uncertainty while ignoring the huge body of climate change science which is undisputed and claiming the uncertainties undermine the entire body of mainstream climate science, and (5) funding public relations strategies to undermine US citizens confidence in mainstream climate science, and (6) cyber bullying mainstream climate scientists and journalist who report on growing climate change risk.

Fossil fuel company support of the climate change disinformation campaign has been responsible for at least a twenty-five year delay in the United States response to climate change, a delay which has also thwarted international efforts to achieve a global solution to climate change and has made the threat of climate change now extraordinarily dangerous and made the warming limit goals agreed to by the world in Paris in 2015 to as close as possible 1.5 degrees C but no more than 2 degrees C extraordinarily difficult to achieve.

And so, the chief executive of a company has been nominated to lead the development of US foreign policy including forging an international position on climate change which company is already responsible for enormous potential climate change caused harms to the world created by the delay which is attributable to their funding and that of several other fossil fuel companies, industry organizations, and free-market fundamentalist foundations.

Although entities other than Exxon have also contributed to the funding of the climate change disinformation campaign, a  recent paper published  in the Proceedings of the National Academies of Science (PNAS) in October concluded that the main organizations comprising the climate denial echo chamber were funded by ExxonMobil and Koch Family Foundation and produced misinformation that effectively polluted mainstream media coverage of climate science and polarized the climate policy debate. The study is: Corporate funding and ideological polarization about climate change, October 12, 2015. 

This study’s analysis of 20 years’ worth of communication data between participants in the climate change counter-movement by Yale University researcher Dr. Justin Farrell shows beyond doubt that Exxon and the Koch Family Foundations have been key actors who funded the climate disinformation campaign and ensured the prolific spread of their doubt products throughout our mainstream media and public discourse about climate change.

The contrarian efforts have been so effective for the fact that they have made it difficult for ordinary Americans to even know who to trust,” Dr. Farrell told the Washington Post.  Dr Farrell said: “This counter-movement produced messages aimed, at the very least, at creating ideological polarization through politicized tactics, and at the very most, at overtly refuting current scientific consensus with scientific findings of their own.”

As we have explained on this website, the tactics deployed by the climate change disinformation campaign funded by some fossil fuel companies including Exxon and others should be understood as a new kind of crime against humanity because they are deeply morally reprehensible even if not classifiable as a crime under existing law because of the enormous climate change harms these tactics have caused to tens of millions of poor vulnerable people around the world, some of which are already occurring as others are already in the pipeline.

Some participants in the climate change disinformation campaign defend their behavior as exercises in free speech, yet as we have explained on this website, free speech is not an adequate defense for those who make claims based on lies or reckless disregard for the truth when misinformation can greatly harm others. (see; Three Videos on Why the Fossil Fuel Funded Climate Change Disinformation Campaign Is Neither an Exercise of Free Speech nor Responsible Scientific Skepticism and Should Be Understood as Some Kind of New Crime Against Humanity)

Thus an argument can be made that Exxon and the other entities who have funded the climate change disinformation campaign to protect their profits should be made to help pay for at least some of the climate change adaptation responses that are now needed to protect poor vulnerable people around the world from rising seas, floods, droughts, and diminished water supplies and the enormous damages from climate change that will be experienced because of the approximate three decade delay in responding to climate change that is attributable to the climate change disinformation campaign which began to get organized in the late 1980s. (Several law suits that have been filed against Exxon and other fossil fuel companies by plaintiffs seeking damages from climate change harms have been dismissed thus far, often on the grounds that allocating climate change damages is a political rather than a judicial function yet  a growing number of cases  continue to be filed seeking to establish legal liability of fossil fuel companies for their role in spreading misinformation about climate change.)

Yet, rather than making Exxon responsible for the enormous damage it has done through its successful efforts to prevent government policies to reduce GHG emissions., President-elect Trump has nominated Exxon’s CEO to be the spokesperson for US foreign policy including climate change foreign policy. This is arguably like appointing the CEO of Philip Morris to be the Surgeon General of the United States.

II. Why Has the US Media Given Little Attention About the Danger from Climate Change of Making the Exxon CEO US Secretary of State?

Why has the US press mostly ignored the extreme danger of making the CEO of a huge powerful oil company Secretary of State which company has been responsible for dangerous delays in responding to climate change through the use of morally reprehensible tactics and which company’s profits are greatly threatened by policies that rapidly reduce GHG emissions?

It would appear that the media’s relative lack of concern about nominating an Exxon CEO to run the State Department is attributable to Exxon’s and Tillerson’s announcements which began in 2006 that they had changed their views on climate change, agreed that human-induced climate change was a threat worthy of policy responses which include potentially putting a price on carbon, and Exxon would no longer fund organizations participating in climate change denial. (For a discussion of Exxon’s and Tillerson’s gradual shift on climate change see John Schwartz, New York Times, Tillerson Led Exxon’s Shift on Climate Change; Some Say ‘It Was All P.R.‘)

In fact, some recent press coverage of Tillerson’s nomination to be the US Secretary of State have uncritically portrayed the Exxon CEO as a climate change advocate.

For instance  Media Matters has reported in a CBS Evening News Report on December 13, anchor Scott Pelley said of Tillerson: “The lifelong oil man has no government experience, but he did convince Exxon to acknowledge climate change.” [CBS Evening News, 12/13/16]

Media Matters also reported that on December 10, an NBC news segment discussing Tillerson, correspondent Andrea Mitchell reported, “During his time at the world’s largest public energy company, Tillerson acknowledged the science behind climate change, supporting a carbon tax, while also expressing support for the Paris Climate Agreement.”

And so it would appear that Exxon’s and Tillerson’s recent stated changes in their positions on the acceptance of climate change science is responsible to the US media’s largely uncritical coverage of Tillerson’s nomination despite Exxon’s role in successfully undermining US responses to climate change and the basic conflict that exists between rapidly reducing GHG emissions and Exxon’s profits and the value of its oil reserves.

In what is likely an attempt to rebrand Exxon from being a climate change policy obstructionist, recently Exxon has produced TV commercials in which the company announces that is supporting the development of carbon capture and storage technologies that would reduce carbon emissions into the atmosphere.

III. Has Exxon actually stopped funding climate denial organizations?

In July 2016, DeSmog Blog reported that Exxon’s most recent financial disclosures show that the company “continues to support organizations that claim greenhouse gases are not causing climate change, or that cuts to emissions are a waste of time and money”:

Organisations including the American Enterprise Institute, the American Legislative Exchange Council and the National Black Chamber of Commerce — all organisations with a record of misinformation on climate science — all received grants in 2015 from ExxonMobil. The 2015 tally brings the total amount of known Exxon funding to denial groups north of $33 million since 1998. (DeSmog Blog, 7/8/16)

According to a recent article in the Guardian, Exxon gave more than $2.3 million to members of Congress and a corporate lobbying group that deny climate change and block efforts to fight climate change – eight years after pledging to stop its funding of climate denial.

IV Has Exxon and Tillerson Actually Become Advocates of Government Action On Climate Change. 

Does Exxon and Tillerson fully accept the mainstream peer-reviewed science on climate change? It is not clear.

Although both Exxon and Tillerson have asserted that they agree with the mainstream scientific view that human-induced climate change is a significant threat that must be dealt with, it is not clear that either accepts the scientific implications of the mainstream view including, for instance, neither that some fossil fuels must be left in the ground unless carbon capture and storage technology can be made affordable and proven effective nor that there is an urgent need to immediately aggressively reduce GHG emissions if the the international community hopes to prevent dangerous climate change. .

Tillerson has stated that he believes that climate change is a problem with an engineering solution. This suggests he supports the development of technologies that can either store carbon in the ground or remove carbon from the atmosphere. Yet no such technologies have been yet identified that can be deployed at the scale currently needed and that are also affordable and technologically effective despite the fact that these technologies are needed to justify continued use of oil and gas at current rates.

In addition, and perhaps more importantly, to limit warming to the warming limit goals agreed to in Paris in 2015 of as close as possible to 1.5 degrees C, the world must reduce carbon emissions to net zero by 2050.

CO2 emissions from energy and industry must be zero globally around 2050 for a 1.5°C limit, which is around 10-25 years earlier than for a 2°C limit. Full decarbonization for 1.5°C limit is therefore needed by mid-century, and mid-way through the second half of the century for 2°C limit. (Climate Analytics)

Thus, the international community must achieve net zero GHG emissions from the energy and industrial sectors in 33 years to have hope of limiting warming to 1.5°C and 58 years to achieve zero GHG emissions to limit to 2°C. To achieve these civilization challenging goals, the world must act quickly and aggressively. In fact rapid reductions are particularly needed in the next few years as UNEP has concluded. In fact there is an urgency of enhancing pre-2020 mitigation efforts to have any realistic hope of achieving the warming limit goals agreed to in Paris in December 2015. (See UNEP, Emissions Gap Report 2016, pg 9)

If nations quickly respond to the obligation to begin reducing GHG emissions to achieve zero emissions by 2050, this will require rapid expansion of non-fossil energy, a possibility due to recent rapid reductions in the cost of solar energy, and require energy companies to hold fossil fuel reserves in the ground. This could leave energy companies with unprofitable reserves, or assets “stranded” underground unless carbon capture and storage or atmospheric carbon removal technologies are deployed at scale because they have become affordable and technically effective. Yet  carbon storage has not yet proven affordable nor effective at the scale that would be required to prevent dangerous atmospheric GHG concentrations from continuing to rise.

Exxon has not accepted this idea.  In 2014, shareholders seeking greater accountability from the company on the potential that some of its reserves would have to be left in the ground submitted a resolution to disclose how its reserves would be affected if climate action reduced demand. The company, in response, produced a report that said it would be “highly unlikely” that countries would enact action aggressive enough to affect demand. Two years later, the world’s nations agreed to the Paris climate agreement to reduce emissions to zero by late in this century.

Has Tillerson questioned or denied mainstream climate science since 2006?

Yes. In settings with stock analysts or other executives Tillerson has at times reverted back to Exxon’s old narrative that cast doubt on climate science. At the company’s 2013 annual shareholder meeting, for instance,Tillerson said: “Notwithstanding all the advancements that have been made in gathering more data, instrumenting the planet so that we understand how climate conditions on the planet are changing, notwithstanding all that data, our ability to project with any degree of certainty the future is continuing to be very limited….If you examine the temperature record of the last decade, it really hadn’t changed.” Thus Tillerson adopted the frequently discredited claim of many climate change deniers that global rises in temperatures paused in the last decade.

At the 2015 annual meeting, Tillerson said it might be better to wait for better science before taking action on climate change. “What if everything we do, it turns out our models are lousy, and we don’t get the effects we predict?” (Inside Climate News, Rex Tillerson’s Record on Climate Change: Rhetoric vs. Reality)

Although Exxon and Tillerson have proclaimed that they might support a tax on carbon, they have done nothing to make this happen nor have they stated that they would support a significant carbon tax immediately. (John Schwartz, New York Times, Tillerson Led Exxon’s Shift on Climate Change; Some Say ‘It Was All P.R )

For these reasons, it is not clear that Exxon or Tillerson are willing to support US government responses on climate change that are now urgently required to deal with the climate emergency facing the world.

V. What Should Those Who Are  Concerned Abouaret Climate Change Do In Response to the Tillerson Nomination.

Given the enormity of the threat to the world from climate change, the indefensible role that Exxon has played in delaying US action on climate change, and the lack of clarity about whether Rex Tillerson supports policies needed to rapidly reduce global GHG emissions to safe global emissions, concerned ciitzens should strongly oppose the Tillerson nomination while demanding  that the nominee respond to the following questions under oath before a confirmation vote is taken in the US Senate:

  1.  Do you support development and deployment of non-fossil energy in the United States as rapidly as possible until technologies which can sequester carbon or remove carbon from the atmosphere have been demonstrated to be economically feasible and technically effective?
  2. If you agree that the United States should respond to climate change by putting a price on carbon, will you immediately support legislation which creates a price on carbon at levels necessary to reduce US emissions to the US fair share of safe global emissions?
  3. Do you agree that US policy on climate change should seek to achieve the Paris Agreement’s warming limit goals of preventing warming from exceeding as close as possible to 1.5 degrees C but no greater than 2.0 degrees C above pre-industrial levels?
  4. If you agree that US climate policy should seek to limit warming to between 1.5 degrees C and 2.0 degrees C, do you agree that the US should clearly explain how its policies will achieve these warming limit goals of the Paris agreement?
  5. Since you agree that human-induced climate change is a threat to people and ecological systems around the world, do you agree that Exxon should no longer fund the campaigns of politicians that deny that human-induced climate change is a threat worthy of a strong national response?
  6. Since GHG emissions from the United States not only threaten US citizens and ecological systems but people and ecological systems around the world, do you agree that US policy on climate change should respond to the US responsibility to prevent climate change from harming all people and ecological systems around the world?
  7. Do you agree that people and nations who could be harmed by high levels of US GHG emissions from the United States have interests in US climate change policies and if so their interests should be considered in formulating US climate policy?
  8. Do you agree that nations that emit GHGs at levels beyond their fair share of safe global emissions have a duty to help pay for reasonable adaptation needs and unavoidable damages of low-emitting countries and individuals that have done little to cause climate change?
  9. If you disagree that high emitting nations have responsibility to help finance reasonable adaptation needs or unavoidable damages from climate change in countries which are largely not responsible for climate change, how do you interpret the “polluter pays” principle of international law?
  10. Do you deny that when the US formulates a GHG emissions reduction target it has a duty both under the United Nations Framework Convention on Climate Change (UNFCCC) which it ratified in 1992 and the Paris Agreement to formulate its commitment after consideration of what “equity” requires of the United States and if so what does the term ‘equity” under the UNFCCC mean to you?

By: 

Donald A. Brown

Scholar in Residence and Professor

Widener University Commonwealth Law School

dabrown57@gmail.com

Exxon changed its position at about the time that Rex Tillerson became the CEO of Exxon.

On January 8, 2009, Rex Tillerson gave a speech in  Washingotn

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Urgent Call to Climate Journalists Around The World: Research Concludes You Are Tragically Failing to Cover Climate Change Issues Through An Ethical and Justice Lens

Slide1

Research conducted by Widener University Commonwealth Law School and the University of Auckland concludes that national debates about climate change policies and the press coverage of these issues are for the most part ignoring the obvious ethical and moral problems both with how nations are justifying climate change commitments and the arguments of climate change policy opponents at the national level. (See Nationalclimatejustice.org under “lessons learned.”) This is so despite the fact that:

(a)  It is impossible for a nation to think clearly about climate policy until the nation takes a position on two ethical issues: (1) what warming limit the nation is seeking to achieve through its policy, and (d) what is the nation’s fair share of safe global emissions. These are ethical issues that can’t be decided through economic or scientific analysis alone.

(b) Climate change policy making raises numerous ethical issues that arise in policy formulation. (See below)

(c) Ethical arguments made in response to the arguments of climate change policy arguments are often the strongest arguments that can be made in response to the claims of climate  policy opponents because most arguments made by opponents of climate policies fail  to pass minimum ethical scrutiny.

(d) Climate change more than any other environmental problem has features that scream for attention to see it fundamentally as a moral, ethical, and justice issue. These features include: (a) It is a problem overwhelmingly caused by high-emitting nations and individuals that is putting poor people and nations who have done little to cause the problem at greatest risk, (b) the harms to the victims are potentially catastrophic losses of life or the destruction of ecosystems on which life depends, (c) those most at risk usually can’t petition their own governments for protection, their best hope is that high emitters of ghgs will respond to their moral obligations to not harm others, and, (d) any solution to the enormous threat of climate change requires high emitting nations to lower their ghg emissions to their fair share of safe global emissions, a classic problem of distributive justice.

Our research has discovered that most journalists and national debates about climate policies around the world  have largely ignored the numerous ethical issues that arise in climate policy formation and instead usually have narrowly responded to the arguments of the opponents of climate policy which have almost always been variations of claims that climate change policies should be opposed because: (a) they will harm national economic interests, or (b) there is too much scientific uncertainty to warrant action.

Yet numerous issues arise in climate change policy formation for which ethical and moral considerations are indispensable to resolve these issues and moral arguments about these issues are by far the strongest responses to arguments on these issues usually made by opponents of climate policies. The issues include:

  • Can a nation justify its unwillingness to adopt climate change policies primarily on the basis of national economic interest alone?
  • When is scientific uncertainty an ethically acceptable excuse for non-action for a potentially catastrophic problem like climate change given that waiting until the uncertainties are resolved makes the problem worse and more difficult to solve?
  • Should proponents or opponents of climate change policies have the burden of proof to scientifically demonstrate that climate change is or is not a threat before climate change policies are in enacted?
  • What level of proof, such as, for instance, 95% confidence levels or the balance of the evidence, is needed to demonstrate climate change is a threat that warrants policy responses?
  • What amount of climate change harm is it ethically acceptable for a nation to impose on those nations or people outside their jurisdiction who will be harmed without their consent?
  • How aggressive should a nation be in achieving carbon neutrality?
  • Do high emitting nations have an ethical responsibility to reduce their ghg emissions as dramatically and quickly as possible or is their responsibility limited to assuring that their ghg emissions are no greater than their fair share of safe global emissions?
  • How transparent should a nation be in explaining the ethical basis for national ghg commitments particularly in regard to sufficiency of the ambition and fairness of the national commitments?
  • To what extent does a nation’s financial ability to reduce ghg emissions create an ethical obligation to do so?
  • What are the rights of potential victims of climate change to consent to a nation’s decision to delay national action on the basis of national cost or scientific uncertainty?
  • Who gets to decide what amount of global warming is acceptable?
  • Who should pay for reasonable adaptation needs of victims of climate change?
  • Do high emitting nations and individuals have a moral responsibility to pay for losses and damages caused climate change to people or nations who have done little to cause climate change?
  • How should national ghg targets consider the per capita or historical emissions of the nation in establishing their national climate commitments?
  • How should a nation prioritize its climate change adaptation needs?
  • Who has a right to participate in a nation’s decision about funding and prioritizing domestic and foreign adaptation responses?
  • How does global governance need to be changed to deal with climate change?
  • What difference for climate change policy-making is entailed by the conclusion that climate change violates human rights?
  • If climate change violates human rights, can economic costs to polluting nations be be a relevant consideration in the development of national climate policy?
  • Can one nation condition its response to the threat of climate change on the actions or inaction of other nations?
  • Which equity framework should a nation follow to structure its response to climate change?
  • What principles of distributive justice may a nation consider in determining its fair share of safe global emissions?
  • What kind of crime, tort, or malfeasance is spreading disinformation about climate change science by those who have economic interests in resisting constraints on fossil fuel?
  • What are the ethical limits of economic reasoning about the acceptability of climate change policies?
  • What ethical issues arise from cap and trade or carbon taxing solutions  to climate change?
  • What is ethically acceptable climate change scientific skepticism, for instance should all climate skeptics be expected to subject their claims in peer-reviewed journals?
  • Can a politician avoid responsibility for taking action on climate change simply on the basis that he or she is not a climate change scientist?
  • What ethical obligations are triggered by potentially catastrophic but low probability impacts from climate change and who gets to decide this?
  • What are the ethical limits to using cost-benefit analyses as a prescriptive guide to national climate policies?
  • What responsibility do high emitting nations have for climate refugees?
  • When are potential adverse environmental impacts of low emitting ghg technologies such as solar and wind a valid excuse for continuing to use high emitting ghg fossil fuel technologies?
  • Who gets to decide whether geo-engineering techniques which could lessen the adverse impacts of climate change are acceptable as long as these techniques could also create potential previously unexperienced environmental impacts?
  • What are the ethical and moral responsibilities of sub-national governments, businesses, organizations and individuals for climate change?
  • Can poor nations which have done little to cause climate change justify non-action on climate change on the basis of their lack of historical responsibility for climate change if some citizens or entities in the country are emitting high amounts of ghgs?
  • Do poor low-emitting nations have any moral responsibility for climate change and what is it?
  • When should a nation be bound by provisions of international law relevant to climate change including provisions in the United Nations Framework Convention on Climate Change that they agreed to such as the “no-harm,” and “precautionary? principles and the duty of developed nations to take the lead on climate change?
  • To what extent should stakeholder groups that advise governments on climate policies be gender and minority representative?

This website contains over 160 articles on these and other climate change ethical issues.

By:

Donald A. Brown

Scholar in Residence and Professor

Sustainability Ethics and Law

dabrown57@gmail.com

Why ethics requires that Intended Nationally Determined Contributions (INDCs) identify: (1) tonnes of CO2eq emissions reduced rather than a percent reduction from a baseline year, (b) the temperature limit and associated carbon budget that the INDC is seeking to achieve, (c) the equity principles that the nation relied on to assure the justice of its INDC, and (d) For Annex 1 countries, ghg emissions in 1990, the common baseline year.

INDC implications aubrey

COP-21 INDCs Compared With Carbon Budgets to achieve a warming limit of: (a)  3 to 4 degrees C, (b) a 50% probability of 2 degrees C, (c) a 66% probability of 2 degrees C , and, (d)  1.5 degrees C.  Global Commons Institute, Aubrey Meyer.

I. Introduction.

The above chart by the Global Commons Institute compares INDCs filed by nations with the UNFCCC before Paris with the reductions that would be needed by the entire world to live within carbon budgets that may not be exceeded if warming will be limited to;  between 3 degrees and 4 degrees C, a 50% chance of limiting warming to 2 degrees C, a 66% chance of limiting warming to 2 degrees C, and a reasonable chance of limiting warming to 1.5 degrees C.

A quick glance at the chart makes it clear that the INDCs that have been submitted by nations so far makes it very unlikely that the international community will be successful in limiting warming to 2 degrees C and virtually impossible to limit warming to 1.5 degrees C unless nations make significant increases in the ambition of their INDCs.

This entry argues that because nations have clear ethical duties to make national commitments on ghg emissions reductions consistent with their fair share of safe global emissions, they have duties to provide clear and transparent information about how their INDCs satisfies the nation’s ethical duty to limit its ghg emissions to levels which are sufficiently ambitious and fair so that citizens around the world can evaluate whether a nation has satisfied its ethical obligations. Furthermore, because national INDCs that have been submitted to the UNFCCC do not contain crucial information that is necessary to evaluate the nation’s compliance with its ethical obligations, nations must submit additional information to allow citizens around the world to  evaluate national compliance with its ethical obligations to prevent dangerous climate change.

All developed countries and some non-Annex 1 countries have submitted INDCs that have made commitments on the basis of percent reductions below a baseline year such as 1990 or 2005 by a specific date such as 2030, 2050, etc.

Although nations were encouraged by the Lima COP-20  decision in 2014  to include in their INDC submissions information that was transparent as to  why their INDC was sufficiently ambitious and fair, few nations have done this.

As of October 8th, 2015, 121 INDC submissions have been filed with the UNFCCC, reflecting 148 countries (including the European Union member states), and covering around 86% of global emissions in 2010 (excluding land use and forest emissions) and 87% of global population.) Most nations have not submitted information that is useful in determining the adequacy of the ambition or fairness of the INDCs submitted.

II. Why nations have a strong ethical duty to be clearly transparent on how they satisfied their ethical obligations to reduce its ghg emissions to the nation’s fair share of safe global emissions. 

A strong ethical case can be made that if nations have duties to limit their ghg emissions to their fair share of safe global emissions, a conclusion that follows both as a matter of ethics and justice and several international legal principles including, among others, the “no harm principle,” and promises nations made in the 1992 UNFCCC to adopt policies and measures required to prevent dangerous anthropocentric interference with the climate system in accordance with equity and common but differentiated responsibilities, nations have a duty to clearly explain how their national ghg emissions reductions commitments arguably satisfy their ethical obligations to limit their ghg emissions to the nation’s fair share of safe global emissions.

Because information submitted by nations with their INDCs does not contain sufficient information to help evaluate the ethical acceptability of national INDCs, nations should submit additional information needed to evaluate a nation’s compliance with its ethical obligations to prevent dangerous climate change.

The ethical duty to clearly explain how a nation satisfied its ethical obligations for climate change follows from the ethical duty of nations to not harm others beyond their national boundary. Although nations could reasonably disagree on what equity frameworks should guide national commitments on ghg emissions, no nation can deny its responsibility to reduce its ghg emissions on the basis of equity and principles of distributive justice to levels that will prevent dangerous climate impacts around the world. Unless nations specifically identify the equity principles that have guided their ghg emissions reductions, and the assumptions about warming limits entailed by their INDC,  nations and citizens around the world who may be harmed by illigitmate uses of common pool resources have an insufficient factual basis to challenge the potentially unethical responses of nations to their ethical obligations.  From this it is clear that nations have a strong duty to be clear on how they satisfied their ethical responsibilities for climate change. Yet almost all INDCs submitted thus far have either no information or inadequate information on how the nation satisfied its ethical duties in regard to the sufficient ambition or the justice of its INDC.

III. The ethical basis for why national INDCs should specify; (a) the number of tons of ghg emissions that will be reduced by implementation of the INDC by a specific date, (b) the warming limit and associated carbon budget that the nation’s INDC is seeking to achieve in cooperation with other nations, (c) the equity principles assumed by the nation in determining the fairness of its INDC, and (d) for Annex 1 nations,  emissions reductions that will be achieved by the INDC from 1990, a common baseline year. 

Any national ghg emissions reduction commitment is implicitly a position on two ethical questions, namely, first, what safe atmospheric ghg concentration level the commitment is designed to achieve and, second, what equity framework or principles of distributive justice the INDC is based on. Although some nations have acknowledged their ethical duties to base their INDC on ethically justifiable criteria, almost all INDC submissions have not explained how specific emissions reductions commitments link to a specific desired atmospheric ghg concentration levels and its associated carbon budget that will provide some level of confidence that a warming limit will be achieved nor why their ghg emissions reductions commitment is fair as a matter of distributive justice.

In fact no nation has explained quantitatively how its commitment is related to an atmospheric carbon budget or a specific equity framework. In addition the information submitted with INDCs submitted so far make it virtually impossible to rigorously evaluate the adequacy of the INDC as a matter of ethics and justice.

Almost all INDCs that have been submitted thus far by developed nations commit to a percentage reduction in ghg emissions from a baseline year by a a stated year. Although some nations acknowledge that their climate policies should be guided by ethical principles, no nation has expressly explained quantitatively how their commitments were specifically guided by ethical principles.

Because the acceptability of an INDC is a matter of ethics and justice, and citizens need additional information about the INDC to be able to evaluate the ethical acceptability of the INDC, INDCs submitted should be supplemented by additional information because an INDC expressed as a percent reduction from a given baseline year by a certain future date does not reveal:

(a) the percentage of the global carbon budget that will be consumed by the nation’s emissions because a percentage reduction commitment does not say when the reductions will be achieved yet the speed with which the reductions are achieved will affect the tonnes of any remaining carbon budget with quicker reductions consuming less amounts of the available carbon budget while waiting until the end of the period to achieve the percent reduction committed to will consume much more of the remaining carbon budget;

 

(b) the carbon budget in gigatons of CO2eq that the INDC is seeking to achieve. Because different carbon budgets will provide different levels of confidence that warming will be limited to specific temperature increases and the amount of temperature increase that an INDC has implicitly deemed to be acceptable to the nation is an ethical issue at its core, the nation should be required to link the INDC to a specific carbon budget so that the ambition of the INDC can be evaluated through an ethical lens.

 

(c) the equity framework or principles assumed by the nation in determining how much of a global carbon budget should be allocated to the nation in establishing its INDC such as contraction and  convergence, ghg development rights, historical emissions responsibilities, or other principles of distributive justice.  Although reasonable people may disagree what equity framework is just, nations should be expected to expressly specify the equity framework or principles of  distributive justice they used in determining their INDC so that citizens around the world can evaluate claims about fairness made by a nation in setting its INDC.

 

(d) the fairness of the baseline year selected such as 1990. Some nations including the United States have selected baseline years such as 2005 which represents the year of its peak emissions, 13 years after the United States agreed in the 1992 UNFCCC to adopt policies and measures to prevent dangerous climate change that would return ghg emissions to levels that existed before 1992 by 2000. Although the international community could reasonably adopt different baseline years, ideally the baseline year should be consistent among nations so that citizens could more easily compare commitments and understand how a nation has taken responsibility for policies they adopted or failed to adopt after the nation agreed to adopt climate policies and measure in the 1992 UNFCCC. Although a strong case can be made that historical ghg emissions before 1990 should be considered in determining a nation’s fair share of safe global emissions, selecting a common baseline year such as 1990 would facilitate easier citizen comparison of national commitments while retaining the rights of nations to make arguments that historical ghg emissions should be considered in any equity framework.

For these reasons, ghg emissions reductions commitments in INDCs should be: (a) stated in tons of ghg emissions reductions rather then percent reductions  from a baseline year, (b) identify the temperature limit and its associated carbon budget that the INDC is seeking to achieve to satisfy its ethical responsibilities to prevent dangerous climate change, (c) identify the equity framework or principles a nation followed to assure that its ghg emissions reductions were fair and just, and (d) compute its ghg emissions reductions commitment from the baseline year of 1990.

By: 

Donald A. Brown

Scholar In Residence and Professor

Sustainability Ethics and Law

dabrown57@gmail.com

A Call for Researchers on A Project On Deepening National Responses to Climate Change On The Basis of Ethics and Justice

This is a call for researchers in different nations to investigate how national debates about climate change policies have expressly considered or not ethics and justice issues in formulating climate policies. So far we have researchers who have committed to produce papers on Australia, Bangladesh, Cameroon, Canada, Chile, China, Equator, Germany, Ghana, India, Japan, Kenya, Netherlands, Nigeria, Malawi, Mauritius, Marshall Islands, Nepal, Panama, Russia, South Africa, South Korea, Thailand, Turkey, Uganda, United Kingdom, and USA.

We are also looking for researchers from other nations.

The following description of the project:

  • explains the purpose and urgency of the research,
  • includes a research template that includes 10 questions that entail the research questions to be answered,
  • describes procedures for researchers who wish to become involved,
  • explains that the research will become part of a peer-reviewed publication to be published initially as a book and later as an ongoing web-based project, and
  • identifies additional guidelines on producing the research papers.

This new project has been organized by Widener University School of Law, Environmental Law Center and the University of Auckland, School of Architecture and Planning. As the following explains, those interested in participating in the research project should email Prue Taylor at the University of Aukland at prue.taylor@auckland.ac.nz and Donald Brown at Widener University School of Law at dabrown57@gmail.com indicating your interest and the nation you will research.

Research Project on Ethics and Justice in Formulating

A.    The Need for Research

This program will encourage researchers around the world to investigate how individual nations have or have not taken ethics and justice into account in their national responses to climate change.

There is widespread agreement among many observers of international attempts to achieve a global solution to climate change that there is little hope of preventing dangerous climate change unless nations take their equity and justice obligations into account in setting national responses to climate change. In ratifying the United Nations Framework Convention on Climate Change (UNFCCC), nations agreed to adopt policies and measures based upon “equity” to prevent dangerous anthropogenic interference with the climate system.  Yet, many nations continue to make national commitments under the UNFCCC as if national economic self-interest rather than ethical obligations is an adequate basis for determining national policies on climate change.  As a result there is a huge gap between national commitments to reduce greenhouse gas (ghg) emissions that have been made thus far under the UNFCCC and global ghg emissions reductions that are necessary to limit warming to 2 oC, a warming limit that has been agreed to by the international community as necessary to prevent very dangerous climate change.

The research agenda outlined below seeks to develop information and analyses that could be helpful in ensuring that nations take equity and justice seriously when making national commitments on climate change.  Experience with international human rights regimes demonstrates that national performance on ethical and justice issues can be improved through the development of publically available records of national compliance with justice obligations. If records were available on national compliance with ethical obligations for climate change, they could be used both by the international community to pressure nations to improve performance on their climate change ethical obligations and also create a factual basis that could be used by citizens within the nation to ensure that the national climate change policies consider ethical obligations in setting their emissions targets. Currently there is no international database on how nations have taken equity and justice into account in setting national ghg reduction target or other wise responded to the ethical dimensions of climate change.

This research project calls upon researchers around the world to examine the issues outlined in the template below.

This is a project of Widener University School of Law and the University of Auckland who will manage the project and provide results to interested governments, NGOs students and citizens and publish the research and summaries of this work.

B.    Research Template

Focusing on a nation’s response to climate change in respect to policies adopted or under consideration, the researcher will examine the following issues, ideally over at least the last 5 years:

  1. To what extent has the national debate about how the nation should respond to climate change by setting a ghg emissions reduction target expressly considered that the nation not only has economic interests in setting the target but also ethical obligations to those who are most vulnerable to climate change and that any national ghg emission reduction target must represent the nation’s fair share of safe global emission.  In answering this question, identify the national ghg emissions reduction target, if any, that the nation has committed to under the United Nations Framework Convention on Climate Change (UNFCCC).
  2. In making a national commitment to reduce ghg emissions under the UNFCCC, to what extent, if at all, has the nation explained how it took equity and justice into consideration in setting its ghg emissions reduction target.
  3. Given that any national ghg emissions target is implicitly a position on achieving an atmospheric ghg concentration that will avoid dangerous climate change, to what extent has the nation identified the ghg atmospheric concentration stabilization level that the national emissions reduction target seeks to achieve in cooperation with other nations.
  4. Given that any national ghg emissions target is implicitly a position on the nation’s fair share of safe global emissions, to what extent has the nation identified the ethical and justice considerations that it took into account in allocating a percentage of global ghg emissions to the nation through the identification of a ghg emissions reduction commitment.
  5. To what extent, if at all, has the nation acknowledged that nation’s emitting ghg above their its share of safe global emissions have a responsibility to fund reasonable adaptation measures or unavoidable losses and damages in poor developing countries.
  6. What formal mechanisms are available in the nation for citizens, NGOs and other interested organizations to question/contest the nation’s ethical position on climate change?
  7. How is the concept of climate justice understood by the current government? Have they articulated any position on climate justice issues that arise in setting ghg emissions policy or in regard to the adaptation needs of vulnerable nations or people?
  8. Are you aware of any regional, state, provincial, or local governments in your country that has acknowledged some ethical responsibility for climate change? If so, what have they said?
  9. Has your national government taken any position on or other wise encouraged individuals, businesses, organizations, subnational governments, or other entities that they have some ethical duty to reduce greenhouse gas emissions.
  10.  What recommendations would you make to get the nation or civil society to take ethics and justice issues seriously in climate change policy formulation?

C.   Procedures

Researchers interested in participating in this project should send an email to Prue Taylor Prue.taylor@auckland.ac.nz  and Donald Brown at dabrown57@gmail.com

Please indicate the country you will be working on and include a bio.

We will then acknowledge your willingness to participate and provide any additional information.

Questions should be directed to Prue Taylor or Donald Brown at above email.

First drafts of Report due September 5th. 2014

D.  Additional Guidelines for Research Papers.

  • Each paper should be limited to 8 single spaced pages (16 doubled spaced) or about 3000 words.
  •  First drafts of the  papers should be submitted  by September 5, 2014 to myself and Prue Taylor from the University of Auckland for those researchers that desire to be published in the initial book on the topic.
  • Research papers received after this date will be published on the project website which is under construction. We expect this work will continue to be updated by additional papers on the website and that eventually the website will be the main method of publishing the research work.
  • Approximately the first 10 papers which are relieved and pass a quality control review will be published in the initial book which is part of phase one of this project.
  • All papers should follow the format of Earthcan/Routledge which follows.

Format guidelines for authors:

The following guidelines are provided to help you in the preparation of your manuscript,

• Text files must be supplied as Word documents containing plain text with no formatting (such as linked footnotes, section numbers, etc.) and no embedded images.

• Please use Oxford English spelling: -ize endings for words such as ‘organize’ and ‘dramatization’; ‘analyse’, not ‘analyze’; ‘colour’, not ‘color’; ‘labelling’, not ‘labeling’, etc.

• Figures and tables must have captions, e.g. Figure 1.1 The poverty spiral. Note the convention of giving the number in bold and the caption in italics.

• Tables should appear in the chapter file, at the appropriate point in the text, with the caption above the table and note and source (if applicable) below. If the table is particularly large or complex it may be best to supply it as a separate file, as for figures.

• Figures must be supplied as separate files (i.e. not embedded within the text files) with the filename clearly identifying it, e.g. Figure 1-1.jpg for Figure 1.1. Preferred file types are jpeg or tif. Try to avoid sending images embedded in Word documents. Please supply line diagrams and graphs in black and white only (not colour) unless you have specific agreement that they will be printed in colour. The text file should just include the caption (and source and note if applicable) in the appropriate place in the text to indicate the correct position for the typesetter.

• Image size, when resolution is set to 300dpi, should be as close as possible to the size at which the image is likely to appear in the book. Often this will mean a width of 120mm, although it obviously depends on the chosen dimensions for the book.

• Provide full details of source for figures and tables, even if the work is your own. You must obtain permission for Earthscan/Routledge to use any material you submit.

• Cite references in the text using the Harvard system of author name and date. For three or more authors use the first author’s name followed by et al. If citing more than one reference consecutively put them in date order, e.g. (Heard, 1984; Heard and Tyler, 1989, 1995; Adams, 1998; Adams et al, 1998).

• Follow the style of referencing in the following examples:

Dyer, C. (1996) ‘Evidence rules plea rejected’, The Guardian, 10 July, p4

Edwards, M. F. and Hulme, D. (1992) Making a Difference, Earthscan, London

Hawken, P. (1996) ‘A teasing irony’, in R. Welford and R. Starkey (eds) The Earthscan Reader in Business and the Environment, Earthscan, London

Hawken, P. and James, M. R. (1995) ‘Biodiversity to go: The hidden costs of beef consumption’, Chinese Biodiversity, vol 4, no 3, pp145–152

Joly, C. (2001) ‘Is enlightened capitalism possible?’, http://www.storebrand.com/enlightened.htm, accessed 30 January 2002

Jones, A. (1984a) ‘Sustainability and the environment’, PhD thesis, University of Kent at Canterbury, UK

Jones, A. (1984b) Environmental Sustainability, Smith Press, Sunyani, Ghana

• Notes should be placed at the end of your contribution under their own section. Please do not use footnotes or automatic notes/note numbering.

Additional Formatting Instructions

NOTES FOR AUTHORS AND EDITORS

The following guidelines are provided to help you in the preparation of your manuscript, and to ensure the book’s smooth progress through the editorial production process. The most important points are summarized below, while the following pages go into more detail

• TEXT FILES must be supplied as Word documents containing plain text with no formatting (such as linked footnotes, section numbers, etc.) and no embedded images.

• FIGURES must be supplied as separate files (i.e. not embedded within the text files) and should be clearly and logically labelled with the same name as is used to refer to the figure in the text file (see following pages for the best way to label figures). Do not send duplicate or extraneous images. The image files supplied should be all, and only, those to appear in the book

HOW AND WHAT TO SUBMIT

 

• Electronic files for both text and figures can be supplied to you editor and editorial assistant as attachments by e-mail. If the figures add up to more than about 10MB in total it is likely to be simpler to supply them by posting them on a CD.

• Please save the text using one Word document for each chapter. Additional material such as the contents or list of figures should also be supplied using a separate document for each, clearly labelled.

• Please advise the editor if anything is missing and has to be supplied at a later date. Often we can start production work on a book with the knowledge that, for example, the acknowledgements will be supplied later. It is important to know exactly what is missing and when you will be able to supply it in order to be sure that it will not disrupt the production schedule.

TEXT PRESENTATION

GENERAL POINTS

• Please do not insert linked footnotes/endnotes, embedded figures or any other complicated coding.

• The whole text file should be in plain 12-point type, double-spaced. Avoid unnecessary carriage returns; one carriage return at the end of a paragraph is sufficient. Do not use larger type or bold/italic for headings – see note below on distinguishing levels of heading. Bold and italic should be used only within the main text where necessary (see notes below under House Style heading)

 

HEADINGS

• Avoid numbering your headings unless the text is complex and would be confusing to follow without reference to numbered headings.

• Code them clearly with square bracket tags according to the level of emphasis needed, i.e. ‘[a]’ for the most important headings, ‘[b]’ for the next sub-level and so on. Do not leave a space after the tag and the text that it codes. For example:

[a]Public policy

[b]Green taxes

[c]The EU carbon tax

• It is fine if you only need to use [a] and [b] headings, or even just [a] headings. It is best to avoid more than four levels of heading (i.e. [a], [b], [c] and [d]).

LISTS

• You may wish to have bulleted or numbered lists. Only use the latter where there is a clear hierarchy in the list entries, or if the preceding statement warrants it (e.g. ‘There are four points to be borne in mind…’).

• Avoid lists with very long entries – it is often less confusing to use subheadings.

• Insert one hard carriage return before and after the list (i.e. one line space above and below) and a tag at the start indicating either bulleted list or numbered list.

• Numbers followed by one character space will indicate a numbered list:

1 First point in a numbered list

2 Second point in a numbered list

3 Third point in a numbered list.

 

• Bulleted lists should have a double asterisk to represent each new point:

** First point in a bulleted list

** Second point in a bulleted list

** Third point in a bulleted list.

CAPTIONS FOR FIGURES AND TABLES

• Figures and tables must have captions, e.g. Figure 1.1 The poverty spiral. Note the convention of giving the number in bold and the caption in italics.

• Tables should appear in the chapter file, at the appropriate point in the text, with the caption (and note and source if applicable) above the table. If the table is particularly large or complex it may be best to supply it as a separate file, as for figures.

• Figures must be supplied separately (see below for more about this) so the text file should just include the caption (and source and note if applicable) in the appropriate place in the text to indicate the correct position for the typesetter. If the figure is referred to in the text the position should obviously be as near as possible to that mention.

• Provide full details of source, even if the work is your own. You must obtain permission for Earthscan/Routledge to use any material you submit (see note on Permissions, below).

TEXT BOXES

• Do not use any special formatting for boxes.

• As for tables and figure captions, boxes should be included within the text file at the point in the text at which they are intended to appear.

• Insert the square bracket tags [!box!]’ and [!box ends!] at the start and finish of the box text.

• Insert a caption at the top of the box (i.e. below the [!box!] tag and above the box text), e.g. Box 3.4 Information about boxes

NOTES

• Notes will be grouped together as endnotes, either at the end of each chapter or in one section, grouped by chapter, at the back of the book. The sequence of numbers in each chapter should start at ‘1’ rather than having one consecutive list throughout the entire book.

• Do not use automatic footnote and endnote features in Word.

• Number the notes consecutively with Arabic numerals, ie ‘1’, ‘2’.

• List the notes at the end of your chapter under an [a]-level heading ‘Notes’.

• The superscript note number in the main text should be placed after punctuation, such as when it comes at the end of a sentence or refers to bracketed text. For example:

The revised tests (based on research carried out in the early 1970s)1,2 were adopted worldwide.3

 

REFERENCES

• If you quote material from another author’s work, please make sure that you have quoted the passages correctly and supplied an accurate reference. References will be grouped together at the end of each chapter, or at the back of the book grouped by chapter.

• Cite references in the text using the Harvard system of author name and date. For three or more authors use the first author’s name followed by et al. If citing more than one reference consecutively put them in date order, e.g. (Heard, 1984; Heard and Tyler, 1989, 1995; Adams, 1998; Adams et al, 1998).

• We prefer to avoid use of op cit, ibid and idem. Please simply repeat the citation as appropriate.

• Include page references where possible, if it will help the reader. They can be either with the citation in the text (e.g. Heard, 1984, p21) or at the end of the full reference; including them with the short citation allows you to use several citations for different pages of a publication with one reference at the end.

• List your references at the end of each chapter under an [a]-level heading ‘References’. They should be in alphabetical order by surname of author. In this full list of references, include the names of all authors (not ‘et al’).

• If more than one work by the same author is referenced, these should be in date order. Use letters beside the year of publication if two or more by the same author appeared in the same year, as in the Jones examples below; make sure that the citation in the text includes the correct letter).

• Book publications must include both the publisher’s name and their location (town or city), stating the country as well as the if it is not obvious. For American publishers we prefer the town/city name to be followed by the two-letter state abbreviation, e.g. Boston, MA

• Internet references should give an exact URL for what is referred to rather than just a home page address, and include a note of when the page was accessed (see Jones, 1984a below). Often it is not possible to be sure of date of publication, in which case put ‘(undated)’. If something has both a print and a web reference (as for many newspaper articles) please give a full print reference if possible, and the URL can be added on the end optionally.

PERMISSIONS

It is the author’s responsibility to clear permission to reproduce material protected by copyright; the publisher is indemnified against breaches of copyright by the author in the contract. It is usually considered unnecessary to clear permission for text extracts shorter than 400 words, but if you are in any doubt, check with the copyright holder.

CONTENTIOUS MATERIAL

Avoid using material which may give offence to readers. Racist and sexist remarks are unacceptable; please avoid sexual stereotypes. It is the author’s responsibility to check the accuracy of the material before it reaches the publisher. It is particularly important that any defamatory or potentially libellous material is checked carefully by a lawyer with competence in that field, and revised as necessary.

 

IMAGE FILES (FIGURES)

GENERAL POINTS

• We prefer to receive files as tif, jpeg or eps format. Please check with us if you intend to submit figures in other file formats. It is best to avoid using Word documents with photographs or other image files embedded in them; it will result in additional work and poorer quality.

• We can accept hard copy (e.g. photographs or transparencies) although the cost of scanning them to produce an electronic file may be passed on (see next point).

• If figures are not supplied in the ideal format or to specifications outlined below we are likely to need to carry out additional work on the files or have the figure redrawn, and the cost of this is usually passed on to the author.

 

ELECTRONIC SPECIFICATIONS

• Please provide figures to be reproduced in monochrome as black and white (‘grayscale’) images, and provide colour figures as CMYK, not RGB.

• Image size, when resolution is set to 300dpi, should be as close as possible to the size at which the image is likely to appear in the book. Often this will mean a width of 120mm, although it obviously depends on the chosen dimensions for the book.

• Save each image file using the name of the figure as referred to in the chapter text, e.g. ‘Figure 1.1.tif’. If a Figure is made up of multiple images they may be saved as ‘Figure 1.1a.tif’, ‘Figure 1.1b.tif’, etc.

• If you are creating a diagram, graph, etc. yourself, it’s preferable to use 8pt Helvetica font for any labelling (assuming the figure is at the correct size). Do not include the figure caption, source or notes in the illustration. These will be inserted in the appropriate position in the main text

HOUSE STYLE

Please write clearly, with your intended audience in mind, so that your text is accessible to the appropriate level of readership. Jargon is acceptable in technical texts, but should be kept to a minimum in more general texts, and should be explained thoroughly on first usage.

SPELLING

• Use ‘ize’/’ization’ rather than ‘ise’/’isation’ spellings for words like realize, organization, specialize etc. Note that some words – generally those that don’t stem from Latin – cannot take ‘ize’, e.g. analyse, comprise, revise (check in an Oxford English Dictionary if in doubt). However, ‘ise’/’isation’ spellings in certain proper names should be retained (e.g. Organisation for Economic Co-operation and Development).

• Use UK English rather than US English.

CAPITALIZATION

• Keep to a minimum. Don’t use capitals for words like ‘company’ or ‘manager’. Use lower case for generic references (‘European universities’); capitals for specifics (‘the University of Bristol’)

ACRONYMS AND ABBREVIATIONS

• Spell out in full the first time that they are used, e.g. ‘International Institute for Environment and Development (IIED)’. Thereafter, the short form only need be given.

• Extremely common abbreviations need not be explained, e.g. TV, CD, BBC.

• Please provide a list of all acronyms and abbreviations used

BOLD AND ITALICS

• Italics are no longer used for common foreign words or phrases (et al, inter alia etc.), but may be used for more obscure ones.

• Italics should be used for the names of books, newspapers, journals, paintings, plays, films, TV series and ships (government papers or policy statements usually appear in inverted commas). The rule is essentially that anything that is a complete thing in itself takes italics (and initial capital for all main words) whereas anything that is part of a work (e.g. a chapter in a book, an article in a journal, a poem from a collection, a particular episode of a TV series) should be unitalicized but within inverted commas.

• Use italics sparingly for emphasis.

• Bold should be used very sparingly. It can be useful in adding your own emphasis within a quoted passage (in which case note ‘[emphasis added]’ at end of quote) and to highlight terms in, for example, a glossary or a lis

NUMBERS AND MEASUREMENTS

• Use metric units with no space between the numeral and abbreviation, e.g. ‘3055km’.

• Currencies other than £, euros or US$ should be converted to one of those three currencies and used instead of or (in brackets) in addition to the currency referred to.

• Use a comma as a separator in numbers over 9999, e.g. 41,500. However no comma is necessary for lower values.

PUNCTUATION

• Do not use a comma before the penultimate entry in a list, e.g. use ‘rats, mice, gerbils and guinea pigs’, not ‘rats, mice, gerbils, and guinea pigs’.

• Use single quotation marks to denote speech; only use double quotation marks when speech is being reported within an extant set of quotation marks.

• No full stops after contractions such as Dr, Mr, Ms, ed for editor, BUT full stops after etc., or in e.g., i.e., and after initials of people’s names: J. B. Smith)

 

WEB ADDRESSES

• There is no need for ‘http://’ before ‘www’; e.g. ‘www.earthscan.co.uk’ not ‘http://www.earthscan.co.uk’. But keep the full form in URLs such as http://en.wikipedia.org/wiki/World_population.

• Punctuate as normal, i.e. if a web address comes at the end of a sentence in the main text it should take a full stop but not if it comes at the end of a reference.

If there are questions about format issues please direct to Prue Taylor prue.taylor@auckland.ac.nz

 By:

Donald A. Brown

Scholar In Residence and Professor

Widener University School Of Law

dabrown57@gmail.com

 

Prue Taylor

Deputy Director

New Zealand Center for Environmental Law

University of Auckland

Auckland, New Zealand
prue.taylor@auckland.ac.nz

 

 

 

 

 

At the UN Climate Talks, Thinking About Equity May Require Understanding the Conditions of Mutual Trust

Editor’s Note: The following entry is by guest blogger, Dr. Idil Boran, from  York University in Toronto, Canada. Dr. Boran has previously reported on equity and justice issues that arose in the recently concluded Bonn intercessional meetings of climate negotiations under the UNFCCC. This latest report was made at the conclusion of these negotiations during which almost no progress was made in defining equity under UNFCCC by the Ad Hoc Working Group on Durban Platform For  Enhanced Action (ADP), a mechanism under the UNFCCC that seeks to achieve a adequate global climate agreement, despite a growing consensus among most observers of the UNFCCC negotiations that nations need to align their emissions reductions commitments to levels required of them by equity and justice if the world is going to prevent extremely dangerous climate change.

climate justicenow

At the UN Climate Talks, Thinking About Equity May Require Understanding the Conditions of Mutual Trust

The UN Climate Conference held in Bonn, Germany, June 4-15, 2014, concluded in a generally positive tone. Much work has been done before COP 20 in Lima, where negotiators are expected to produce a fully written draft of the new agreement.

International talks on climate change have taken many twists and turns since the UNFCCC came into effect. In the current round of negotiations important shifts are occurring. As explained in a previous post, the new platform of negotiations favors the concept of global participation, where every nation is expected to do its part in some capacity. This is to replace the idea of common but differentiated responsibilities, which was the guiding principle of the negotiations in the Kyoto era. This principle was specially opted to capture a sense of equity within a binding global treaty. The current focus on global participation is to facilitate agreement and induce greater participation. But does this shift imply that the new agreement will have to make a compromise on the issue of equity?

Moral and political philosophers tend to think about equity in substantive terms, as claims about how to apportion the burdens and the benefits as part of a collective venture. The thinking is usually that of identifying an appropriate criterion of equity (a guiding principle) and then articulating an allocation of responsibilities from this criterion.

This way of thinking can be applied to many topics arising within the Framework Convention. Take, for example, the new issue at the heart of the multilateral negotiations: the Warsaw Mechanism on Loss and Damage associated with climate impacts in developing countries that are particularly vulnerable to the adverse effects of climate change. When the issue of loss and damage is raised, a standard approach that comes to mind is that of prescribing an allocation of the costs associated with loss and damage (human, economic, as well as non-economic costs) by a criterion of equity.

For example, historical accountability provides a morally powerful criterion. This is the idea that those who are historically responsible for the problem of climate change should provide the resources to deal with loss and damage. Ability to pay provides another criterion. Here the idea is that developed countries should take up the costs, simply because they are more wealthy. These arguments have been made for mitigation efforts, and they can also be made as new issues arise, such as the issue of an international mechanism on loss and damage.

But the reality is far more complex. However neat these substantive arguments are, they do not capture the layers of discussions that actually take place. In fact, most of the discussions regarding the Warsaw Mechanism, at this point in time, are not over substantive questions. They are focused on deciding on the rules and procedures, and the composition of the Executive Committee, whose mandate will be to develop the details of the mechanism. But the questions that arise at this procedural level are no less interesting. As discussions continue, developing countries who feel threatened by the effects of climate change will press for greater representation within the Committee, and developed countries, such as the United States and the E.U. will press more on the importance of securing the right team of experts regardless of country representation.

But why are developing countries vulnerable to the effects of climate change are pressing for more seats on the Committee? Clearly, when it comes to decisions made by the Executive Committee, they worry that their interests will not be taken into account, unless they secure greater representation.

So, it looks like there is a problem of trust that needs to be addressed at the heart of the deliberations. Within rightful conditions of collective decision-making, equitable terms of cooperation can be captured and agreed upon. And this is exactly what the new round of negotiations aims to achieve by 2015, with more flexibility conferred to countries in making their contributions to the climate effort. What remains to be done, then, is to work on the conditions that will promote trust between parties.

More than neat arguments from first principles, this may require specially talented people, with strong diplomatic skills working on the ground, who can foster a sense of building bridges, and a feel for working together on a global problem. This will also require the building of strong international institutions that put greater emphasis than ever on transparency, accountability, and governance.

At this juncture then, if equity is the concern, there are reasons to invest in understanding what, if at all, can generate more trust between parties at the UNFCCC. Figuring out what it takes to secure mutual trust is more an art than strict rational argumentation. It has something to do with creating a welcoming and inclusive atmosphere, as opposed to a hostile one where all hold their cards close to their chests. It therefore makes sense for academic researchers interested in the ethical, political, and legal aspects of climate talks to tune in to these dynamics.

As for the institutional structure of the UNFCCC, adopting the right institutional rules and procedures can help in fostering mutual trust. That’s why the new multilateral assessment and review processes under development are of special significance. So is the effort to agree on a common metric on emissions reduction, so to allow all parties to pitch in their contributions in a coherent way, and work together toward ratcheting them up in the future. This may not be a magic solution to the climate problem, but it can set the foundations of cooperation that’s not only equitable but durable too. If successful, it can set an important precedent.

That’s why all eyes will be on Lima in December 2014…

By: 

Dr. Idil Boran. Associate Professor &

Director of the Certificate Program in Practical Ethics

Department of Philosophy, Faculty of Liberal Arts and Professional Studies

Core Faculty Member

Institute for Research and Innovation in Sustainability (IRIS)

York University, Toronto Ontario

Canada

Improving IPCC Working Group III’s Analysis on Climate Ethics and Equity, Second In A Series.

ipcc_postcard

jutice climate

 

This is the second in a three part series examining the ethical and justice issues discussed by the IPCC Working Group III in its 5th Assessment Report (AR5) . In the first entry in  this series we concluded that although the recent IPCC AR 5 Working Group III report is laudable improvement over prior IPCC reports in regard to identifying ethical and equity issues that should be considered in developing climate change policy, some criticisms are also warranted of how IPCC has articulated the significance and implications of the ethical, justice, and equity principles that should guide nations in developing climate change policies.

In short, we will argue improvement is possible in how IPCC deals with ethics, justice, and equity issues entailed by climate change policy-making despite very significant improvements on these matters in the AR5 report compared to prior IPCC reports.

In this entry we will examine several preliminary ethical and justice issues raised by the new IPCC Working Group III Chapter 3, on Social, Economic, and Ethical Concepts.  The last entry will continue the examination Chapter 3 and then turn to Chapter 4 on Sustainable Development and Equity.

As a preliminary matter, one of the challenges that IPCC faces in its mandate on of ethics and justice issues relevant to climate change policy-making is that it is not IPCC’s role to be prescriptive in deciding what governments should do. It’s mandate is to synthesize the extant social-economic and scientific literature for policy-makers. In this regard, the IPCC chapter on ethics said expressly:

This chapter does not attempt to answer ethical questions, but rather provides policymakers with the tools (concepts, principles, arguments, and methods) to make decisions. (IPCC, 2014.WG III, Ch. 3, pg. 10)

And so it is not IPCC’s role to do ethical analyses of policy issues that raise ethical questions. IPCC can, however, distinguish between prescriptive and descriptive questions that arise in relevant socio-economic literature about climate policy-making, identify important ethical and justice issues that arise in this literature, where there is a consensus on ethics and justice issues in the relevant literature describe the consensus position, where there is no consensus on ethical and justice issues describe the range of reasonable views on these issues, and identify hard and soft law legal principles relevant to how governments should resolve ethical and justice issues that must be faced by policy-makers.

There are several subjects in climate change policy-making which raise important ethical and justice issues. They include policy judgements about:

  1. how much warming will be tolerated, a matter which is implicit but rarely identified when nations make ghg emissions reduction commitments,
  2. any nation’s fair share of safe global emissions, matters which are referred to by the IPCC usually as burden-sharing or effort-sharing considerations and a matter taken up in chapter 4 of IPCC, Working Group III chapter on sustainability and equity,
  3. any nation’s responsibility for funding reasonable adaptation and compensation for losses and damages for those who are harmed by climate change,
  4. when a nation is responsible for its ghg emissions given differences in historical and per capita emissions among nations,
  5. responsibility for funding technology transfer to poor nations,
  6. how to evaluate the effects on and responsibilities to others of climate change technologies that are adopted in response to the threat of climate change, including such technologies as geo-engineering or nuclear power, for instance,
  7. who has a right to participate in climate change policy-making, a topic usually referred to under the topic of procedural justice,
  8. the policy implications of human rights violations caused by climate change,
  9. the responsibility of not only nations but subnational governments, entities, organizations, and individuals for climate change,
  10. when economic analyses of climate change policy options can prescribe or limit national duties or obligations to respond to the threat of climate change,
  11. ethical and justice implications of decisions must be made in the face of scientific uncertainty,
  12. whether action or non-action of other nations is relevant to any nation’s responsibility for climate change,
  13. how to spend limited funds on climate change adaptation,
  14. when politicians may rely on their own uninformed opinion about climate change science,
  15. who is responsible for climate refugees and what their responsibilities are.

nw book advOn some of these issues, the recent IPCC report included a good summary of the extant ethical literature, on other issues important gaps in IPCC’s analysis can be identified, and lastly on a few of these issues, IPCC Working Group III is silent. IPCC reports cannot be expected to be exhaustive on these matters and therefore gaps and omissions in the IPCC reports in regard to ethics and justice issues relevant to policy-making is not necessarily a criticism of IPCC and is here pointed out only for future consideration. In fact, IPCC’s work on the ethical limits of economic arguments is a particularly important contribution to the global climate change debate. What is worthy of criticism, however, is if IPCC’s conclusions on guidance for policy-makers is misleading on ethics and justice issues.

II. Ethical Issues Raised by Economic Arguments About Climate Policy

Perhaps the most important practical ethical and justice issues raised by Working Group III’s work on ethics is its conclusions on the ethical and justice limitations of economic analyses of climate change policy options. This topic is enormously practically important because nations and others who argue against proposed climate change policies usually rely on various economic arguments which often completely ignore the ethical and justice limitations of these arguments (In the case of the United States, see Brown, 2012.) Because most citizens and policy-makers have not been trained in spotting ethically dubious claims that are often hidden in what appear at first glance to be “value-neutral” economic arguments, IPCC’s acknowledgement of the ethical limitations of economic arguments is vitally important.  It is also practically important because the first four IPCC reports, although not completely ignoring all ethical and justice problems with economic arguments about climate change policies, failed to examine the vast majority of ethical problems with economic arguments against climate change policies while making economic analyses of climate change policies the primary focus of Working Group III’s work thereby  leaving the strong impression that economic analyses, including but not limited to cost-benefit analyses, is the preferred way to evaluate the sufficiency of proposed climate change policies.  On this matter, the AR5 report has made important clarifications.

The AR5 III report included a section on this very issue entitled: Economics, Rights, and Duties which we reproduce here it  its entirety because of its importance to this discussion,  followed by comments in bold italics:

Economics can measure and aggregate human wellbeing, but Sections 3.2, 3.3 and 3.4 explain that wellbeing may be only one of several criteria for choosing among alternative mitigation policies.

Other ethical considerations are not reflected in economic valuations, and those considerations may be extremely important for particular decisions that have to be made. For example, some have contended that countries that have emitted a great deal of GHG in the past owe restitution to countries that have been harmed by their emissions. If so, this is an important consideration in determining how much finance rich countries should provide to poorer countries to help with their mitigation efforts. It suggests that economics alone cannot be used to determine who should bear the burden of mitigation.

What ethical considerations can economics cover satisfactorily? Since the methods of economics are concerned with value, they do not take into account of justice and rights in general. However, distributive justice can be accommodated within economics, because it can be understood as a value: specifically the value of equality. The theory of fairness within economics (Fleurbaey, 2008) is an account of distributive justice. It assumes that the level of distributive justice within a society is a function of the wellbeings of individuals, which means it can be reflected in the aggregation of wellbeing. In particular, it may be measured by the degree of inequality in wellbeing, using one of the standard measures of inequality such as the Gini coefficient (Gini, 1912), as discussed in the previous section. The Atkinson measure of inequality (Atkinson, 1970) is based on an additively separable social welfare function (SWF), and is therefore particularly appropriate for representing the prioritarian theory described in Section 3.4.6 . Furthermore, distributive justice can be reflected in weights incorporated into economic evaluations as Section 3.6 explains.

Simply identifying the level of inequality using the Gini Index does not assure that the harms and benefits of climate change policies will be distributed justly. For that a theory of just distribution is needed. The Gini index is also at such a level of abstraction that it is very difficult to use it as a way of thinking about the justice obligations to those most vulnerable to climate change. Even if there is strong economic equality in a nation measured by the Gini index, one cannot conclude that climate change policies are distributively just.

Economics is not well suited to taking into account many other aspects of justice, including compensatory justice. For example, a CBA might not show the drowning of a Pacific island as a big loss, since the island has few inhabitants and relatively little economic activity. It might conclude that more good would be done in total by allowing the island to drown: the cost of the radical action that would be required to save the island by mitigating climate change globally would be much greater than the benefit of saving the island. This might be the correct conclusion in terms of overall aggregation of costs and benefits. But the island’s inhabitants might have a right not to have their homes and livelihoods destroyed as a result of the GHG emissions of richer nations far away. If that is so, their right may override the conclusions of CBA. It may give those nations who emit GHG a duty to protect the people who suffer from it, or at least to make restitution to them for any harms they suffer.

Even in areas where the methods of economics can be applied in principle, they cannot be accepted without question (Jamieson, 1992; Sagoff, 2008). Particular simplifying assumptions are always required, as shown throughout this chapter. These assumptions are not always accurate or appropriate, and decision‐makers need to keep in mind the resulting limitations of the economic analyses. For example, climate change will shorten many people’s lives. This harm may in principle be included within a CBA, but it remains highly contentious how that should be done. Another problem is that, because economics can provide concrete, quantitative estimates of some but not all values, less quantifiable considerations may receive less attention than they deserve.

This discussion does not adequately capture serious ethical problems with translating all values into monetary units measured by willingness to pay or its surrogates nor that such transformation may greatly distort ethical obligations to do no harm into changes in commodity value.

The extraordinary scope and scale of climate change raises particular difficulties for economic methods (Stern, forthcoming). First, many of the common methods of valuation in economics are best designed for marginal changes, whereas some of the impacts of climate change and efforts at mitigation are not marginal (Howarth and Norgaard, 1992). Second, the very long time scale of climate change makes the discount rate crucial at the same time as it makes it highly controversial (see Section 3.6.2 ). Third, the scope of the problem means it encompasses the world’s extremes of wealth and poverty, so questions of distribution become especially important and especially difficult. Fourth, measuring non‐market values—such as the existence of species, natural environments, or traditional ways of life of local societies—is fraught with difficulty. Fifth, the uncertainty that surrounds climate change is very great. It includes the likelihood of irreversible changes to societies and to nature, and even a small chance of catastrophe. This degree of uncertainty sets special problems for economics. (Nelson, 2013) (IPCC, 2014.WG III, Ch. 3, pg. 12-13)

Again this discussion does not adequately describe the ethical problems with economic determinations of all values. In fact it leaves the impression that if non-market values can be discovered the problems of transforming all values to commodity values are adequately dealt with.

Chapter 3, also includes additional statements about the ethical limits of economic reasoning sprinkled throughout the chapter. They include:

1. Most normative analyses of solutions to the climate problem implicitly involve contestable ethical assumptions.(IPCC, 2014. WG III, Ch. 3, pg.10)

2. However, the methods of economics are limited in what they can do. They can be based on ethical principles, as Section 3.6 explains. But they cannot take account of every ethical principle. They are suited to measuring and aggregating the wellbeing of humans, but not to taking account of justice and rights (with the exception of distributive justice − see below), or other values apart from human wellbeing. (IPCC, 2014.WG III, Ch. 3, pg. 24)

And so Chapter 3 of the IPCC report contains a number or clear assertions  about the ethical limitations of economic arguments. However there are important gaps missing from this analysis. Also several sections of Chapter 3 that can be interpreted as claims that policy makers are free to choose economic reasoning as justification for climate policies. That is, some of the text reads as if a policy-maker is free to choose whether to base policy  on economic or ethical and justice considerations, choosing between these two ways of evaluation is simply an option. Some of these provisions follow with responses in italics

Chapter 3 page 6 says:

Many different analytic methods are available for evaluating policies. Methods may be quantitative (for example, cost‐benefit analysis, integrated assessment modeling, and multi‐criteria analysis) or qualitative (for example, sociological and participatory approaches). However, no single best method can provide a comprehensive analysis of policies. A mix of methods is often needed to understand the broad effects, attributes, trade‐offs, and complexities of policy choices; moreover, policies often address multiple objectives  (IPCC, 2014.WG III, Ch. 3, pg. 6)

Although economic analyses can provide policy-makers with valuable information such as which technologies will achieve ethically determined goals at lowest cost, thereby providing criteria for making remedies cost-effective, there are serious ethical problems with cost-benefit analyses used prescriptively to set emissions reductions targets. Some of these are alluded to in IPCC Chapters 3 and 4, others are not acknowledged. Because of the prevalence of cost-benefit justifications for climate change policies, future IPCC reports could make a contribution by identifying all of the ethical issues raised by cost-benefit analyses.

 Any decision about climate change is likely to promote some values and damage others. These may  be values of very different sorts. In decision making, different values must therefore be put together or balanced against each other. (IPCC, 2014. WG III, Ch. 3, pg. 6)

This provision can be understood as condoning a consequentialist approach to climate policy that fails to acknowledge deontological limits. Since when any nation makes policy on climate change it affects poor people and vulnerable nations around the world, there are serious procedural justice issues which go unacknowledged in this section and,  for the most part, all throughout Chapter 3. Nowhere does the chapter acknowledge that when a climate policy is  under development at the national level,  nations have no right to compare costs to them of implementing policies  with the harms to others that have not consented to the method of valuation being used to determine quantitative value.

Ideally, emissions should be reduced in each place to just the extent that makes the marginal cost of further reductions the same everywhere. One way of achieving this result is to have a carbon price that is uniform across the world; or it might be approximated by a mix of policy instruments (see Section 3.8 ). (IPCC, 2014.WG III, Ch. 3, pg. 26)

This statement fails to acknowledge that emissions reductions amounts should be different in different places according to well accepted principles of distributive justice. Although other sections of the chapter acknowledge that responsibility for climate change is a matter of distributive justice, this section and others leave the impression that climate policy can be based upon economic efficiency grounds alone. The way to cure this problem is to continue to reference other sections that recognize ethical limits in setting policy on the basis of efficiency.

(IPCC, 2014.WG III, Ch. 3, pg. 6)

Since, for efficiency, mitigation should take place where it is cheapest, emissions of GHG should be reduced in many developing countries, as well as in rich ones. However, it does not follow that mitigation must be paid for by those developing countries; rich countries may pay for mitigation that takes place in poor countries. Financial flows between countries make it possible to separate the question of where mitigation should take place from the question of who should pay for it. Because mitigating climate change demands very large‐scale action, if put in place these transfers might become a significant factor in the international distribution of wealth. Provided appropriate financial transfers are made, the question of where mitigation should take place is largely a matter for the  economic theory of efficiency, tempered by ethical considerations. But the distribution of wealth is amatter of justice among countries, and a major issue in the politics of climate change (Stanton, 2011). It is partly a matter of distributive justice, which economics can take into account, but compensatory justice may also be involved, which is an issue for ethics. (Section 3.3).(IPCC, 2014.WG III, Ch. 3, pg. 26)

There are a host of  potential ethical problems with mitigation taking place in one part of the world to satisfy the ethical obligations of a nation in another part of the world which is emitting above its fair share of safe global emissions that are not mentioned in this article. Included in these problems are:

  • Environmental Sufficiency. There are many technical challenges in assuring that a project in one part of the world that seeks to reduce ghg by an amount that otherwise would be required of a polluter will actually succeed in achieving the reductions particularly when the method of reduction is reliant on biological removal of carbon.
  • Permanence. Many proposed projects for reducing carbon in one part of the world to offset reductions ethically required in another part of the world raise serious questions about whether the carbon reduced by the project will stay out of the atmosphere forever, a requirement that is required to achieve the environmental equivalence to ghg emissions reductions that would be achieved at the source.
  • Leakage. Many proposed projects used to offset emissions reductions of high-emitters raise serious questions about whether carbon reduced by a project at one location will result in actual reductions in emissions because the activity which is the subject of the offset is resumed at another location.
  • Additionality. A project that is proposed in another part of the world to offset emissions reductions of a high-emitting entity may not be environmentally effective if the project would have happened anyway for other reasons.
  • Allowing Delay In Investing In New Technology. The ability to rely on a cheaper emissions reductions project in another part of the world as a substitute of reducing emissions creates an excuse for high-emitting entities to delay investment in technologies that will reduce the pollution load. This may create a practical problem when emissions reductions obligations are tightened in the future. 

Chapter 3 also treats other important ethical issues that arise in climate change policy formation. They include:

3.3 Justice, equity and responsibility,

3.3.1 Causal and moral responsibility

3.3.2 Intergenerational justice and rights of future people

3.3.3 Intergenerational justice: distributive justice

3.3.4 Historical responsibility and distributive justice

3.3.5 Intra‐generational justice: compensatory justice and historical responsibility

3.3.6 Legal concepts of historical responsibility

3.3.7 Geoengineering, ethics, and justice

3.4 Values and wellbeing

3.4.1 Non‐human values

3.4.2 Cultural and social values

3.4.3 Wellbeing

3.4.4 Aggregation of wellbeing

3.4.5 Lifetime wellbeing

3.4.6 Social welfare functions

3.4.7 Valuing population

III. Some Additional Gaps In Chapter 3

Some of the gaps in Chapter 3 on ethical issues raised by climate change policy-making include: (1) ethics of decision-making in the face of scientific uncertainty, (2) whether action or non-action of other nations affects a nation’s responsibility for climate change, (3) how to spend limited funds on climate change adaptation, (4) when politicians may rely on their own uninformed opinion about climate change science, and (5) who is responsible to for climate refugees and what are their responsibilities.

The last entry in this series will continue the analyses of IPCC  Chapter 3 on Social, Economic, and Ethical Concepts and Chapter 4 on Sustainability and Equity.

References

Brown, 2012,  Navigating the Perfect Moral Storm: Climate Change Ethics In Light of a Thirty-Five Year Debate, Routledge-Earthscan, 2012

Intergovernmental Panel on Climate Change (IPCC), 2014, Working Group III, Mitigation of Climate Change, http://www.ipcc.ch/report/ar5/wg3/

By:

Donald A. Brown

Scholar In Reference and Professor

Sustainability Ethics and Law

Widener University School of  Law

dabrown57@gmail.com

 

 

A Picture To Help Citizens Understand the Justice and Equity Issues That Must Be Faced in Setting National GHG Emissions Targets.

 All nations, when they set national ghg emissions reductions targets, are implicitly taking a position on the following two civilization challenging ethical issues. The international community should require that all nations explicitly explain their positions on these two issues.

Bathtub revised 1pptx

Every national ghg emissions reduction target is implicitly a position on the two above civilization challenging ethical issues, although nations almost never identify the positions they have taken on these issues nor acknowledge that these are ethical matters. These issues are: (1) a ghg atmospheric concentration stabilization goal, and (2) the nation’s fair share of global ghg emissions that will achieve the atmospheric goal.  This picture seeks to help citizens understand these issues. Both of these issues are essentially ethical and moral issues.  This is so because in taking a position on an ghg atmospheric stabilization goal, a nation is determining how much harm it is willing to inflict on hundreds of millions of poor vulnerable people around the world and the ecological systems on which life depends. Also, in specifying a ghg emissions reduction amount, the nation is also taking a position on what distributive justice requires of it to reduce global ghg emissions to safe levels.

Governments should be required to explain their positions on these issues because every national ghg emissions reduction target is implicitly a position on these ethical questions.

By:

Donald A. Brown

Scholar In Residence and Professor,

Widener University School of Law

dabrown57@gmail.com

 

 

 

 

Has Discussion Of What “Equity” Requires Of Nations To Reduce GHG Emissions Disappeared From Climate Negotiations? If So, What Should Be Done About It?

ambition and equity

I. Introduction

Has the leadership of international climate negotiations under the UNFCCC lost the desire to require nations to expressly examine what “equity” requires of them? Recently there has been no evidence that the UNFCCC Secretariat or the leadership of the Ad Hoc Working Group on the Durban Platform for Enhanced Action (known as the ADP) has any intention of discussing the meaning or practical significance of “equity” in climate negotiations. This paper examines: (a) what has happened recently in climate negotiations in regard to national obligations to reduce ghg emissions reductions on the basis of equity and justice, (b) arguments that have been made in support of ignoring express discussion of equity and justice issues in climate negotiations, (c) arguments in support of a greater focus on equity and justice at both the international and national levels, and (d) what should be done to increase the focus on equity and justice in light of the resistance of nations to acknowledge their equitable and justice obligations.

II. Recent Disappearance of Equity In Climate Negotiations

The ADP is a subsidiary body under the UNFCCC. It was established in 2011 with the mandate to develop a “protocol, another legal instrument or an agreed outcome with legal force” under the Convention applicable to all Parties, which is to be completed no later than 2015 and to come into effect in 2020.

While there have been negotiations under way on the new agreement, there has also been an attempt to increase national commitments on greenhouse gas (ghg) emissions reductions in the short-term because mainstream science is telling nations that much greater reductions in emissions are necessary in the next few years to maintain any hope of keeping warming below 20 C, a warming limit that all nations have agreed should not be exceeded to give some hope of preventing catastrophic warming. In fact, the international community has understood that much more ambitious commitments are necessary, both in the short- and long-term to maintain any hope of keeping warming to tolerable levels. For this reason, the agendas of the last few Conferences of the Parties (COP) UNFCCC meetings have sought to increase the ambition of nations to increase their ghg emissions reductions commitments both in the short- and long-term. There has also been a fairly wide-spread understanding that the international community will not avoid very dangerous climate change unless nations increase their national commitments to levels required of them based upon equity while working with other nations to keep atmospheric concentrations of ghg from exceeding dangerous levels.

Two years ago it appeared as if the ADP was proceeding to seek some agreement on what equity requires under the UNFCCC. In May of 2012, the UNFCCC held a workshop on equity in Bonn. A report on the workshop is on available.  As expected, nations were not able to come close to agreeing on what equity requires at this initial Bonn workshop. Yet, the workshop concluded that a work program on equity is needed and made a decision that “equity” should be taken up at COP-18 in Doha, Qatar.

nw book advThere was no focused discussion of “equity” in Qatar despite the recommendation from the Bonn workshop. The United States opposed language in the final Qatar document that included language on “equity” according to the report on COP-18 by the Earth Negotiation Bulletin http://www.iisd.ca/vol12/enb12567e.html. Is this the reason why discussions on “equity” were not resumed in Qatar? The public record is not clear.

Nor was there any focused discussion on “equity” in Warsaw at COP-19 with the exception of a proposal pushed by the Brazilian government and 130 other nations to define equity in a way that took historic responsibility into account. The United States, the EU, Canada, and Australia refused to discuss this proposal.

And there was virtually no discussion of what equity would require of nations in regard to emissions reductions commitments in the last few years at the UNFCCC annual meetings which seek to create an adequate global solution to climate change.

The Warsaw meeting did discuss “co-benefits of climate change commitments” at the urging the UNFCCC leadership thereby implicitly reverting to a category of self-interest rather than national obligation. Co-benefits were discussed presumably to convince nations that it was in their national economic interest to adopt climate policies, a tactic which may implicitly confirm the notion that national economic interest rather than national obligations should be the basis for climate change policy.

And so it would appear that discussions of what equity would require of nations to increase their ghg emissions reductions commitments is no longer on the UNFCCC agenda.

Yet nations have already agreed under the UNFCCC to adopt programs and measures to prevent dangerous climate change based upon equity and common but differentiated responsibilities. We might add, however, even if nations did not agree to reduce their emissions based upon equity, basic and uncontroversial theories of justice would require nations to reduce their emissions to their fair share of safe global emissions. However most nations are making ghg reduction commitments based upon national economic interest, not on their fair share of safe global emissions.

Differences among nations about the significance of equity and justice plagued the Warsaw meeting in regard to funding for adaptation and loss and damages, yet the ADP discussions never took up express consideration of what equity would require in regard to these issues either.

equity and ambitionThis failure to discuss equity is somewhat curious given that there has been a strong level of agreement among many observers to and commenters on the climate negotiations that if nations are going to increase their ambition on ghg emissions reduction to levels that prevent catastrophic warming, they will need to make commitments based upon their equitable obligations to keep atmospheric ghg concentrations to safe levels rather than on self-interest. That is, without a recognition by nations of their ethical and justice obligations to the rest of the world to reduce their emissions to their fair share of safe global emissions, there is little hope of preventing catastrophic warming.

Based upon the negotiations in Warsaw at COP-19, it would appear that the future treaty that was agreed to in Durban in 2011 and is to be finally negotiated in Paris in 2015 will be comprised of “bottom-up” pledges without any formal recognition or operational definition of equity. Although it is possible that “equity” could be taken up in a meeting scheduled for March in Bonn this coming year, it would appear that at least for the moment, the UNFCCC secretariat has abandoned any hope of getting nations to operationalization “equity” in the negotiations.

In fact, several observers of the negotiations have advised the international community to abandon any direct discussion of “equity” because it is too contentious. This paper reviews some of the reasons that have been advanced for avoiding any direct negotiation of what “equity” requires along with arguments for resumption of negotiations expressly focused on equity. Finally this paper argues for continuance of a discussion on “equity” that anticipates some of the problems that have arisen when equity has been previously discussed in the negotiations.

III. Arguments Against Direct Negotiation of “Equity”

Several observers of the climate negotiations have counseled against any further direct negotiation of “equity” because it is too contentious and will not likely lead to agreement.

For instance, a recent World Bank paper recommends that climate negotiations abandon attempts to achieve national ghg emissions reductions commitments based upon “equitable” obligations after a somewhat rigorous review of the extant literature on “equity” and a brief summary of what has happened in the negotiations. The paper is entitled “Equity in Climate Change, An Analytical Review.” The paper identifies four formula or frameworks for operationalizing equity under the UNFCCC that have appeared in the relevant literature. These include emissions allocated: (i) equally on a per capita basis; (ii) inversely related to historic responsibility for emissions; (iii) inversely related to ability to pay; and (iv) directly related to future development opportunities.

The paper argues that none of these formulae have attracted sufficient support because each is dramatically inconsistent with many nations’ national interest and therefore will not likely receive the level of consensus required in international negotiations. In light of the fact that any attempt to reach consensus on the operationalization of equity will run into conflicts with national interest, the paper recommends a completely new approach that would fund a new carbon revolution while abandoning the current approach in which nations make individual emissions reductions commitments consistent with what equity requires of them. Equity considerations, according to the paper, would then play a role, not in allocating a shrinking emissions budget, but in informing the relative contributions of countries to funding a technological revolution.

The World Bank paper further asserts that conflicts of interest are created by any of the equity formulas that have been advanced that are both inherent and stron. They are inherent because any allocation must distribute a fixed aggregate carbon budget. They are strong because the budget is not really fixed but shrinking dramatically relative to the growing needs of developing countries. Since mainstream science has concluded that drastic compression in aggregate emissions is now necessary to keep temperatures below dangerous levels, shrinking emissions budgets are likely to require even greater ghg emissions reduction commitments that are in even greater conflict with national interests.

Therefore, the paper recommends abandoning negotiations about “equitable” emissions reduction commitments and attack climate change through commitments on funding climate friendly technologies.

Others have also recommended abandonment of “equity” considerations because any reasonable definition of equity would require nations to agree to cuts that were not in their national interest coupled with the fact that there is no consensus about what equity requires. It would appear that these people believe that if nations cannot agree on what equity requires it is unproductive to discuss equity in climate negotiations. They appear to fear that discussions of equity will lead to no agreement.

IV. Justification For Requiring Nations to Agree on Equitable Responsibilities

There are several reasons why nations should be required to make emissions reductions expressly consistent with what fairness and equity require of them including the following:

1. Nations have been entering negotiations as if only economic national interest counts and in so doing have failed to make emissions reductions commitments based upon equity that in the aggregate will avoid dangerous climate change. In fact, when some nations have been asked to explain why they have not made more ambitious commitments, they have frequently justified their unwillingness to make greater commitments because such reductions are not in their economic interest. For this reason, it is likely a practical mistake to not insist that any national commitment conforms to some reasonable definition of what equity requires. To ignore this obligation is to encourage the continued dominance of national self-interest in national responses to climate change.

2. Although there is some reasonable disagreement on what equity requires, this fact should not relieve nations of the obligation to demonstrate that their emissions reductions commitments are based upon reasonable expectations of fairness and distributive justice. Some nations seem to be arguing that because there are differences among nations about what equity requires, this is justification for totally ignoring equity and justice issues entailed by making allocations among nations. Because allocation of national ghg emissions is inherently a matter of justice, nations should be required to explain how their ghg emissions reduction commitments both will lead to a specific atmospheric greenhouse gas concentration that is not dangerous, that is, what remaining ghg CO2 equivalent budget they have assumed that their commitment will achieve, and on what equitable basis have they determined their fair share of that budget. Any national ghg emissions reduction is implicitly a position on a safe atmospheric ghg concentration and that nation’s fair share of total global emissions that will reach that target. Because of this, nations should be required to expressly disclose their assumptions on safe global emissions and what fairness requires of them because such assumptions are implicit but usually hidden in their commitment.

3. Although there may be some reasonable disagreement of what equity requires among various equitable frameworks that have been proposed, this does not mean that any proposal for what equity requires is entitled to respect. The problem of allocating emissions reductions among nations is a classic problem of distributive justice. Distributive justice allows people to be treated differently but requires that those who want to be treated differently from others in some distribution of public goods identify a morally relevant justification for being treated differently. For instance, a person whose justification for obtaining a larger share of food is the fact that he or she has blue eyes will not pass ethical scrutiny because the color of someone’s eyes is not a morally relevant justification for different treatment. Similarly a nation’s justification for the refusal to reduce ghg emissions is that reductions in emissions will affect the nation’s economic interest is not a morally relevant justification for refusing to cut ghg emissions. If it were any polluter could justify continuing to pollute as long as pollution controls cost the polluter money. Because many of the justifications for national ghg emissions commitments are based upon economic self-interest, rather than ethical duty to others, these justifications fail to satisfy minimum ethical scrutiny. And so, strong claims can be made that certain justifications for national commitments on ghg emissions reductions fail to pass any reasonable ethical analysis even though one cannot say absolutely what perfect justice requires. It is therefore fairly easy to spot ethical problems with national ghg commitments even though one cannot claim unambiguously what justice requires. Therefore it is possible to get traction for ethics and justice issues despite disagreement on what justice precisely requires.

4. Although reasonable people may disagree on what equity and justice may require of national ghg emission reduction commitments, there are only a few considerations that are arguably morally relevant to national climate targets. In discussing equity and the distributive justice of national commitments, the relevant criteria for being treated differently that have been recognized by serious participants in the debate about equity include: (a) per capita considerations, (b) historical considerations, (c) luxury versus necessity emissions, (d) economic capacity of nations for reductions, (e) levels of economic development, and (f) and combinations of these factors. The fact that reasonable people may disagree about the importance of each one of these criteria does not mean that anything goes as a matter of ethics and justice. In addition, the positions actually taken by nations on these issues in the negotiations utterly fail any reasonable ethical scrutiny. For this reason, discussions on equity should focus heavily on the obvious injustice of national positions on these issues rather than worrying about what perfect justice requires. Some reasonable compromise among these criteria should be a goal of the negotiations. In fact, a global framework for equity would include some forward looking considerations including per capita considerations and backward looking considerations such as historical responsibility from a specific date, modified by certain economic considerations including economic ability to respond rapidly and perhaps differences between necessity emissions and luxury emissions.

 5. The insight that nations will not agree to what equity requires of them because it is not in their national interest should not be the basis for abandoning an equitable approach to climate change as recommended by the above referenced World Bank paper because national interest is not a morally acceptable justification for national climate change policy yet it is likely to remain the criteria for setting national climate change policy unless a nation is shamed for its ethically bankrupt position on climate change. The fact that changes in national responses to ethically unacceptable behavior can be demonstrated from the spread of human rights around the world which can be attributed to shaming nations for their failure to provide human rights protections. The same naming and shaming approach to equity and national ghg emissions reductions commitments should be followed on climate change emissions reductions commitments by adopting better understanding of the ethical bankruptcy of some nations’ approach to climate change.

6. The need to turn up the visibility on the ethical and equitable unacceptability of national ghg commitments is not only important to get nations to increase their emissions reductions commitments in international negotiations, it is also important to change the way climate change policies are debated at the national level when climate change policies are formed. For instance, when some nations including the United States and New Zealand have debated climate change policies at the national level there has been a complete failure to acknowledge that proposed policies must respond to the nation’s equity and ethical obligations. Because of this, national economic interest rather than global obligation dominates debates on proposed climate policies at the national level. There is an important need to change the focus of national debates on climate change policies at the national scale so that citizens understand the ethical problems with their country’s national commitments. And so, there is an important need to increase awareness of the equity and justice issues entailed by national climate change policy debates.

V. How To Make Equity Part Of National Responses To Climate Change

For the reason stated above, there is an urgent need to increase the focus in international climate negotiations and at the national level on equity and justice and simply ignoring these issues because they are difficult or contentious is likely a huge practical mistake that has potential catastrophic consequences. However, given the resistance thus far on nations’ willingness to openly discuss the equity and justice dimensions of their climate policies, the first order question is how to do this. Because of the unwillingness of nations to agree on what equity requires of them, initial steps should be taken to increase awareness of the ethical and justice failures of national responses to climate change.

1. The first priority is to achieve a wider understanding of the utter failure of national commitments thus far to deal with the equity and justice issues. The UNFCCC secretariat has the authority to ask nations specific questions. In the past, when the nations have been asked questions about their position on equity, the questions have been too general with insufficient follow up. Along this line each nation should be asked to answer a series of questions about their ghg emissions commitments which include but are not limited to the following:

A. What specifically is the quantitative relevance of your emission reduction commitment to a global ghg emissions budget to keep warming below a 1.5 °C or 2°C warming target. In other words how does your emissions reduction commitment, in combination with others, achieve an acceptable ghg atmospheric concentration that limits warming to 2°C or the 1.5°C warming limit that may be necessary to prevent catastrophic warming?

B. What is the atmospheric ghg concentration level that your target in combination with others is aiming to achieve?

C. How specifically does your national commitment take into consideration your nation’s undeniable obligation under the UNFCCC to base your national climate change policy on the basis of “equity.” In other words, how have you operationalized equity quantitatively in making your emissions reduction commitments?

D. What part of your target was based upon “equity”?

E. Are you denying that nations have a duty under international law to assure that:

a. the “polluter pays”;

b. citizens in their country not harm other people outside their national jurisdiction under the “no harm” principle; and,

c. your country should have applied the precautionary approach to climate change policy since 1992 when the UNFCCC was adopted?

F. How does your national ghg target commitment respond to these settled principles of international law?

G. In debating national climate policy, to what extent have you apprised citizens of your country that nations have ethical and justice responsibilities to other vulnerable people and nations?

H. To what extent have you informed high emitting entities and individuals within your nation that they have ethical responsibilities to decrease their ghg emissions in cases when this can be done without a major sacrifice to an entities or individual interest.

2. Because debates about climate change policy formation at the national level have often ignored questions of equity and fairness, there is a need to publicize how debates at the national level about proposed climate change policies acknowledge or ignore questions of equity, ethics, and distributive justice. To accomplish this, researchers around the world should be requested to report on and document how ethics and equity issues are being considered in public policy debates about national policy within each country.  This analysis should determine, among other things, the extent to which the debate about climate policy has specifically considered an atmospheric ghg concentrations goal and on what equitable and distributive justice basis has the target commitment selected.

3. There is a need to establish an international data base on how nations have considered equity and distributive justice issues at the national level and specific excuses that nations have relied upon for their failure to support an ethically justifiable international climate regime.

4. The starting point for any negotiations session under the UNFCCC should be a submission by each government on their position on their equitable obligations for issues under negotiation. This submission should be detailed to include specific ethical issues under consideration during each negotiation.

5. Each nation should be required to identify what policy steps it is taking to provide, protect, and fulfill the human rights that may be adversely affected by climate change to both people in their own country and vulnerable people around the world.

6. As part of climate negotiations, each national commitment to reduce ghg emissions should be reviewed by a panel of experts who would evaluate each national commitment to reduce ghg emissions on its merits as a matter of distributive justice.

By:

Donald A. Brown

Scholar In Residence and Professor,

Widener University School of Law,

Harrisburg, Pennsylvania

Visiting Professor, Nagoya University,

Nagoya, Japan

Part-time Professor, Nanjing University of Information Science and Technology, Nanjing, China

dabrown57@gmail.com

 

Ethical and Justice Issues At the Center of the Warsaw Climate Negotiations-Issue 3, Financing Adaptation in Vulnerable Counties, and Issue 4, Ethical Responsibilities for Loss and Damages.

adaptationadaptation picture

I. Introduction 

This is the fourth paper in a series which is looking at the ethical issues entailed by the negotiation agenda at COP-19 in Warsaw. The firs two papers looked at ethical issues entailed by the need for increasing ambition for national ghg emissions reduction commitments in the short-term and the second examined ethical issues created by urgent needs of nations to commit to significant ghg emissions reductions in the medium- to long-term. This paper concludes a series that has been examining ethical issues in play at Cop 19 before the conclusion of the Warsaw COP.  Additional papers in the series will again look at these issues in light of what actually happens in Warsaw.

In this paper we look at two issues together, namely ethical issues entailed by the need of many developing countries to find funding necessary to adapt to climate change and the related question of funds needed to compensate vulnerable countries and peoples for losses and damages that are not avoided by protective adaptation measures. These two issues are being examined in the same paper because ethical obligations for adaptation and compensation spring from the same ethical and legal considerations. We conclude in this paper that high-emitting nations have an ethical responsibility to fund adaptation needs in vulnerable nations and to provide funds for loss and damages in these nations despite difficult questions in determining precisely what the amount of these obligations are.

II. Ethical Responsibility for Funding Adaptation

The international community agreed in Copenhagen in 2009 to raise $100 billion annually by 2020 to fight climate change – in addition to the $30 billion they pledged to raise through 2012 in “fast-start” financing for the developing world. This funding has not yet materialized and it is not certain whether rich nations will be able to meet the 2020 goal. This paper looks at the ethical obligations of developed countries to provide this funding.

The United States and other industrialized countries committed to such assistance through the United Nations Framework Convention on Climate Change (UNFCCC), the Copenhagen Accord (2009), and the Cancun Agreements (2010), wherein the higher-income countries pledged jointly up to $30 billion of “fast start” climate financing for lower-income countries for the period 2010-2012, and a goal of mobilizing jointly $100 billion annually by 2020. The Cancun Agreements also proposed that the pledged funds are to be new, additional to previous flows, adequate, predictable, and sustained, and are to come from a wide variety of sources, both public and private, bilateral and multilateral, including alternative sources of finance.new book description for website-1_01

The United States and European Union, citing budget constraints, have refused to put concrete figures on the table during COP-18 in Qatar last year.
 A Green Climate Fund agreed at the Durban conference to spearhead funding to combat climate change, still has no money.
 For this reason, funding for needed adaptation in vulnerable countries is high-priority agenda item in Warsaw.

As we shall see, that high-emitting nations have responsibility for funding adaptation measures in developing countries is a conclusion that can be based on strong ethical grounds despite reasonable disagreements about such matters as when the ethical responsibility was triggered, which kinds of adaptation measures should be funded now, and the need to distinguish between responsibilities that arise due to the “fault” of high-emitting countries and responsibilities which arise without attributing “fault.”

High-mitting developed countries have undeniable ethical obligations to fund reasonable adaptation measures in vulnerable developing countries both as a matter of sound ethical reasoning and international law. This obligation exists even though reasonable disagreement exists about the details of this funding. It is therefore ethically unacceptable for some nations to assert that because there is disagreement about the details of funding obligations for adaptation, they need not commit to funding adaptation needs.

A rigorous ethical analysis of the obligations of high-emitting developed nations to fund reasonable adaptation measures is beyond of the scope of this paper. (For such analysis see: Brown, 2013, Chapter 7, and Grasso, 2009) Yet the outlines of this analysis are as follows:

The developed countries are most responsible for the human-induced warming which the world is experiencing and is threatening hundreds of millions of people around the world because of the levels of both historical ghg emissions amounts and high per-capita ghg emissions that have been increasing ghg atmospheric concentrations. In addition, those most vulnerable to climate change damages are often the least responsible for greenhouse gas emissions. Therefore, those who could most benefit from adaptation measures are often least responsible for excessive greenhouse gas emissions. This is true both at the national and the local level.

In addition, those most vulnerable to climate change are often least able to afford adaptation measures such as dikes, irrigation to compensate for droughts, moving away from flood or storm prone areas, installing HVAC systems and implementing improved public health systems.

In general terms, a society’s vulnerability to human-induced climate depends upon its poverty. The Pew Center for Climate Change described vulnerability to climate change as follows:

Vulnerability to climate change reflects its degree of exposure and its capacity to adapt. Exposure has two principal elements: the climatic conditions themselves, and the extent and character of the population, wealth, and development exposed to them. Capacity is a society’s ability to adapt to changing climatic conditions, whether by reducing harm, exploiting beneficial new opportunities, or both. This ability to adapt, whether to changing climate or other new circumstances, is in part a function of a society’s level of wealth, education, institutional strength, and access to technology. The nature and the extent of a society’s development, therefore, heavily influence both its degree of exposure to climate risks and its capacity to adapt.

(Burton et al. 2006)

Because vulnerability to climate change is both a function of where harsh climate change impacts will be experienced and the financial ability of people to adapt, many poor developing countries are particularly vulnerable to climate change.

That those who are causing climate change have an ethical responsibility to protect those who could be seriously harmed by human-induced warming by funding responsible adaptation measures is a conclusion that follows from numerous ethical theories and several international law principles.

Almost all the world’s religions, basic human rights theories, and numerous other ethical arguments hold that no person has a right to greatly harm someone else without their consent. In fact, the right to life and security is considered a core human rights principle that has been accepted by almost all nations in the world. All nations that are responsible for the violation of human rights have clear duties to restore conditions required to assure that the rights are enjoyed.

Some nations have denied responsibility for compensation and adaptation costs in climate change negotiations. Yet norms about responsibility for damages from human-induced climate change are well established not only by most ethical theories but also in a variety of international agreements, including the Rio Declaration on Environment and Development (UN, 1992b), United Nations Framework Convention on Climate Change (UN 1992a).

The Rio Declaration on Environment and Development states in relevant part:

• States have, in accordance with the Charter of the United Nations and the principles of international law, the sovereign right to exploit their own resources pursuant to their own environmental and developmental policies, and the responsibility to ensure that activities within their jurisdiction or control do not cause damage to the environment of other States or of areas beyond the limits of national jurisdiction (UN 1992b: Principle 2, emphasis added).

• National authorities should endeavor to promote the internalization of environmental costs and the use of economic instruments, taking into account the approach that the polluter should, in principle, bear the cost of pollution, with due regard to the public interest and without distorting international trade and investment (UN 1992b, Principle 16, emphasis added).

• States shall develop national law regarding liability and compensation for the victims of pollution and other environmental damage. States shall also cooperate in an expeditious and more determined manner to develop further international law regarding liability and compensation for adverse effects of environmental damage caused by activities within their ‘s point is he or hejurisdiction or control to areas beyond their jurisdiction (UN 1992b, Principle 13, emphasis added).

Additional norms relevant to national responsibility for damages caused by one nation to another are contained in UNFCCC including:

• Recalling also that States have, in accordance with the Charter of the United Nations and the principles of international law, the sovereign right to exploit their own resources pursuant to their own environmental and developmental policies, and the responsibility to ensure that activities within their jurisdiction or control do not cause damage to the environment of other States or of areas beyond the limits of national jurisdiction (UN 1992a: Preface, emphasis added).

• The Parties should protect the climate system for the benefit of present and future generations of humankind, on the basis of equity and in accordance with their common but differentiated responsibilities and respective capabilities. Accordingly, the developed country Parties should take the lead in combating climate change and the adverse effects thereof (UN 1992a: Art. 3, emphasis added).

• The Parties should take precautionary measures to anticipate, prevent, or minimize the causes of climate change and mitigate its adverse effects. Where there are threats of serious or irreversible damage, lack of full scientific certainty should not be used as a reason for postponing such measures, taking into account that policies and measures to deal with climate change should be cost-effective so as to ensure global benefits at the lowest possible cost (UN 1992a: Art 3, emphasis added).

 

These provisions of international law have been agreed to by all almost all nations and establish clear national responsibilities to not harm others beyond their jurisdiction, to pay for the damages to those beyond their borders who are harmed by domestic ghg emissions, and to not use scientific uncertainty as an excuse for failing to take protective action. Yet many nations have caused, and continue to cause climate change damages while they have refused to limit their emissions to their fair share of safe global ghg emissions, compensate those who have been harmed, or provide adequate, predictable funding for adaptation. Yet, the above international law provisions make it clear that nations have obligations to others to prevent climate change damage. Consequently, their failure to take action to reduce the threat of climate change makes them responsible for climate change harms and therefore responsible for funding reasonable adaptation measures of developed nations needed to prevent harm.


loss and damage

 III. Responsibility for Compensation for Climate Change Harms

Innocent people around the world will suffer harms that should be compensated by those who are responsible for climate change because: (a) there is insufficient money to support all the adaptation that is needed, (b) some harms have already occurred, (c) time does not allow for the adoption of adaptation measures necessary to protect some vulnerable people from harm, (d) it is impossible to predict where some harms will occur, or (e) the technology to protect against some of the harms is not now available. For instance, although biological sciences have produced some drought resistant crops, for other crops no drought resistant strains have yet been developed.

From this, the following conclusions can be made. Some climate change harms are unavoidable, others harms can be prevented or minimized through adaptation, and some harms have already happened. Yet, those experiencing these harms are rarely those who are most responsible for them. For this reason, developed nations have responsibility to compensate vulnerable nations and people for the harms from human-induced climate change.

IV. Difficulties In Determining Precise Amounts of Funding Amounts for Adaptation And Compensation Obligations of Individual Nations.

Thus far we have explained why high-emitting nations have clear duties to fund both reasonable adaptation in vulnerable developing countries and compensation for climate change harms in countries that have done little to cause climate change. Yet, there are, however, a number of issues that make it difficult to say what precisely is the magnitude of financial obligations for adaptation and compensation of any one nation. Looking at these issues in detail is beyond the scope of this article. (For more detailed analysis of these difficulties see Brown, 2013, Chapter 7 and Grasso, 2009.)

These issues include: (a) the need to determine when the obligation of any nation is triggered, (b) difficulties in determining which adaptation and compensation needs are attributable to human-induced warming versus natural variability, (c) challenges in allocating responsibilities among all nations that have emitted ghg above their fair share of safe global emissions, (e) challenges in prioritizing limited funds among all adaptation and compensation needs, (f) needs to set funding priorities in consultation with those who are vulnerable to climate change impacts as a matter of procedural justice, and (e) the need to consider the capacity of some nations to fund adaptation and compensation needs.

V. The Obligations of Nations To Fund Adaptation Needs and Compensate for Loss and Damages Despite Challenges in Determining Precise National Obligations.

As we have seen there are many challenges in determining precise obligations of nations for adaptation and compensation. However, these difficulties do not justify nations from ignoring their obligations for adaptation and compensation. The fact that there are challenges in working through what precisely are any nation’s obligations is not justification for failing to fund adaptation nor compensate for losses and damages.

To overcome some of the challenges in determining precise obligations, international institutional responses such as funding needs through common forms of taxation, dedication of trading revenues for use for adaptation and compensation, and other institutional responses of high-emitting countries are worthy of serious consideration.

References:

Brown, Donald, 2013, Climate Change Ethics, Navigating the Perfect Moral Storm, Routledge, Earth Scan, London and New York

Burrton, I., Deringer, E., and Smith, J. (2006) ‘Adaptation to climate change, international policy options’, Pew Center for Climate Change, available at: <http://www.pewclimate.org/docUploads/PEW_Adaptation.pdf&gt; (accessed 7 March 2012)

Grasso, Marco, 2009, An Ethical Approach to Adaptation Funding, Gl0bal Environmental Change, http://www.yumpu.com/en/document/view/9873146/an-ethical-approach-to-climate-adaptation-finance-marco-grasso

United Nations (UN) (1992a) ‘United Nations framework convention on climate change’, UN Document, A: AC237/18.

United Nations (UN) (1992b) ‘The Rio Declaration on Environment and Development’, UN Document A/CONF.151/26.

By:

Donald A. Brown

Scholar In Residence and Professor

Sustainability Ethics and Law

Visiting Professor, Nagoya University, Nagoya, Japan

Part-Time Professor, Nanjing University of Information Science and Technology,

Nanjing, China

 

Ethical and Justice Issues In Contention At the Warsaw Climate Negotiations-The First In A Series Of Reports.

warsaw

 

Negotiations on the international climate regime have begun in Warsaw at a time when the scientific community, including the IPCC in its recent report on the Physical Basis for Climate Change Science and UNEP in its just released Emissions Gap Report, are advising the international community that the world is running out of time to prevent dangerous climate change.

The Warsaw agenda includes numerous topics that raise profound ethical and justice issues which not only must be faced to achieve a global climate change solution but which are also increasingly at the center of the most contentious issues in the international climate negotiations. Despite this fact, the international media, at least in most developed countries, is utterly failing to report on the ethical and justice dimensions of issues that are so central to achieving a favorable outcome in Warsaw. The failure of the media to continue to report on these issues almost guarantees that nations will continue to ignore their ethical obligations, a prospect which surely dooms the development of an adequate global climate regime.

This is the first entry in a multi-part series which will first examine the ethical dimensions of major issues under consideration in Warsaw and then, at the conclusion of COP-19, report on what was accomplished in Warsaw on these ethical issues.

Among Warsaw issues examined in this series through an ethical lens will be:

1. The extent to which nations make ghg emissions reductions commitments based upon “equity” rather than national interest alone.

2. The willingness of nations to agree to a new treaty that is to be completed in 2015 and that comes into effect in 2020 that includes a format for emissions reductions that takes equity and justice seriously.

3. The willingness of high-emitting nations to finance adaptation and climate change reduction strategies in vulnerable, developing counties.

4. The willingness of those nations most responsible for human-induced warming to agree to finance the value of losses and damages from climate change that can’t be avoided.

5. The extent to which some nations more than others are barriers to an urgently needed global climate change treaty.

6. The willingness of nations to accept a new climate change treaty that is sufficiently legally binding that it provides adequate sanctions for those who do not comply with their promises.

The next entry in the series will look at the ethical issues entailed by the need for national emissions reductions commitments to be based on “equity” and “justice”.

 

 By:

Donald A. Brown

Scholar in Residence and Professor, Sustainability Ethics and Law

Widener University School of Law

Visiting Professor, Nagoya University, Nagoya, Japan

Part-time Professor, Nanjing University for Information Science and Technology,  Nanjing,  China

dabrown57@gmail.com