When US President Obama announced revised regulations on reducing carbon dioxide emissions from US power plants on August 3, 2015 in a laudable speech supporting the new rules, as he predicted opponents of US climate change policy strongly attacked the new rules on grounds that they would wreck the US economy, destroy jobs, and raise electricity prices. Although President Obama defended the new rules on the basis that they were necessary to prevent dangerous climate change, that time was running out to do so, and that the rules would protect human health of US citizens, the speech failed to develop some of the obvious profound implications for climate policy of the conclusion that climate change is a moral problem, although President Obama did assert twice in the speech that climate change is a moral problem.
Although the Obama speech has rightly been praised by those who believe the US must take strong action on climate change, his speech did not acknowledge that:
US ghg emissions are harming and seriously threatening hundreds of millions of people outside the United States. There was no mention in the speech how US ghg emissions were harming others around the world.
Those who are most vulnerable to climate change have done almost nothing to cause the existing threats to them.
Those who are most vulnerable to climate change can do little to protect themselves, their best hope is that high emitting nations, sub-national governments, organizations, entities, and individuals will respond to their moral responsibilities to reduce the threat of climate change.
If climate change is a moral problem, the US may not base its climate change policies on US interests alone, it must respond to its obligations to not harm others outside the United States. Therefore costs to the US economy alone may not be used to justify failure to reduce US ghg emissions.
The United States must reduce its ghg emissions to its fair share of safe global emissions, a fact which leads to the conclusion that the new rules for power plants are still not stringent enough in light of the fact that the Intergovernmental Panel on Climate Change has determined that developed countries must reduce their ghg emissions by a minimum of 25% to 40% by 2020 to prevent dangerous climate change and the new rule will only achieve 32% reduction by 2030 coupled with the added fact that any reasonable interpretation of what equity requires of the United States would require the US to be closer to the 40% reduction by 2020 and surely reduce US ghg emissions well in excess of 40% by 2030.
One of the reasons the world is now running out of time to prevent dangerous climate change is because fossil fuel companies and their allies in the US Congress has prevented the United States from taking serious action on climate change since 1992 when the George H. W Bush administration agreed in the United Nations Framework Convention on Climate Change that the United States should adopt policies and measures to prevent dangerous anthropocentric interference on climate change on the basis of equity and common but differentiated responsibilities. Thus the United States, more than any other developed country, has been responsible for the disastrous 30 year delay in formulating a serious global response to climate change, while delays make the problem harder and more expensive to solve and increase the likelihood of triggering dangerous climate change.
The United States is more responsible for raising atmospheric concentrations of greenhouse gas concentrations to 400 ppm CO2 equivalent in the atmosphere than any country and has among the highest per capita ghg emissions as any country in the world.
The climate change opposition in the United States has successfully prevented the United States from adopting policies that would have significantly reduced US emissions on the basis of scientific uncertainty despite the fact that the United States agreed in the 1992 United Nations Framework Convention on Climate Change to not use scientific uncertainty as an excuse for not reducing its ghg emissions to safe levels.
Those nations who have consistently emitted ghgs above their fair share of safe global ghg emissions are responsible for the reasonable adaptation costs and damages of poor nations and people who have not caused climate change.These responsibilities are required both by basic ethics and justice and international law. These financial obligations will far exceed hundreds of billions of dollars per year.
Climate change must be understood and responded to as a profound problem of global justice and ethics. This is so because: (a) it is a problem mostly caused by some nations and people emitting high-levels of greenhouse gases (ghg) in one part of the world who are harming or threatening tens of millions of living people and countless numbers of future generations throughout the world who include some of the world’s poorest people who have done little to cause the problem, (b) the harms to many of the world’s most vulnerable victims of climate change are potentially catastrophic, (c) many people most at risk from climate change often can’t protect themselves by petitioning their governments; their best hope is that those causing the problem will see that justice requires them to greatly lower their ghg emissions, (d) to protect the world’s most vulnerable people nations must limit their ghg emissions to levels that constitute their fair share of safe global emissions, and, (e) climate change is preventing some people from enjoying the most basic human rights including rights to life and security among others. Because climate change is a profound problem of justice those causing the problem may not use self-interest alone as justification for their policy responses to human-induced warming, they must respond in ways consistent with their responsibilities and duties to others. In light of this the following questions should be asked of those who oppose national action on climate change on the basis of excessive costs to the national economy or scientific uncertainty.
Questions that should be asked of those opposing national action on climate change on the basis of cost to the national economy:
1. When you claim that a government emitting high levels of ghgs need not reduce its ghg emissions because the costs to it of so doing are too high, do you deny that high-emitting governments not only have economic interests in climate change policies but also duties and obligations to tens of millions of people around the world who are most vulnerable to climate change’s harshest impacts?
2. If you argue that high costs to a nation of reducing its ghg emissions to its fair share of safe global ghg emissions justify non-action, how have you considered the increased harms and risks to poor vulnerable people and nations that will continue to grow as atmospheric ghg concentrations continue to rise? In other words how have you considered the harms to others that will be caused by government inaction on climate change?
3. If the justification for a nation to reduce its ghg emissions to its fair share of safe global emissions is that costs to it are too high, yet inaction causes loss of life and great harm to people outside the nation’s borders, is the use of a cost justification by a nation for non-action morally supportable?
4. Do you agree that those nations and people around the world who will most be harmed by climate change have a right to participate in a decision by a nation that chooses to not adopt climate change policies because costs to it are deemed unacceptable?
5. Do you agree that nations that emit ghgs at levels beyond their fair share of safe global emissions have a duty to help pay for reasonable adaptation needs and unavoidable damages of low-emitting countries and individuals that have done little to cause climate change?
6. If you disagree that all nations have a duty to reduce their ghg emissions to their fair share of safe global emissions without regard to cost to it, do you also deny the applicability of the well-established international legal norm that almost all nations have agreed to in 1992 in the Rio Declaration on Environment and Development called the “polluter pays” principle which holds that polluters should pay for consequences of their pollution?
7. Do you agree that nations that have very high per capita and historical ghg emissions compared to other nations and so have contributed more than other nations to the rise of atmospheric concentrations of ghgs to dangerous levels have a greater duty to reduce their ghg emissions than nations that have done comparatively little to create the current threat of human-induced warming?
8. If you argue that the United States should not adopt climate change policies on the basis that economic competitors such as China have not adopted climate change policies, are you claiming that no nation has a duty to reduce its ghg emissions to its fair share of safe global emissions until all other nations reduce their ghg emissions accordingly?
9. In arguing that the United States or other high-emitting nations need not reduce their ghg emissions to their fair share of safe global emissions based on cost, how have you considered, if at all, that all nations have agreed in international climate negotiations to take steps to limit warming to 2 degree C because warming greater than this amount will not only create harsh impacts for tens of millions of people but runs the risk of creating rapid non-linear warming that will outstrip the ability of people and nations to adapt?
Questions that should be asked of those opposing national action on climate change on the basis of scientific uncertainty:
1. When you argue that a nation emitting high levels of ghgs need not adopt climate change policies because there is scientific uncertainty about adverse climate change impacts, are you arguing that a nation need not take action on climate change until scientific uncertainties are resolved given that waiting to resolve all scientific uncertainties before action is taken may very likely make it too late to prevent catastrophic climate change harms to millions of people around the world?
2. Do you deny that those who are most vulnerable to climate change’s harshest potential impacts have a right to participate in a decision about whether to wait to act to reduce the threat of climate change to them because of scientific uncertainty?
3. Given that mainstream climate change scientific view holds that the Earth could experience rapid non-linear climate change impacts which outstrip the ability of some people and nations to adapt, should this fact affect whether nations which emit high levels of ghgs should be able to use scientific uncertainty as an excuse for non-action on climate change?
4. What specific scientific references and sources do you rely upon to conclude that there is a reasonable scientific dispute about whether human actions are causing observable climate change and are you aware of the multiple “fingerprint” studies and “attribution” studies that very strongly point to human causation?
(Fingerprint studies draw conclusions about human causation that can be deduced from: (a) how the Earth warms in the upper and lower atmosphere, (b) warming in the oceans,(c) night-time vs day-time temperature increases,(d) energy escaping from the upper atmosphere versus energy trapped, (e) isotopes of CO2 in the atmosphere and coral that distinguish fossil CO2 from non-fossil CO2, (f) the height of the boundary between the lower and upper atmosphere, and (g) atmospheric oxygen levels decrease as CO2 levels increase. “Attribution” studies test whether the energy differences from those natural forces which have changed the Earth’s climate in the past such as changing radiation from the sun are capable of explaining observed temperature change.)
5. On what specific basis do you disregard the mainstream scientific view that holds that the Earth is warming, that the warming is mostly human caused, and that harsh impacts from warming are very likely under business-as-usual, conclusions supported by the Intergovernmental Panel on Climate Change, the United States Academy of Sciences and over a hundred of the most prestigious scientific organizations in the world whose membership includes scientists with expertise relevant to the science of climate change including the American Association for the Advancement of Science, the American Geophysical Union, the American Institute of Physics, the American Meteorological Society, the Royal Meteorological Society, and the Royal Society of the UK and according to the American Academy of Sciences 97 percent of scientists who actually do peer-reviewed research on climate change?
6. When you claim that a nation such as the United States which emits high levels of ghgs need not adopt climate change policies because adverse human-induced climate change impacts have not yet been proven, are you claiming that climate change skeptics have proven that human-induced climate change will not create harsh adverse impacts to the human health and the ecological systems of others on which their lives often depend and if so what is that proof?
7. Given that in ratifying the United Nations Framework Convention on Climate Change (UNFCCC) the United States and almost every country in the world in 1992 agreed under Article 3 of that treaty to not use scientific uncertainty as an excuse for postponing climate change policies, do you believe the United States is now free to ignore this promise by refusing to take action on climate change on the basis of scientific uncertainty?
(Article 3 states:)
The Parties should take precautionary measures to anticipate, prevent or minimize the causes of climate change and mitigate its adverse effects. Where there are threats of serious or irreversible damage, lack of full scientific certainty should not be used as a reason for postponing such measures, taking into account that policies and measures to deal with climate change should be cost-effective so as to ensure global benefits at the lowest possible cost
8. If a nation emitting high levels of ghgs refuses to reduce its emissions to its fair share of safe global emissions on the basis that there is too much scientific uncertainty to warrant action, if it turns out that human-induced climate change actually greatly harms the health and ecological systems on which life depends for tens of millions of others, should that nation be responsible for the harms that could have been avoided if preventative action had been taken earlier?
The World Resources Institute (WRI) has created a new very helpful website that allows visual comparisons of up to four nations at a time up and up to eight of 24 variables at a time relevant to determining what equity requires of nations in formulating their climate policies. The website is called Equity Tracker and is available at: http://cait2.wri.org/equity/
The above picture from the website demonstrates how one could visualize differences between nations on factors relevant to what equity requires of them and thereby understand why some nations must make much deeper cuts than others as a matter of equity and justice. This information could be very valuable in deepening citizen and government reflection on ethical, justice, and equity problems with national responses to climate change. As a matter of equity, for instance, the website help one quickly visualize why the United States must make deeper percentage cuts in its ghg emissions than India and the Democratic Republic of the Congo, not to mention China, for instance.
One minor criticism of the site is, however, in order. Although the website is very helpful to both help visualize and understand facts relevant to determinations of what equitable principles should guide national climate policy formation, particularly in regard to ghg emissions reduction targets, lamentably the site could be interpreted to leave the mistaken impression that equity could mean anything. In fact the site says that the meaning of equity “depends upon the lens through which one views it.” The site could be improved if it included a reference to the IPCC discussion in Chapters 3 and 4 of Working Group III’s recent report which, among other things, identifies ethical limitations of economic arguments about climate policies and only a limited number of considerations that should be considered in determining what equity means. For a summary of the IPCC conclusions on these issue see IPCC, Ethics, and Climate Change: Will IPCC’s Latest Report Transform How National Climate Change Policies Are Justified?. and Improving IPCC Working Group III’s Analysis on Climate Ethics and Equity, Second In A Series on this website.
The other idea one must understand to effectively criticize national ghg commitments is the policy implications of a carbon budget that must be maintained to limit warming to 2 degrees C. If a citizen understands the equity considerations and the extraordinary urgency of lowering global emissions to limit warming to 2 degrees C, then citizens can then effectively criticize their nation’s ghg emissions target. The following is one depiction of a carbon budget prepared by the Global Commons Institute with three different reductions pathways that make different assumptions about when global ghg emissions peak.
In the United States and in several developed countries including Australia and Canada, for instance, opponents of national commitments to reduce greenhouse gas (ghg) emissions frequently have made several arguments in opposition to proposed climate change policies. Most of these arguments have been of two types.
First, opponents of national climate policies have argued that there is insufficient scientific certainty about human causation of adverse climate impacts to warrant action because of the costs of reducing greenhouse gas (ghg) emissions might entail unnecessary expenditures if the mainstream scientific view on climate impacts turns out to be false.
Second proposed climate change policies are too costly. These cost arguments have taken several forms. They have included claims that the proposed ghg emissions reduction policies: (a) will unacceptably reduce national GDP, (b) will destroy jobs, (c) will destroy specific industries, (d) are not justified by cost-benefit analyses or other welfare maximization measurements, or (e) are just too costly.
Another very common argument made in opposition to national ghg emissions reductions policies that implicitly rests on claims of excessive costs is the frequent claim that it is unfair to the United States, or some other country, to be required to reduce its emissions as long as another country, e.g. China or India, is not willing to reduce its ghg emissions in similar ways.
This paper will examine whether a nation may make its willingness to reduce its ghg emissions contingent on what other nations do through an ethical lens after very briefly examining ethical problems with other cost justifications for a nation’s unwillingness to reduce it ghg emissions.
II. Ethical Problems with Cost Justifications for a Nation’s Unwillingness to Reduce its GHG Emissions.
As a matter of ethics all nations have clear duties reduce their ghg emissions to their fair share of global emissions because nations have ethical duties to not harm other people and nations. These ethical duties can be derived both from various ethical theories and international law. For instance, as an example from climate law, under the United Nations Framework Convention on Climate Change, nations agreed that nations have the:
“responsibility to ensure that activities within their jurisdiction or control do not cause damage to the environment of other States or of areas beyond the limits of national jurisdiction.” (UNFCCC, Preamble)
In regard to the ethical basis for concluding that nations have duties to not harm others a recent conclusion of the Intergovernmental Panel on Climate Change (IPCC) is relevant
Common sense ethics (and legal practice) hold persons responsible for harms or risks they knowingly impose or could have reasonably foreseen, and in certain cases, regardless of whether they could have been foreseen. (IPCC, 2014, AR5, WG III, Ch. 4, pg. 49)
Cost arguments are almost always arguments about self-interest that usually ignore duties and responsibilities to others.
Whether a nation or individual should act to prevent climate change is a matter of justice, not simply a matter of economic efficiency, national welfare maximization, or economic self-interest alone. This is so because some governments and individuals more than others are more responsible for climate change because they have much higher emissions of ghg in total tons, per capita levels, and historical contributions to elevated atmospheric ghg concentrations. Yet each nation must reduce its ghg emissions to its fair share of safe global emissions because it has a duty to not harm others and some of the poorest people in the world who have done almost nothing to cause climate change are the most vulnerable to climate change. These people will suffer the most if governments and individuals refuse to reduce their emissions based upon “efficiency” or “welfare maximization” or national costs considerations alone. In addition, those most vulnerable to climate change have not consented to be harmed because costs to polluters of reducing their emissions are high.
In regard to these ethical limits of costs arguments, the Intergovernmental Panel on Climate Change (IPCC), Working Group III report recently confirmed these conclusions when it stated:
“Efficiency” and “welfare maximization” justifications unjustly sacrifice vulnerable people to the economic prosperity of high emitting nations and individuals. The methods of economics are limited in what they can do. …They are suited to measuring and aggregating the wellbeing of humans, but not in taking account of justice and rights. (IPCC, 2014, AR5, WG III, Ch. 3, pg. 24)
What ethical considerations can economics and justice can economics cover satisfactorily? Since the methods of economics are concerned with value, they do not take account of justice and rights in general. (IPCC, 2014.AR5, WG III, Ch. 3, pg. 25)
Economics is not well suited to taking into account many other aspects of justice, including compensatory justice. (IPCC,2014, AR5, WG III, Ch. 3,pg. 24)
Yet, of course, what is any nation’s fair share of safe global emissions is a matter of distributive justice about which reasonable people may disagree. In fact, some very low emitting nation’s and people may be able to argue that they need not yet cut their ghg emissions because they have not yet exceeded their fair share of safe global emissions. Yet almost all nations are without doubt emitting at levels above their fair share of safe global emissions because total global emissions must be cut by as much as 95 percent by 2050 to prevent dangerous climate change. This is particularly true for all developed nations such as the United States which have very high per capita and historical emissions.
Although reasonable people may disagree on exactly what any nation’s fair share of safe global emissions, this does not mean that any national articulation of what is fair passes ethical scrutiny.
In this regard, the recent IPCC report also agreed when it said:
There is a basic set of shared ethical principles and precedents that apply to the climate problem…[and] such principles… can put bounds on the plausible interpretation of equity in the burden sharing context…[and] are important in establishing what may be reasonably required of different actors. (IPCC, 2014, AR5, WG III, Ch. 4, pg. 48)
The recent IPPC report identified the considerations that have been discussed in the ethics literature as being relevant for determining what fairness requires in allocating national responsibility for national ghg emissions reductions. They include; (a) responsibility for causing the climate problem, that is historical levels of emissions, (b) capacity or ability to pay for ghg emissions reductions, (c) equality or giving each human being an equal right to use the atmosphere as a sink for ghg emissions, and (d) the right to development a concept which is usually understood to give poorer nations an exception from the obligations to reduce ghg emissions so that they can meet basic needs. (IPCC, 2014, AR5, WGIII pp 52-56)
And so ethics requires each nation to reduce its emissions to its fair share of safe global emissions where what is fair must be based upon morally justifiable reasons for allocating national ghg emissions reductions’ burdens yet in determining what are morally relevant factors there are only a limited number of considerations that are recognized by ethicists to be morally relevant. None of these considerations are costs to reduce ghg emissions of high-emitting nations or people.
III. The Ethics Of One Nation Making Its GHG Reductions’ Commitment Contingent Upon Other Nations Doing the Same.
All nations that are exceeding their fair share of safe global emissions have a duty to immediately reduce their emissions to their fair share of safe global emissions without regard to what other nations do. This is so because climate change obligations are a matter of global justice, not national interest alone, and justice requires all nations to reduce their ghg emissions to levels that are distributively just and sufficient in magnitude to in combination with the reductions of other nations to prevent dangerous climate change.
The duty to cease activities that harm others is not diminished if others who are contributing to the harm fail to cease their harmful behavior. This is so because no nation or person has a right to continue destructive behavior on the basis that others who are contributing to the harm of others have not ceased their destructive behavior.
For example, it would be absurd for one of two factories that are poisoning people downstream by their discharges of toxic substances to argue that it has no obligation to reduce toxic discharges until the other factory agrees to reduce its toxic discharges. One of two persons beating up an innocent victim cannot defend his actions on the basis that he had no duty to stop the beating as long as the other person continued to assault the victim.
Yet climate change is an analogous problem because some very high-emitting countries are largely causing great harm to very low-emitting poor countries who can do little by themselves to protect themselves from the great harm. Those poor nations who are the most vulnerable victims of climate change are appropriately dismissive of arguments from high-emitting countries that justify their unwillingness to change the status quo on the basis that other high-emitting countries have not reduced their emissions.
May the United States, or other nation, refuse to reduce its emissions to its fair share of safe global emissions as long as another nation, for instance China, will not act accordingly? As a matter of ethics, for reasons stated above, no nation may refuse to reduce its emissions to its fair share of safe global emissions levels on the basis what other nations do.
May China, or other developing nation refuse to reduce its ghg emissions on the basis that another developed nation has refused to act according to levels required of them?
Any nation’s obligation, including China’s, to reduce its ghg emissions is terminated only when its ghg emission levels are below levels required by fair global allocations that will prevent dangerous climate change. Although even if a nation is emitting at levels below its fair share of safe global emissions an argument can be made that any nation that could reduce its ghg emissions further should do so to avoid catastrophic harm to others. This so because climate change is violating the human rights of poor people around the world and human rights theory requires governments that have the ability to prevent human rights violations should do so even if they are not at fault.
Without doubt as a matter of ethics, all nations, at a minimum, have a duty to keep ghg emissions below their fair share of safe global emissions independent of what other nations are doing.
Although as we have seen what fairness requires is a matter about which different ethical theories might reach different conclusions, a claim by almost any nation in the top 80 percent of global per capita emissions that it is already below its fair share of safe global emissions is highly unlikely to pass scrutiny on the basis of any conceivable ethically theory.
And so, the United States, along with other high-emitting nations, must act now because it cannot make a credible case that US ghg emissions are already below the US’s fair share of safe global emissions levels. This is true because most mainstream scientists have concluded that the world must reduce total global emissions by as much as 90 to 80 percent below existing levels to stabilize GHG atmospheric concentrations at minimally safe atmospheric ghg concentrations and most developed nations and China are very high emitters in both historical and per capita emissions. Therefore what is a fair reduction levels for these high-emitting countries will need to be reductions at greater levels than required of the entire world.
Yet, some very low-emitting developing countries might be able to make a credible case that their current ghg emissions levels are still below their fair share of safe global emissions. And so although some poor low-emitting nations might be able to substantiate a claim that their existing ghg emissions levels don’t yet trigger immediate emissions reductions obligations, the United States and all developed nations and China are not members of this group. For this reason, the US, developed nations, and even high-emitting developing nations have a duty to reduce their ghg emissions to their fair share of safe global emissions and this obligation is an international responsibility that is unaffected by the actions of other nations.
In addition, it is ethically problematic for the United States or another developed nation to assert that other nations must reduce their emissions to levels commensurate with US reductions. In fact, for the United States to make any claim on any other nation that it must reduce its emissions in the same amount as the US emissions reductions, it would have to make the case that the nation was already exceeding its fair share of safe global emissions coupled with the claim that to achieve fair emissions levels the nation would have to reduce emissions to the same level committed to by the United States. But even then, as we have seen, the United States could not makes its emissions reduction commitments contingent on what another nation did.
A variation of the argument that a country like the United States need not reduce its ghg emissions unless other nations do so is the claim that it will not make a difference in the harms experienced by those vulnerable to climate change if the United States reduces its ghg emissions and others fail to do so. Yet this claim is not factually true. Any nation which is emitting ghg emissions above its fair share is contributing to the harms of people and nations who are harmed by climate change. Although it is obviously true that unless all nations reduce their emissions to their fair share of safe global ghg emissions, some nations and people will be harmed by climate change, yet these harms will be worse so long as each nation refuses to reduce its emissions to its fair share of safe global emissions. Although the most damaging harms may be caused by those nations who refuse to reduce their ghg emissions to their fair share, all nations emitting ghgs above their fair share make the harms worse.
Countries like the United States are not being asked to reduce China’s fair share of safe global emissions, they are only expected to reduce the US ghg emissions to the US fair share of safe global emissions. For this reason, also, the US may not as a matter of ethics fail to reduce its ghg emissions to its fair share of safe global emissions because other countries have failed to do so.
In conclusion, nations have an ethical responsibility to reduce ghg emissions that harm others for as long as they are exceeding their fair share of safe global emissions. This duty exists regardless of efforts undertaken by other nations to reduce their ghg emissions.
This is a call for researchers in different nations to investigate how national debates about climate change policies have expressly considered or not ethics and justice issues in formulating climate policies. So far we have researchers who have committed to produce papers on Australia, Bangladesh, Cameroon, Canada, Chile, China, Equator, Germany, Ghana, India, Japan, Kenya, Netherlands, Nigeria, Malawi, Mauritius, Marshall Islands, Nepal, Panama, Russia, South Africa, South Korea, Thailand, Turkey, Uganda, United Kingdom, and USA.
We are also looking for researchers from other nations.
The following description of the project:
explains the purpose and urgency of the research,
includes a research template that includes 10 questions that entail the research questions to be answered,
describes procedures for researchers who wish to become involved,
explains that the research will become part of a peer-reviewed publication to be published initially as a book and later as an ongoing web-based project, and
identifies additional guidelines on producing the research papers.
This new project has been organized by Widener University School of Law, Environmental Law Center and the University of Auckland, School of Architecture and Planning. As the following explains, those interested in participating in the research project should email Prue Taylor at the University of Aukland at firstname.lastname@example.org and Donald Brown at Widener University School of Law at email@example.com indicating your interest and the nation you will research.
A. The Need for Research
This program will encourage researchers around the world to investigate how individual nations have or have not taken ethics and justice into account in their national responses to climate change.
There is widespread agreement among many observers of international attempts to achieve a global solution to climate change that there is little hope of preventing dangerous climate change unless nations take their equity and justice obligations into account in setting national responses to climate change. In ratifying the United Nations Framework Convention on Climate Change (UNFCCC), nations agreed to adopt policies and measures based upon “equity” to prevent dangerous anthropogenic interference with the climate system. Yet, many nations continue to make national commitments under the UNFCCC as if national economic self-interest rather than ethical obligations is an adequate basis for determining national policies on climate change. As a result there is a huge gap between national commitments to reduce greenhouse gas (ghg) emissions that have been made thus far under the UNFCCC and global ghg emissions reductions that are necessary to limit warming to 2 oC, a warming limit that has been agreed to by the international community as necessary to prevent very dangerous climate change.
The research agenda outlined below seeks to develop information and analyses that could be helpful in ensuring that nations take equity and justice seriously when making national commitments on climate change. Experience with international human rights regimes demonstrates that national performance on ethical and justice issues can be improved through the development of publically available records of national compliance with justice obligations. If records were available on national compliance with ethical obligations for climate change, they could be used both by the international community to pressure nations to improve performance on their climate change ethical obligations and also create a factual basis that could be used by citizens within the nation to ensure that the national climate change policies consider ethical obligations in setting their emissions targets. Currently there is no international database on how nations have taken equity and justice into account in setting national ghg reduction target or other wise responded to the ethical dimensions of climate change.
This research project calls upon researchers around the world to examine the issues outlined in the template below.
This is a project of Widener University School of Law and the University of Auckland who will manage the project and provide results to interested governments, NGOs students and citizens and publish the research and summaries of this work.
B. Research Template
Focusing on a nation’s response to climate change in respect to policies adopted or under consideration, the researcher will examine the following issues, ideally over at least the last 5 years:
To what extent has the national debate about how the nation should respond to climate change by setting a ghg emissions reduction target expressly considered that the nation not only has economic interests in setting the target but also ethical obligations to those who are most vulnerable to climate change and that any national ghg emission reduction target must represent the nation’s fair share of safe global emission. In answering this question, identify the national ghg emissions reduction target, if any, that the nation has committed to under the United Nations Framework Convention on Climate Change (UNFCCC).
In making a national commitment to reduce ghg emissions under the UNFCCC, to what extent, if at all, has the nation explained how it took equity and justice into consideration in setting its ghg emissions reduction target.
Given that any national ghg emissions target is implicitly a position on achieving an atmospheric ghg concentration that will avoid dangerous climate change, to what extent has the nation identified the ghg atmospheric concentration stabilization level that the national emissions reduction target seeks to achieve in cooperation with other nations.
Given that any national ghg emissions target is implicitly a position on the nation’s fair share of safe global emissions, to what extent has the nation identified the ethical and justice considerations that it took into account in allocating a percentage of global ghg emissions to the nation through the identification of a ghg emissions reduction commitment.
To what extent, if at all, has the nation acknowledged that nation’s emitting ghg above their its share of safe global emissions have a responsibility to fund reasonable adaptation measures or unavoidable losses and damages in poor developing countries.
What formal mechanisms are available in the nation for citizens, NGOs and other interested organizations to question/contest the nation’s ethical position on climate change?
How is the concept of climate justice understood by the current government? Have they articulated any position on climate justice issues that arise in setting ghg emissions policy or in regard to the adaptation needs of vulnerable nations or people?
Are you aware of any regional, state, provincial, or local governments in your country that has acknowledged some ethical responsibility for climate change? If so, what have they said?
Has your national government taken any position on or other wise encouraged individuals, businesses, organizations, subnational governments, or other entities that they have some ethical duty to reduce greenhouse gas emissions.
What recommendations would you make to get the nation or civil society to take ethics and justice issues seriously in climate change policy formulation?
Please indicate the country you will be working on and include a bio.
We will then acknowledge your willingness to participate and provide any additional information.
Questions should be directed to Prue Taylor or Donald Brown at above email.
First drafts of Report due September 5th. 2014
D. Additional Guidelines for Research Papers.
Each paper should be limited to 8 single spaced pages (16 doubled spaced) or about 3000 words.
First drafts of the papers should be submitted by September 5, 2014 to myself and Prue Taylor from the University of Auckland for those researchers that desire to be published in the initial book on the topic.
Research papers received after this date will be published on the project website which is under construction. We expect this work will continue to be updated by additional papers on the website and that eventually the website will be the main method of publishing the research work.
Approximately the first 10 papers which are relieved and pass a quality control review will be published in the initial book which is part of phase one of this project.
All papers should follow the format of Earthcan/Routledge which follows.
Format guidelines for authors:
The following guidelines are provided to help you in the preparation of your manuscript,
• Text files must be supplied as Word documents containing plain text with no formatting (such as linked footnotes, section numbers, etc.) and no embedded images.
• Please use Oxford English spelling: -ize endings for words such as ‘organize’ and ‘dramatization’; ‘analyse’, not ‘analyze’; ‘colour’, not ‘color’; ‘labelling’, not ‘labeling’, etc.
• Figures and tables must have captions, e.g. Figure 1.1 The poverty spiral. Note the convention of giving the number in bold and the caption in italics.
• Tables should appear in the chapter file, at the appropriate point in the text, with the caption above the table and note and source (if applicable) below. If the table is particularly large or complex it may be best to supply it as a separate file, as for figures.
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Editor’s Note: The following entry is by guest blogger, Dr. Idil Boran, from York University in Toronto, Canada. Dr. Boran has previously reported on equity and justice issues that arose in the recently concluded Bonn intercessional meetings of climate negotiations under the UNFCCC. This latest report was made at the conclusion of these negotiations during which almost no progress was made in defining equity under UNFCCC by the Ad Hoc Working Group on Durban Platform For Enhanced Action (ADP), a mechanism under the UNFCCC that seeks to achieve a adequate global climate agreement, despite a growing consensus among most observers of the UNFCCC negotiations that nations need to align their emissions reductions commitments to levels required of them by equity and justice if the world is going to prevent extremely dangerous climate change.
At the UN Climate Talks, Thinking About Equity May Require Understanding the Conditions of Mutual Trust
The UN Climate Conference held in Bonn, Germany, June 4-15, 2014, concluded in a generally positive tone. Much work has been done before COP 20 in Lima, where negotiators are expected to produce a fully written draft of the new agreement.
International talks on climate change have taken many twists and turns since the UNFCCC came into effect. In the current round of negotiations important shifts are occurring. As explained in a previous post, the new platform of negotiations favors the concept of global participation, where every nation is expected to do its part in some capacity. This is to replace the idea of common but differentiated responsibilities, which was the guiding principle of the negotiations in the Kyoto era. This principle was specially opted to capture a sense of equity within a binding global treaty. The current focus on global participation is to facilitate agreement and induce greater participation. But does this shift imply that the new agreement will have to make a compromise on the issue of equity?
Moral and political philosophers tend to think about equity in substantive terms, as claims about how to apportion the burdens and the benefits as part of a collective venture. The thinking is usually that of identifying an appropriate criterion of equity (a guiding principle) and then articulating an allocation of responsibilities from this criterion.
This way of thinking can be applied to many topics arising within the Framework Convention. Take, for example, the new issue at the heart of the multilateral negotiations: the Warsaw Mechanism on Loss and Damage associated with climate impacts in developing countries that are particularly vulnerable to the adverse effects of climate change. When the issue of loss and damage is raised, a standard approach that comes to mind is that of prescribing an allocation of the costs associated with loss and damage (human, economic, as well as non-economic costs) by a criterion of equity.
For example, historical accountability provides a morally powerful criterion. This is the idea that those who are historically responsible for the problem of climate change should provide the resources to deal with loss and damage. Ability to pay provides another criterion. Here the idea is that developed countries should take up the costs, simply because they are more wealthy. These arguments have been made for mitigation efforts, and they can also be made as new issues arise, such as the issue of an international mechanism on loss and damage.
But the reality is far more complex. However neat these substantive arguments are, they do not capture the layers of discussions that actually take place. In fact, most of the discussions regarding the Warsaw Mechanism, at this point in time, are not over substantive questions. They are focused on deciding on the rules and procedures, and the composition of the Executive Committee, whose mandate will be to develop the details of the mechanism. But the questions that arise at this procedural level are no less interesting. As discussions continue, developing countries who feel threatened by the effects of climate change will press for greater representation within the Committee, and developed countries, such as the United States and the E.U. will press more on the importance of securing the right team of experts regardless of country representation.
But why are developing countries vulnerable to the effects of climate change are pressing for more seats on the Committee? Clearly, when it comes to decisions made by the Executive Committee, they worry that their interests will not be taken into account, unless they secure greater representation.
So, it looks like there is a problem of trust that needs to be addressed at the heart of the deliberations. Within rightful conditions of collective decision-making, equitable terms of cooperation can be captured and agreed upon. And this is exactly what the new round of negotiations aims to achieve by 2015, with more flexibility conferred to countries in making their contributions to the climate effort. What remains to be done, then, is to work on the conditions that will promote trust between parties.
More than neat arguments from first principles, this may require specially talented people, with strong diplomatic skills working on the ground, who can foster a sense of building bridges, and a feel for working together on a global problem. This will also require the building of strong international institutions that put greater emphasis than ever on transparency, accountability, and governance.
At this juncture then, if equity is the concern, there are reasons to invest in understanding what, if at all, can generate more trust between parties at the UNFCCC. Figuring out what it takes to secure mutual trust is more an art than strict rational argumentation. It has something to do with creating a welcoming and inclusive atmosphere, as opposed to a hostile one where all hold their cards close to their chests. It therefore makes sense for academic researchers interested in the ethical, political, and legal aspects of climate talks to tune in to these dynamics.
As for the institutional structure of the UNFCCC, adopting the right institutional rules and procedures can help in fostering mutual trust. That’s why the new multilateral assessment and review processes under development are of special significance. So is the effort to agree on a common metric on emissions reduction, so to allow all parties to pitch in their contributions in a coherent way, and work together toward ratcheting them up in the future. This may not be a magic solution to the climate problem, but it can set the foundations of cooperation that’s not only equitable but durable too. If successful, it can set an important precedent.
That’s why all eyes will be on Lima in December 2014…
Dr. Idil Boran. Associate Professor &
Director of the Certificate Program in Practical Ethics
Department of Philosophy, Faculty of Liberal Arts and Professional Studies
Core Faculty Member
Institute for Research and Innovation in Sustainability (IRIS)
This is the second in a three part series examining the ethical and justice issues discussed by the IPCC Working Group III in its 5th Assessment Report (AR5) . In the first entry in this series we concluded that although the recent IPCC AR 5 Working Group III report is laudable improvement over prior IPCC reports in regard to identifying ethical and equity issues that should be considered in developing climate change policy, some criticisms are also warranted of how IPCC has articulated the significance and implications of the ethical, justice, and equity principles that should guide nations in developing climate change policies.
In short, we will argue improvement is possible in how IPCC deals with ethics, justice, and equity issues entailed by climate change policy-making despite very significant improvements on these matters in the AR5 report compared to prior IPCC reports.
In this entry we will examine several preliminary ethical and justice issues raised by the new IPCC Working Group III Chapter 3, on Social, Economic, and Ethical Concepts. The last entry will continue the examination Chapter 3 and then turn to Chapter 4 on Sustainable Development and Equity.
As a preliminary matter, one of the challenges that IPCC faces in its mandate on of ethics and justice issues relevant to climate change policy-making is that it is not IPCC’s role to be prescriptive in deciding what governments should do. It’s mandate is to synthesize the extant social-economic and scientific literature for policy-makers. In this regard, the IPCC chapter on ethics said expressly:
This chapter does not attempt to answer ethical questions, but rather provides policymakers with the tools (concepts, principles, arguments, and methods) to make decisions. (IPCC, 2014.WG III, Ch. 3, pg. 10)
And so it is not IPCC’s role to do ethical analyses of policy issues that raise ethical questions. IPCC can, however, distinguish between prescriptive and descriptive questions that arise in relevant socio-economic literature about climate policy-making, identify important ethical and justice issues that arise in this literature, where there is a consensus on ethics and justice issues in the relevant literature describe the consensus position, where there is no consensus on ethical and justice issues describe the range of reasonable views on these issues, and identify hard and soft law legal principles relevant to how governments should resolve ethical and justice issues that must be faced by policy-makers.
There are several subjects in climate change policy-making which raise important ethical and justice issues. They include policy judgements about:
how much warming will be tolerated, a matter which is implicit but rarely identified when nations make ghg emissions reduction commitments,
any nation’s fair share of safe global emissions, matters which are referred to by the IPCC usually as burden-sharing or effort-sharing considerations and a matter taken up in chapter 4 of IPCC, Working Group III chapter on sustainability and equity,
any nation’s responsibility for funding reasonable adaptation and compensation for losses and damages for those who are harmed by climate change,
when a nation is responsible for its ghg emissions given differences in historical and per capita emissions among nations,
responsibility for funding technology transfer to poor nations,
how to evaluate the effects on and responsibilities to others of climate change technologies that are adopted in response to the threat of climate change, including such technologies as geo-engineering or nuclear power, for instance,
who has a right to participate in climate change policy-making, a topic usually referred to under the topic of procedural justice,
the policy implications of human rights violations caused by climate change,
the responsibility of not only nations but subnational governments, entities, organizations, and individuals for climate change,
when economic analyses of climate change policy options can prescribe or limit national duties or obligations to respond to the threat of climate change,
ethical and justice implications of decisions must be made in the face of scientific uncertainty,
whether action or non-action of other nations is relevant to any nation’s responsibility for climate change,
how to spend limited funds on climate change adaptation,
when politicians may rely on their own uninformed opinion about climate change science,
who is responsible for climate refugees and what their responsibilities are.
On some of these issues, the recent IPCC report included a good summary of the extant ethical literature, on other issues important gaps in IPCC’s analysis can be identified, and lastly on a few of these issues, IPCC Working Group III is silent. IPCC reports cannot be expected to be exhaustive on these matters and therefore gaps and omissions in the IPCC reports in regard to ethics and justice issues relevant to policy-making is not necessarily a criticism of IPCC and is here pointed out only for future consideration. In fact, IPCC’s work on the ethical limits of economic arguments is a particularly important contribution to the global climate change debate. What is worthy of criticism, however, is if IPCC’s conclusions on guidance for policy-makers is misleading on ethics and justice issues.
II. Ethical Issues Raised by Economic Arguments About Climate Policy
Perhaps the most important practical ethical and justice issues raised by Working Group III’s work on ethics is its conclusions on the ethical and justice limitations of economic analyses of climate change policy options. This topic is enormously practically important because nations and others who argue against proposed climate change policies usually rely on various economic arguments which often completely ignore the ethical and justice limitations of these arguments (In the case of the United States, see Brown, 2012.) Because most citizens and policy-makers have not been trained in spotting ethically dubious claims that are often hidden in what appear at first glance to be “value-neutral” economic arguments, IPCC’s acknowledgement of the ethical limitations of economic arguments is vitally important. It is also practically important because the first four IPCC reports, although not completely ignoring all ethical and justice problems with economic arguments about climate change policies, failed to examine the vast majority of ethical problems with economic arguments against climate change policies while making economic analyses of climate change policies the primary focus of Working Group III’s work thereby leaving the strong impression that economic analyses, including but not limited to cost-benefit analyses, is the preferred way to evaluate the sufficiency of proposed climate change policies. On this matter, the AR5 report has made important clarifications.
The AR5 III report included a section on this very issue entitled: Economics, Rights, and Dutieswhich we reproduce here it its entirety because of its importance to this discussion, followed by comments in bold italics:
Economics can measure and aggregate human wellbeing, but Sections 3.2, 3.3 and 3.4 explain that wellbeing may be only one of several criteria for choosing among alternative mitigation policies.
Other ethical considerations are not reflected in economic valuations, and those considerations may be extremely important for particular decisions that have to be made. For example, some have contended that countries that have emitted a great deal of GHG in the past owe restitution to countries that have been harmed by their emissions. If so, this is an important consideration in determining how much finance rich countries should provide to poorer countries to help with their mitigation efforts. It suggests that economics alone cannot be used to determine who should bear the burden of mitigation.
What ethical considerations can economics cover satisfactorily? Since the methods of economics are concerned with value, they do not take into account of justice and rights in general. However, distributive justice can be accommodated within economics, because it can be understood as a value: specifically the value of equality. The theory of fairness within economics (Fleurbaey, 2008) is an account of distributive justice. It assumes that the level of distributive justice within a society is a function of the wellbeings of individuals, which means it can be reflected in the aggregation of wellbeing. In particular, it may be measured by the degree of inequality in wellbeing, using one of the standard measures of inequality such as the Gini coefficient (Gini, 1912), as discussed in the previous section. The Atkinson measure of inequality (Atkinson, 1970) is based on an additively separable social welfare function (SWF), and is therefore particularly appropriate for representing the prioritarian theory described in Section 3.4.6 . Furthermore, distributive justice can be reflected in weights incorporated into economic evaluations as Section 3.6 explains.
Simply identifying the level of inequality using the Gini Index does not assure that the harms and benefits of climate change policies will be distributed justly. For that a theory of just distribution is needed. The Gini index is also at such a level of abstraction that it is very difficult to use it as a way of thinking about the justice obligations to those most vulnerable to climate change. Even if there is strong economic equality in a nation measured by the Gini index, one cannot conclude that climate change policies are distributively just.
Economics is not well suited to taking into account many other aspects of justice, including compensatory justice. For example, a CBA might not show the drowning of a Pacific island as a big loss, since the island has few inhabitants and relatively little economic activity. It might conclude that more good would be done in total by allowing the island to drown: the cost of the radical action that would be required to save the island by mitigating climate change globally would be much greater than the benefit of saving the island. This might be the correct conclusion in terms of overall aggregation of costs and benefits. But the island’s inhabitants might have a right not to have their homes and livelihoods destroyed as a result of the GHG emissions of richer nations far away. If that is so, their right may override the conclusions of CBA. It may give those nations who emit GHG a duty to protect the people who suffer from it, or at least to make restitution to them for any harms they suffer.
Even in areas where the methods of economics can be applied in principle, they cannot be accepted without question (Jamieson, 1992; Sagoff, 2008). Particular simplifying assumptions are always required, as shown throughout this chapter. These assumptions are not always accurate or appropriate, and decision‐makers need to keep in mind the resulting limitations of the economic analyses. For example, climate change will shorten many people’s lives. This harm may in principle be included within a CBA, but it remains highly contentious how that should be done. Another problem is that, because economics can provide concrete, quantitative estimates of some but not all values, less quantifiable considerations may receive less attention than they deserve.
This discussion does not adequately capture serious ethical problems with translating all values into monetary units measured by willingness to pay or its surrogates nor that such transformation may greatly distort ethical obligations to do no harm into changes in commodity value.
The extraordinary scope and scale of climate change raises particular difficulties for economic methods (Stern, forthcoming). First, many of the common methods of valuation in economics are best designed for marginal changes, whereas some of the impacts of climate change and efforts at mitigation are not marginal (Howarth and Norgaard, 1992). Second, the very long time scale of climate change makes the discount rate crucial at the same time as it makes it highly controversial (see Section 3.6.2 ). Third, the scope of the problem means it encompasses the world’s extremes of wealth and poverty, so questions of distribution become especially important and especially difficult. Fourth, measuring non‐market values—such as the existence of species, natural environments, or traditional ways of life of local societies—is fraught with difficulty. Fifth, the uncertainty that surrounds climate change is very great. It includes the likelihood of irreversible changes to societies and to nature, and even a small chance of catastrophe. This degree of uncertainty sets special problems for economics. (Nelson, 2013) (IPCC, 2014.WG III, Ch. 3, pg. 12-13)
Again this discussion does not adequately describe the ethical problems with economic determinations of all values. In fact it leaves the impression that if non-market values can be discovered the problems of transforming all values to commodity values are adequately dealt with.
Chapter 3, also includes additional statements about the ethical limits of economic reasoning sprinkled throughout the chapter. They include:
1. Most normative analyses of solutions to the climate problem implicitly involve contestable ethical assumptions.(IPCC, 2014. WG III, Ch. 3, pg.10)
2. However, the methods of economics are limited in what they can do. They can be based on ethical principles, as Section 3.6 explains. But they cannot take account of every ethical principle. They are suited to measuring and aggregating the wellbeing of humans, but not to taking account of justice and rights (with the exception of distributive justice − see below), or other values apart from human wellbeing. (IPCC, 2014.WG III, Ch. 3, pg. 24)
And so Chapter 3 of the IPCC report contains a number or clear assertions about the ethical limitations of economic arguments. However there are important gaps missing from this analysis. Also several sections of Chapter 3 that can be interpreted as claims that policy makers are free to choose economic reasoning as justification for climate policies. That is, some of the text reads as if a policy-maker is free to choose whether to base policy on economic or ethical and justice considerations, choosing between these two ways of evaluation is simply an option. Some of these provisions follow with responses in italics
Chapter 3 page 6 says:
Many different analytic methods are available for evaluating policies. Methods may be quantitative (for example, cost‐benefit analysis, integrated assessment modeling, and multi‐criteria analysis) or qualitative (for example, sociological and participatory approaches). However, no single best method can provide a comprehensive analysis of policies. A mix of methods is often needed to understand the broad effects, attributes, trade‐offs, and complexities of policy choices; moreover, policies often address multiple objectives (IPCC, 2014.WG III, Ch. 3, pg. 6)
Although economic analyses can provide policy-makers with valuable information such as which technologies will achieve ethically determined goals at lowest cost, thereby providing criteria for making remedies cost-effective, there are serious ethical problems with cost-benefit analyses used prescriptively to set emissions reductions targets. Some of these are alluded to in IPCC Chapters 3 and 4, others are not acknowledged. Because of the prevalence of cost-benefit justifications for climate change policies, future IPCC reports could make a contribution by identifying all of the ethical issues raised by cost-benefit analyses.
Any decision about climate change is likely to promote some values and damage others. These may be values of very different sorts. In decision making, different values must therefore be put together or balanced against each other. (IPCC, 2014. WG III, Ch. 3, pg. 6)
This provision can be understood as condoning a consequentialist approach to climate policy that fails to acknowledge deontological limits. Since when any nation makes policy on climate change it affects poor people and vulnerable nations around the world, there are serious procedural justice issues which go unacknowledged in this section and, for the most part, all throughout Chapter 3. Nowhere does the chapter acknowledge that when a climate policy is under development at the national level, nations have no right to compare costs to them of implementing policies with the harms to others that have not consented to the method of valuation being used to determine quantitative value.
Ideally, emissions should be reduced in each place to just the extent that makes the marginal cost of further reductions the same everywhere. One way of achieving this result is to have a carbon price that is uniform across the world; or it might be approximated by a mix of policy instruments (see Section 3.8 ). (IPCC, 2014.WG III, Ch. 3, pg. 26)
This statement fails to acknowledge that emissions reductions amounts should be different in different places according to well accepted principles of distributive justice. Although other sections of the chapter acknowledge that responsibility for climate change is a matter of distributive justice, this section and others leave the impression that climate policy can be based upon economic efficiency grounds alone. The way to cure this problem is to continue to reference other sections that recognize ethical limits in setting policy on the basis of efficiency.
(IPCC, 2014.WG III, Ch. 3, pg. 6)
Since, for efficiency, mitigation should take place where it is cheapest, emissions of GHG should be reduced in many developing countries, as well as in rich ones. However, it does not follow that mitigation must be paid for by those developing countries; rich countries may pay for mitigation that takes place in poor countries. Financial flows between countries make it possible to separate the question of where mitigation should take place from the question of who should pay for it. Because mitigating climate change demands very large‐scale action, if put in place these transfers might become a significant factor in the international distribution of wealth. Provided appropriate financial transfers are made, the question of where mitigation should take place is largely a matter for the economic theory of efficiency, tempered by ethical considerations. But the distribution of wealth is amatter of justice among countries, and a major issue in the politics of climate change (Stanton, 2011). It is partly a matter of distributive justice, which economics can take into account, but compensatory justice may also be involved, which is an issue for ethics. (Section 3.3).(IPCC, 2014.WG III, Ch. 3, pg. 26)
There are a host of potential ethical problems with mitigation taking place in one part of the world to satisfy the ethical obligations of a nation in another part of the world which is emitting above its fair share of safe global emissions that are not mentioned in this article. Included in these problems are:
Environmental Sufficiency. There are many technical challenges in assuring that a project in one part of the world that seeks to reduce ghg by an amount that otherwise would be required of a polluter will actually succeed in achieving the reductions particularly when the method of reduction is reliant on biological removal of carbon.
Permanence. Many proposed projects for reducing carbon in one part of the world to offset reductions ethically required in another part of the world raise serious questions about whether the carbon reduced by the project will stay out of the atmosphere forever, a requirement that is required to achieve the environmental equivalence to ghg emissions reductions that would be achieved at the source.
Leakage. Many proposed projects used to offset emissions reductions of high-emitters raise serious questions about whether carbon reduced by a project at one location will result in actual reductions in emissions because the activity which is the subject of the offset is resumed at another location.
Additionality. A project that is proposed in another part of the world to offset emissions reductions of a high-emitting entity may not be environmentally effective if the project would have happened anyway for other reasons.
Allowing Delay In Investing In New Technology. The ability to rely on a cheaper emissions reductions project in another part of the world as a substitute of reducing emissions creates an excuse for high-emitting entities to delay investment in technologies that will reduce the pollution load. This may create a practical problem when emissions reductions obligations are tightened in the future.
Chapter 3 also treats other important ethical issues that arise in climate change policy formation. They include:
3.3 Justice, equity and responsibility,
3.3.1 Causal and moral responsibility
3.3.2 Intergenerational justice and rights of future people
3.3.4 Historical responsibility and distributive justice
3.3.5 Intra‐generational justice: compensatory justice and historical responsibility
3.3.6 Legal concepts of historical responsibility
3.3.7 Geoengineering, ethics, and justice
3.4 Values and wellbeing
3.4.1 Non‐human values
3.4.2 Cultural and social values
3.4.4 Aggregation of wellbeing
3.4.5 Lifetime wellbeing
3.4.6 Social welfare functions
3.4.7 Valuing population
III. Some Additional Gaps In Chapter 3
Some of the gaps in Chapter 3 on ethical issues raised by climate change policy-making include: (1) ethics of decision-making in the face of scientific uncertainty, (2) whether action or non-action of other nations affects a nation’s responsibility for climate change, (3) how to spend limited funds on climate change adaptation, (4) when politicians may rely on their own uninformed opinion about climate change science, and (5) who is responsible to for climate refugees and what are their responsibilities.
The last entry in this series will continue the analyses of IPCC Chapter 3 on Social, Economic, and Ethical Concepts and Chapter 4 on Sustainability and Equity.
Brown, 2012, Navigating the Perfect Moral Storm: Climate Change Ethics In Light of a Thirty-Five Year Debate, Routledge-Earthscan, 2012
All nations, when they set national ghg emissions reductions targets, are implicitly taking a position on the following two civilization challenging ethical issues. The international community should require that all nations explicitly explain their positions on these two issues.
Every national ghg emissions reduction target is implicitly a position on the two above civilization challenging ethical issues, although nations almost never identify the positions they have taken on these issues nor acknowledge that these are ethical matters. These issues are: (1) a ghg atmospheric concentration stabilization goal, and (2) the nation’s fair share of global ghg emissions that will achieve the atmospheric goal. This picture seeks to help citizens understand these issues. Both of these issues are essentially ethical and moral issues. This is so because in taking a position on an ghg atmospheric stabilization goal, a nation is determining how much harm it is willing to inflict on hundreds of millions of poor vulnerable people around the world and the ecological systems on which life depends. Also, in specifying a ghg emissions reduction amount, the nation is also taking a position on what distributive justice requires of it to reduce global ghg emissions to safe levels.
Governments should be required to explain their positions on these issues because every national ghg emissions reduction target is implicitly a position on these ethical questions.
Ethics and climate has explained in numerous articles on this site why climate change policy raises civilization challenging ethical issues which have practical significance for policy-making. This article identifies five common arguments that are very frequently made in opposition to proposed climate change laws and policies that cannot be adequately responded to without full recognition of serious ethical problems with these arguments. Yet the national debate on climate change and its press coverage in the United States and many other countries continue to ignore serious ethical problems with arguments made against climate change policies. The failure to identify the ethical problems with these arguments greatly weakens potential responses to these arguments. These arguments include:
1. A nation should not adopt climate change policies because these policies will harm the national economy.
This argument is obviously ethically problematic because it fails to consider that high emitting governments and entities have clear ethical obligations to not harm others. Economic arguments in opposition to climate change policies are almost always arguments about self-interest that ignore strong global obligations. Climate change is a problem that is being caused mostly by high emitting nations and people that are harming and putting at risk poor people and the ecological systems on which they depend around the world. It is clearly ethically unacceptable for those causing the harms to others to only consider the costs to them of reducing the damages they are causing while ignoring their responsibilities to not harm others.
It is not only high emitting nations and corporations that are ignoring the ethical problems with cost-based arguments against climate change policies. Some environmental NGOs usually fail to spot the ethical problems with arguments made against climate change policies based upon the cost or reducing ghg emissions to the emitters. Again and again proponents of action on climate change have responded to economic arguments against taking action to reduce the threat of climate change by making counter economic arguments such as climate change policies will produce new jobs or reduce adverse economic impacts that will follow from the failure to reduce the threat of climate change. In responding this way, proponents of climate change policy action are implicitly confirming the ethically dubious notion that public policy must be based upon economic self-interest rather than responsibilities to those who will be most harmed by inaction. There is, of course, nothing wrong with claims that some climate change policies will produce jobs, but such assertions should also say that emissions should be reduced because high-emitters of ghgs have duties and obligations to do so.
2. Nations need not reduce their ghg emissions until other high emitting nations also act to reduce their emissions because this will put the nation that reduces its emissions in a disadvantageous economic position.
Over and over again opponents of climate change policies at the national level have argued that high emitting nations should not act to reduce their ghg emissions until other high emitting nations also act accordingly. In the United States, for instance, it is frequently said that the United States should not reduce its ghg emissions until China does so. Implicit in this argument is the notion that governments should only adopt policies which are in their economic interest to do so. Yet as a matter of ethics, as we have seen, all nations have a strong ethical duty to reduce their emissions to their fair share of safe global emissions and national economic self-interest is not an acceptable justification for failing to reduce national ghg emissions. Nations are required as a matter of ethics to reduce their ghg emissions to their fair share of safe global emissions; they are not required to reduce other nations’ share of safe global emissions. And so, nations have an ethical duty to reduce their ghg emissions to their fair share of safe global emissions without regard to what other nations do.
3. Nations need not reduce their ghg emissions as long as other nations are emitting high levels of ghg because it will do no good for one nation to act if other nations do not act.
A common claim similar to argument 2 is the assertion nations need not reduce their ghg emissions until others do so because it will do no good for one nation to reduce its emissions while high-emitting nations continue to emit without reductions. It is not factually true that a nation that is emitting ghgs at levels above its fair share of safe global emissions is not harming others because they are continuing to cause elevated atmospheric concentrations of ghg which will cause some harm to some places and people than would not be experienced if the nation was emitting ghg at lower levels. And so, since all nations have an ethical duty to reduce their ghg emissions to their fair share of safe global emissions, nations have a duty to reduce the harm that they are causing to others even if there is no adequate global response to climate change.
4. No nation need act to reduce the threat of climate change until all scientific uncertainties about climate change impacts are resolved.
Over and over again opponents of climate change policies have argued that nations need not act to reduce the threat of climate change because there are scientific uncertainties about the magnitude and timing of human-induced climate change impacts. There are a host of ethical problems with these arguments. First, as we have explained in detail on this website under the category of disinformation campaign in the index, some arguments that claim that that there is significant scientific uncertainty about human impacts on climate have been based upon lies or reckless disregard for the truth about mainstream climate change science. Second, other scientific uncertainty arguments are premised on cherry picking climate change science, that is focusing on what is unknown about climate change while ignoring numerous conclusions of the scientific community that are not in serious dispute. Third. other claims that there is scientific uncertainty about human induced climate change have not been subjected to peer-review. Fourth some arguments against climate change policies on the basis of scientific uncertainty often rest on the ethically dubious notion that nothing should be done to reduce a threat that some are imposing on others until all uncertainties are resolved. They make this argument despite the fact that if high emitters of ghg wait until all uncertainties are resolved before reducing their ghg emissions:
It will likely be too late to prevent serious harm if the mainstream scientific view of climate change is later vindicated;
It will be much more difficult to prevent catastrophic harm if nations wait, and
The argument to wait ignores the fact that those who will be harmed the most have not consented to be put at greater risk by waiting.
For all of these reasons, arguments against taking action to reduce the threat of climate change based upon scientific uncertainty fail to pass minimum ethical scrutiny.
5. Nations need only set ghg emissions reduction targets to levels consistent with their national interest.
Nations continue to set ghg emissions reductions targets at levels based upon their self-interest despite the fact that any national target must be understood to be implicitly a position on two issues that cannot be thought about clearly without considering ethical obligations. That is, every national ghg emissions reduction target is implicitly a position on : (a) a safe ghg atmospheric stabilization target; and (b) the nation’s fair share of total global ghg emissions that will achieve safe ghg atmospheric concentrations.
A position on a global ghg atmospheric stabilization target is essentially an ethical question because a global ghg atmospheric concentration goal will determine to what extent the most vulnerable people and the ecological systems on which they depend will be put at risk. And so a position that a nation takes on atmospheric ghg atmospheric targets is necessarily an ethical issue because nations and people have an ethical duty to not harm others and the numerical ghg atmospheric goal will determine how much harm polluting nations will impose on the most vulnerable.
Once a global ghg atmospheric goal is determined, a nation’s ghg emissions reduction target is also necessarily implicitly a position on the nation’s fair share of safe global ghg emissions, an issue of distributive justice and ethics at its core.
And so any national ghg emissions target is inherently a position on important ethical and justice issues and thus setting a national emissions reduction target based upon national interest alone fails to pass minimum ethical scrutiny.
Editors Note: The following entry has been written by guest bloger, Michael Hoexter. This entry was first published on the Web Site New Economic Perspectives on February 27, 2014. We republish this article with permission of the author because it contains a number of excellent points about the ethical dimensions of climate change particularly in regard to who should be understood to be responsible for the failure of the United States to take adequate action on climate change. This analysis concludes that different parties should be differentially responsible for inaction on climate change. In addition, the article makes several compelling arguments for the urgent practical need to understand climate change as an ethical and moral problem. The article also explains why government action on climate change is indispensable to an adequate climate change solution, that is, why market solutions such as cap and trade or even carbon taxes will not alone create an adequate US response to climate change.
Degrees of Responsibility for Climate Catastrophe
The climate crisis is an event with such profound personal and broadly social moral implications that many shy away from discussing the crisis itself let alone its ethical aspects. Via our society’s use of fossil fuels we are, if our combustion of these fuels remains unchecked and in addition we further destroy the carbon fixing capacity of natural systems, destroying almost all wealth, the likelihood of their being future civilizations, and even the possibility for existence for future generations. To continue ignoring climate change and effective climate action is definitely an après moi le deluge stance, an expression of callousness and self-absorption unsupportable by moral justification. Morality and ethics is here not an exotic preoccupation of a select group but a basic reality-check: does what we are doing make sense and promote the general ends to which these activities are devoted? How do we assess our own agency and role and those of others, in events that are occurring around us and will with very high likelihood exacerbate in the future?
In addition to the lulling effects of the organized climate denial industry as well as propaganda for fossil fuels broadcast in all media channels, one of the difficulties facing climate change activism is that, taking effective, durable action is not primarily an individual phenomenon but a massive group enterprise, ideally with full participation and leadership by governments. It is difficult for people to understand how a sense of personal ethical obligation, which people may or may not feel, can translate into effective action, given the uncertainties and variability of the participation of others and of the varying, non-existent, or contrary commitments of social institutions to the necessary changes in our energy system. With some justification, people on the ground believe they are, in their isolation, too small and insignificant to remake the energy basis of society and the economy.
Also, because the way to effective climate action is not clearly in mind, people who do not feel themselves to be in positions of power or influence might resent people pointing out, as I am doing now, their role, moral or otherwise, regarding climate change. We are living in an age where people feel that ethical appeals, more generally, are felt to be a hindrance to living one’s life unencumbered by obligations to others, that ethics competes with and impedes the light sense of freedom that is one of the sought-after states of mind in our time. Often this sense of freedom is defined by many throughout the developed and developing world as a choice of a variety of consumer goods for immediate or near-term consumption. The attachment to near-term pleasures can even turn into a form of climate nihilism, a philosophical rejection of ethics in favor of sensuous pleasure über alles. Nihilism’s formal severance from ethical considerations in turn leads ultimately to an acceptance or enactments of varying degrees of psychopathy/sociopathy and eventually to the collapse of civilization.
As of late, the North American climate action movement and outspoken climate scientists such as Michael Mann have focused on counteracting the massive propaganda and obfuscation campaign that has delayed climate action. Fingers have been pointed at the fossil fuel industries and their role in creating clouds of doubt and confusion around the findings of climate science, while continuing to profit from climate change denial and or fossil fuel addiction. The climate movement is pointing out that unconventional fossil fuel extraction techniques (fracking, tar sands excavation, deep-water drilling, mountaintop removal coal mining) are leaving or will leave toxic wastes and scars on the landscape as the fossil fuel industry gouges and lacerates the earth in search of combustible fossil resources. The freight rail network in North America is being turned into a conduit for crude oil from the landlocked Canadian tar-sands and the Bakken Shale, as construction timelines and permitting decisions are awaited for new pipelines. It appears that conventional oil has reached its peak and is, as well, controlled by sovereign oil companies not the oil majors.
Local groups and national environmental organizations are attempting to combat fracking operations, pipeline build-out and crude-by-rail programs either by reference to their local damages and risks, or too little, in my opinion, via reference to the impact of these activities on global warming. I am active in groups that are focused on halting the expansion plans of the fossil fuel industries including the Keystone XL pipeline and yet the climate movement is still figuring out how a focus on local damages and pollution translate to action on the global long-term issue. The phrase “leave it in the ground” has started to gain currency, though it appears not have yet become the central demand of any national campaign. Recently, activists in our area have created the slogan “NIMBY => NOPE” (“’Not in My Back Yard’ to ‘Not on Planet Earth’”).
While some of the defenders of the fossil fuel industries deny climate change, there are others like President Obama and those who support his energy policy, who simultaneously admit that climate change is a problem and continue encouraging the expansion of fossil fuel extraction and therefore its ongoing use. The MSNBC commentator Ed Schultz, known as a progressive, has voiced support for the expansion of the Keystone XL pipeline as does his frequent guest, the supposed progressive and would-be challenger to Hillary Clinton’s candidacy for President in 2016, former Governor Brian Schweitzer of Montana. Schultz, to his credit, has been devoting considerable time on his air to the issue of the pipeline, and may be reconsidering his stance. As another MSNBC commentator, Chris Hayes, points out, the stance of Obama and others, that they are against global warming but for the building of new pipelines, are the protestations of fossil fuel addicts, who haven’t yet confronted their addiction.
And it is and will be very difficult for us, particularly here in North America, to confront our fossil fuel addiction as well as lessen our impact on the climate more generally, individually and also as a society as a whole. We are, all of us, in various positions along a continuum of lesser to greater individual or family climate virtue, whether by intention, by pre-existing preference, or by level of means, though in the developed societies, we are as individuals and families bunched towards the less virtuous end of the spectrum in terms of the stability of the climate. However, as many people know, individual and familial efforts even if all of us were paragons of climate virtue within our various means, do not add up to the systemic changes required to cut emissions on a grand scale across the economy. The vision of climate action as simply the accumulation of individual and familial choices overlooks the importance of public goods like infrastructure and the design and locations of cities and towns, which can only be changed by government action or other coordinated collective means. This fact alone reveals that market-based instruments (either cap and trade or carbon taxes) are more likely auxiliary policies rather than the central policy structure to transform our societies. Carbon pricing instruments, at least in the form of a gradually escalating carbon price, are “nudges” when we are needing in many areas a reversal of direction and a major concerted push, or time will have run out on our best intentions.
Chicken and Egg: Demand- vs. Supply-Focused Campaigns
Among those who have taken some interest in addressing climate change, there have over the last decade or so been discussions about whether a focus on curtailing the activities of the fossil fuel industries or a focus on reducing demand for fossil fuels is the right single or leading method to move society into a transition away from fossil energy. Economics is divided on the subject of what is the primary cause of business activity in general, though strangely in the area of curtailing fossil fuel use, almost everybody is a “Keynesian” in the sense of theorizing a demand-led business cycle. Keynes is the most influential economist who challenged the old dogma of Say’s Law that states that supply creates its own demand; i.e. “build it and they will come”. With, in theory, supply no longer controlling the business cycle, Keynes advocated stimulation of demand via government spending and/or tax cuts as a cure for economic depressions caused by what turned out to be a collapse in demand.
With fossil fuels, a large majority of economists that contemplate climate action advocate a price on carbon, either a tax or a permit to emit, which would reduce demand for the fuels without restricting supply. By contrast, this is the reverse of the current right-leaning consensus among policymakers regarding what to do about unemployment, which prescribe, almost exclusively, supply-side solutions. The unemployed or youth are said to lack the proper skills, so the focus is on skills training and educational reform would supposedly create jobs. Meanwhile few economists are advocating curtailing the activities of the fossil fuel industry or rationing fuel, both supply-side measures, to meet the challenge of global warming. This could be seen as a tribute to the relative political power of the fossil fuel industries and high-consumers of fossil energy (large corporations and the affluent) versus the power of the unemployed and youth; the former are treated, if at all, with gentle “nudges” while the latter are viewed as “clay to be molded” by elites.
Demand and supply-side interventions have different ethical implications, with ethics being the social discourse about how we manage our own agency or agencies (our “doing”) in the light of what is best or better for us or for a greater community or some combination thereof. Policy focused on reducing demand for fossil fuels starts from the premise that we are not able by internalizing legal-ethical mandates/strictures, foresight, and rational planning to change our behavior. Only after incurring a succession of monetary losses or anticipated losses from the “sin” tax or increased price do “appetites” for fossil fuel use diminish: consumers, as they have limited monetary resources, figure out for themselves the trade-off in monetary terms of one set of appetites for another and start choosing the higher benefit-to-cost satisfactions. The process of choosing between those appetites, or the restriction of the satisfaction of other appetites because of a lack of funds, leads eventually, in some, to a waning of interest in the targeted product or service. A supply-side restriction, such as rationing or cutting off certain types of fossil fuel supply (reducing overall supply), assumes that people are able to rein in their appetites via either their own internalized moral compass, or they accept the legitimacy of the external moral instance of government or the community to regulate their usage of, in this case, fossil fuels
The divide between supply- and demand-side policies is a byproduct of mainstream economic assumptions and academic disputes that some heterodox economists criticize, yet have not yet presented an alternative causal model of business and sectoral development. Presented in current contretemps between self-identified Keynesians and anti-Keynesians as an “either/or”, a longer view look at economic history suggests that the causal role of supply and demand are historical and sectoral snapshots of the complex unfolding of the actual economy. Due to the rapidity of energy transition required for human civilization to survive as well as the need for a change in energy systems, a combination of supply- and demand-side measures are required, together applied with as much force and speed as possible and effective. Supply-side restrictions of fossil fuels, for instance, would create a feedback loop where a restriction of supply will for instance act as a virtual “carbon tax” as oil companies charge more for their scarcer product. This should be seen as intentional rather than accidental, if one is advocating that both supply and demand be simultaneously curtailed. At the same time, government needs to supply or help design and subsidize the building of many of the connective pieces of a zero-carbon infrastructure. A new source or switch of suppliers is not well theorized by the supply-demand framework.
Even the institution and maintenance of an effective demand-side policy, advertised as the more moderate and “reasonable” solution, would in reality require a high degree of ethical commitment by the polity to effective climate action, more than the neoclassical economic fantasy of what constitutes the human being could accommodate. A behavior-changing carbon price (a tax or fee) of perhaps $150-200 per metric tonne CO2-equivalent emissions (with or without a refundable tax credit, sometimes called a dividend to blunt its regressivity) would require sacrifice differentially among economic sectors and groups, as well the need to change comfortable habits and ways of life. Such sacrifice would need to be openly acknowledged beforehand, requiring people, as citizens beyond their roles as consumers, to develop an ethical commitment to the large-scale task of preventing climate catastrophe.
Primary, Secondary and Tertiary Responsibility for Climate Catastrophe
A political campaign on climate that focuses its anger and claims of responsibility only on the role of the fossil fuel industries and their political surrogates is naïve: their power is sustained by the number of paying customers available for their products, as well as their accumulated wealth from a 225-year history of fueling industrial growth via fossil energy. On the other hand, campaigns that focus only on demand-side policy, on the population’s demand for cheap, polluting fuel, tend to overlook the effects of the massive political-economic disinformation campaign by the fossil fuel industries and their political surrogates on laming climate action once human-caused climate change was recognized internationally as a problem around 25 years ago. The assumption of demand-side policy is that our “appetite” for the products and services that fossil fuels enable is the driving force and therefore a wide-swath of the developed world is culpable for climate catastrophe.
Holding ordinary consumers in the developed world responsible on an individual basis for the continued dominance of fossil fuels either implicitly or explicitly is unfair and unrealistic. Some combination of an appeal to the moral sense of each individual as well as an appeal to macroethical justice for those who have delayed climate action and profit from climate inaction is required for climate action to be both heart-felt by many and also politically and economically astute.
Furthermore, there is a third category of people who have neither made executive decisions nor consumption/purchasing decisions that have had significant climate impacts. Some of these people live in poverty in the developing world or are too young now to have made significant decisions about how to live their lives yet. These people will pay the price of the decisions of others yet are or will become responsible for protecting the climate from further negative change and devastation of a conducive life-world for them and humanity more generally. Their responsibilities then start now or lie in the future.
I am proposing then that we subdivide responsibility into three categories or levels with regard to climate change, though this type of subdivision may be applicable with other large scale societal institutions and events. In delaying action on climate, some people have had a much greater role than others in prolonging our addiction to fossil fuels. As a parallel example, many legal jurisdictions, for instance, assign a higher culpability to drug pushers/dealers than to drug addicts, though unfortunately the latter group is in the United States subject to excessive legal penalties for non-violent drug offenses. The dealer/user distinction found in many legal codes should be carried over to the politics and ethics of global warming.
Around global warming then, at the current juncture in history, we can say that there are those who have primary moral responsibility for causing climate catastrophe, a much larger group of those who have secondary ethical responsibility for climate catastrophe, and a still larger group who are bystanders in terms of causality of global warming to date but will need to assume some responsibility in solving the climate crisis. The growth of a political movement will be in part by determined by how these relative responsibilities as we will see below will be addressed by climate politics and climate policies.
Historical Responsibility and Present-Day Responsibility
With large-scale complex systems such as energy infrastructure, an industrial economy, or an entire civilization, it is fair to distinguish between historical responsibility and ethical responsibility. The socially-constructed complex systems we live in are the product of generations of decisions and actions by our ancestors as well as those now living, some of whom may be retired from positions of power and authority. There are those who set up and reinforced the fossil-fuel-dependent industrial base of our civilization who were and are responsible but cannot be said, because of their lack of awareness of global warming and the continued dominance of fossil energy up to the present to be ethically responsible for global warming. John D. Rockefeller, Henry Ford, Franklin Roosevelt, Robert Moses, Dwight D. Eisenhower and many others made crucial decisions in the design of American civilization. The American model of development remains one of the primary models for many developed and developing industrial cultures from early 20th Century onward that, of course, require a large supply of fossil energy with current infrastructure. These historical figures and others hold historical responsibility but they cannot be held ethically responsible for global warming as they were not made aware of the consequences of their actions at the time. We then can only discuss the ethical responsibilities for global warming of those in the current generation because a crucial piece of that ethical responsibility is having been made aware, in this case, by the geosciences and in particular climate science, of the consequences of maintaining the status quo in these complex large-scale systems.
Global warming emerged as a very strong hypothesis in the then-obscure scientific discipline of climate science in the 1980’s with mounting empirical data supporting the human role in increases in greenhouse gas emissions, particularly carbon dioxide. The climate science community alerted policymakers to the danger in the late 1980’s with among other events, James Hansen’s dramatic testimony to Congress during the heatwave of 1988. From these interactions and subsequent meetings between policymakers, there eventually emerged in 1997 the UN Framework Convention on Climate Change with the Kyoto Protocol and its emissions-trading (cap and trade) instrument selected as the general policy tool to reduce emissions worldwide. Emissions trading is an implementation of the economic idea of carbon pricing, the idea that an escalating carbon price will shape economic behavior to emit less greenhouse gases, while supposedly being able to meet an overall “cap” in quantity of emissions, set by policymakers. While the Kyoto Protocol had already been set into place as the primary solution to climate change, the historian of science Stuart Weart marks the point at the year 2001 where climate scientists had actually reached a consensus that human activity was warming the planet via GHG emissions and land-use changes, the former largely from fossil fuel use.
Having been alerted of an impending catastrophe in 2001, perhaps in terms that were soft pedaled at the time and filtered through the politics of national governments, it can be said in theory that all adults in the world were at that point informed enough to know that they had an ethical responsibility as citizens and consumers to address climate change. Even if the emissions trading instrument chosen by the UN was and is opaque and faulty, as it turned out to be, theoretically it was then and is now incumbent upon people as citizens to correct or amend climate policy.
However, in reality, a number of trends and events have intervened that make it unreasonable to have conferred responsibility upon all adults in 2001 when the climate science consensus was formed. Unfortunately, it has required a real degradation in the climate and a series of failures of the cap and trade instrument before it is reasonable to assume that ethical responsibility has been fully transferred, in varying degrees, to all adults in the world. In the intervening time between 2001 and today, the international and various national policy communities, outside of a few nations like the US and China, were claiming that it was on the road to “solving” the climate issue with emissions trading. I have devoted a good portion of my writing over the past decade to showing how insufficient and ineffective emission trading is and also a diversion from leaders’ and citizens’ primary ethical duties to act on climate change. It may be that the transmission of ethical responsibility is not yet complete until it is made abundantly clear that:
It is incumbent on everyone to act in some way to save the climate.
Existing solutions and actions are insufficient to address climate.
There must be a search for new solutions on political and economic levels to climate.
These new solutions must be implemented until such time as we see radical reductions in the emissions of warming gases.
This document is part of this transmission of responsibilities.
The climate change denial industry acts as an effort to delay the realization and transmission of ethical obligations as well as deflect accusations of immoral behavior or deficient character on those who continue to drive us toward climate catastrophe. By attacking the level of certainty that people may hold with regard to either the existence of or human causation of global warming, climate change denial has attractions for those outside the inner circle of beneficiaries from the fossil fuel industry who do not want to reckon with either changes in their own lifestyle or with the increased role of government required by effective climate action. Climate denial functions to blunt either the pangs of internal conscience or to deflect accusations of climate destruction or sluggish inaction.
As hinted at above, ethical responsibility with regard to taking action on climate is not discharged simply by committing to a putative or first-offered greenhouse gas emissions reduction plan, but effectively seeing through the execution of that plan. If the plan first selected is ineffective or not sufficient effective, either via prima facie analysis based on its highly likely outcomes or by empirical results, then continued subscription to the initial reduction plan becomes itself as unethical as inaction. One’s ethical responsibilities in this case are discharged by effective actions, not by expressions of good intention or commitments to climate virtue in the future.
Primary Responsibility for Climate Catastrophe
As discussed above, responsibilities and therefore accusations of culpability with regard to the impending climate catastrophe should not be equally distributed. Responsibilities are differentially distributed in society already by the different levels of power that people exert in relationship, largely, to their roles in the social institutions relevant to a given phenomenon. A fire chief is more responsible for extinguishing fires throughout a town than a baker or for that matter a trainee in the fire department. Now, 13 years after 2001 and 22 years after the 1992 Rio Summit that initiated international action on global warming, we can determine with a high degree of certainty that some people bear primary responsibility for at least the last decade if not the longer 22 year delay in substantive climate action. To bear primary responsibility means to have been exposed to the overwhelming scientific data and analysis on anthropogenic global warming and willfully and misleadingly denied or acted in ignorance of that consensus. Additionally primary responsibility for climate catastrophe falls on those who bear substantial responsibility by dint of economic positioning, scientific obfuscation, political patronage, political influence or political position as to the direction of our political-economic system, where that system effects our society’s energy and land use and therefore climate impacts.
The following categories of people then bear primary responsibility for the impending climate catastrophe, if they do not soon change their course by attempting to radically change the course of the institutions they are involved in (which is not always possible), agitate in the public sphere for immediate and thoroughgoing climate action and/or to publicly leave those institutions, transferring a substantial portion of their financial gains to investments in or contributions to effective climate action. Though they are primarily responsible for the continuance and acceleration of global warming, those primarily responsible for the disaster should not expect to be responsible for the solutions, though they should at least get out of the way of those solutions, for their sake, the sake of their children, and for the sake of humanity more generally. Some individuals will fit more than one category of the following:
1) “Denier-Leaders” – Political leaders that over the past 13 years to the present have promoted denial or unscientific doubt of anthropogenic global warming and its highly likely negative effects or have promoted, voted for, passed into law or administered local, regional or national government’s transport, land use and energy policy as if there were no ongoing catastrophic, human-caused global warming trend. Much of the current U.S. Republican Party leadership and Congressional delegation as well as the leadership of other right-wing parties in a number of countries including Canada and Australia are thus primarily responsible for the continuation of our global warming trend. These politicians can be viewed as spokespeople for the fossil fuel industries of their countries. The slightly more respectable “doubter” position has similar effects to “denial” in sensitive positions where the critically important instrument of government is either put to work to change the energy system or in the case of denier-leaders, used to reinforce the fossil energy status quo.
2) “Lip-Service Leaders”- Political leaders on the local, regional, national or UN levels that acknowledge human-caused global warming exists and is a problem but either a) support the expansion plans of the fossil fuel industries as they veer into “extreme” extraction techniques, b) support “fig-leaf” or ineffective climate policies such as most existing emissions trading schemes, c) continue to subscribe to the fiction that natural gas is a “bridge” fuel to a greener future or d) some combination a) , b) and c). Many of the center and left-leaning political party leaders and political representatives in the US and around the world fit into this category. Barack Obama is a leading example of category “d)”. Likewise the leadership of fossil fuel exporting nations such as Russia that acknowledge climate change but are sluggish to implement effective policies are similarly primarily responsible for global warming. The weakness of the policy proposals and leadership on climate of this group is a reflection of compromises that these groups make with climate deniers, with the power of the fossil fuel lobbies, and with the dominance over the past 30 years of neoliberal theories of government’s fallibility and the market’s infallibility. However their stance and the policy infrastructure they have erected are, in many ways, a dangerous diversion of attention from designing and implementing more effective and timely climate action that involves both direct investment by government as well as regulation of markets via rule-making and tax policy/direct carbon pricing. Both “Lip-Service Leaders” and “Denier Leaders” are avoiding the difficult though necessary confrontation with both the fossil fuel industries and with their own political constituencies. These leaders have turned away from the task of preparing their constituents to wean themselves off or pay more for fossil-dependent conveniences available in developed nations. Additionally these leaders have avoided providing their constituents with the public funding and programmatic guidance to enable them to devote themselves to remaking the energy and transportation basis of our societies for their and for future generations’ benefit.
3) “Climate Destruction Sponsors” – There are some extremely wealthy people, most of which have or have had substantial investments in fossil fuel extraction and sales who have funded climate science denial efforts by institutions such as the Competitive Enterprise Institute and the Heartland Institute as a means of delaying action on climate change. These are the funders of the odd collection of scientists that Naomi Oreskes has termed “the Merchants of Doubt”. The Koch Brothers and the corporate leadership of Exxon/Mobil are the most famous of these funders, who also have almost their entire business empires devoted to fossil fuels. There are also a large tranches of funding that are donated as “dark money” via Donors Trust and Donors Capital Fund directed in the direction of delay of climate action. These sponsors (who may also be profiteers from delay of effective climate action) cloak their activities in the rhetoric of “freedom” or the fictions of free market economics, distracting themselves from the physical consequences of our emissions trajectory as well as distracting others from their often substantial financial interests in climate destruction.
4) “Climate Destruction Profiteers” – There is substantial overlap between the “sponsors” group and those who profit from the destruction of the climate but what I am calling the “sponsors” have shrouded themselves in the ideological mantle of the dominant neoliberal political philosophy that idealizes markets. The Koch Brothers are of course also profiteers on the destruction of the climate as are major stockholders and share owners of large and medium-size fossil fuel companies. There are others, high level employees and strategists of major oil companies, who are driving the business of fossil fuel extraction and can no longer take the defense that they were just following orders. The same goes for passive fossil fuel investors, who have become the target of the “Go Fossil Free” fossil fuel divestment campaign. At some point, at lower level employees or small service businesses within the oil, gas and coal industries, the argument can be made that the existential needs of their families keep them in the business, rather than the accumulation of profits. At these lower levels of the organization or market segment, it can be no longer said that they bear primary responsibility for climate catastrophe and their work or business would simply be replaced if they withdrew bids for business, if they quit, or would be fired if they sought to change the terms of their work.
5) “Media Deniers/Equivocators” – Newspapers, magazines, television, and Internet journalism play key roles in telling people what they should think about and how they should think about it. While there are obvious prominent owners of right-leaning media, like Rupert Murdoch of Fox News and News Corporation who are climate change deniers or “doubters”, the media in general in the United States and other key countries has suppressed or downplayed the story of global warming, delegating it to obscure web-only blogs or leaving it out entirely of their offerings. Instead of a steady drumbeat of stories reminding people of the present danger, media outlets have tended to reflect the “comfort zone” of a political spectrum where one side is devoted to half-measures and lip service while the other is militantly against the idea of human-caused global warming because it contradicts their political-economic ideology. Many media outlets for too long have seen their work as trying to “split the difference” between two opposed sides on a number of issues, including global warming, rather than investigate the terrifying facts, report those facts as well as who is representing those facts more truthfully. In the United States, a critical role has been played by among others by environmental reporter Andrew Revkin, who at a critical point turned over his blog at the New York Times to largely serve as a forum for doubt and contrarianism about basic climate science. It cannot be underestimated how much the doubt sowed by supposed environmental journalists has distracted readers from the critical questions of how to deal with impending climate catastrophe.
6) “Characterological Contrarians/Merchants of Doubt” – The fodder for much media coverage of climate change has been supplied by the self-styled courageous “skeptics” that claim to challenge the climate science consensus that human activity is driving global warming on supposedly scientific grounds. Using scant data and ignoring most findings that suggest warming, these “merchants of doubt” have attempted to suggest that political motivations and/or sloppy science has led to the what would amount to a massive “conspiracy” of climate scientists to assert that humans are causing global warming. While in science, true skepticism is welcome, the climate “skeptics” play primarily to a political and media audience and some have received funding from the “Climate Destruction Sponsors”. While some deniers may be driven by a psychological compulsion towards contrarianism, this also leads to the “reward” for some of enjoying a great deal of attention as well as some financial support. Whether paid or simply driven to contradict for psychological reasons, this group has with the aid of the media and their sponsors, helped humanity continue on its destructive path vis-à-vis the climate, providing reassurance to the ill-informed and to those with more malevolent or destructive intentions.
7) “Fossil-Dependent Electric Utility Executives & Large Shareholders” – One of the prime consumers of coal and natural gas is the electricity generation industry, which consumes almost all of the coal produced in the world, and a high percentage of the natural gas. While many electric utilities have built their capital intensive infrastructure around the availability of fossil energy to drive their generators, utilities have had the choice to lead the transition to a zero net emissions energy system via the use of renewable and nuclear energy to generate electricity. Electric utilities have for the most part only under the duress of regulators moved towards renewable energy and energy efficiency. Some have made gestures towards acknowledging that we live in a carbon-constrained world, only to continue on with the fossil fueled status quo. New nuclear generation has not been an option in many areas, as there have been prohibitive technical, environmental and political challenges associated with building and operating new nuclear plants. Many utilities continue to undermine the spread of renewable energy, in part because it has meant a loosening of their monopoly on electricity generation. Unfortunately this has also meant with few exceptions that they remain prime supporters of the coal and natural gas industries.
8) “Propagandists of Neoliberalism/Neoliberal Government, Corporate and Financial Elites” – The discovery of global warming and attempts at concerted climate action have occurred within the neoliberal era, (1978 to the present). Neoliberalism is a political-economic philosophy derived from neoclassical economic dogmas and “Austrian” political philosophy that persistently holds up the idealized construct of “free markets” as infallible (and supposedly real or about-to-be-realized) and government as the nexus of fallibility in society. Neoliberalism’s over-praising of markets has supported an idealization of an increasingly deregulated private financial sector among political elites who came to believe that finance should lead the economy and was a magical fountain of wealth. Subsequently, economies in the last 30 years have become financialized, de-industrialized at the geographic metropolitan “center” where political and economic power is concentrated, highly economically unequally, and burdened down with mountains of private (corporate, financial and household) debt. Neoliberalism is the overarching current political-economic philosophy of elites, and some of these elites may believe that global warming is a problem (some are “Lip-service Leaders” or the corporate equivalent) but their neoliberal philosophy makes actual effective government action on climate to seem “beyond the pale” to them. Beyond these elites steeped in neoliberal dogma, the economists and pundits that continue to reinforce and reproduce the dogma of neoliberalism are equally responsible for removing the most important tool in the fight against climate catastrophe from the table, i.e. government committed to the public good. The following are the real effects of neoliberal governance and corporate policy that lead its propagandists and practitioners to be primarily responsible for climate catastrophe:
In the first 20 years of carbon policy, as noted above, policymakers’ almost exclusive focus on “market-based” policy rather than the combined political-economy as a whole including direct public investment and utilizing the policy space available to monetarily sovereign government in the area of fiscal policy more generally.
In turn, the choice of a market regulation that relies on a financialized concept (emissions trading) rather than a binding tax obligation. Emissions trading systems have been intentionally riddled with loopholes to enable companies to postpone cutting emissions as well as mute the carbon price signal that would favor the lower-emitting products or services on the market.
The politically- or philosophically-motivated devaluation of the reputation of government by neoliberal academics, business leaders and government officials has made much more difficult the effective deployment of government to address climate change. Governments not markets, particularly monetarily sovereign national governments, are the central institution to transform the energy and systems and social practices that require fossil fuel inputs.
The ballooning of private debt in step with worldwide ballooning of real estate/asset bubbles is a product of a financialized political economy that has shunned public provision of financial assets via government spending in favor of debt issuance by banks. Mounting private debt claims a portion of nominal economic growth for debt service and therefore increased emissions that contributes only to the welfare of the credit issuers, mostly large financial institutions or speculative traders and not to overall social welfare or, on average, net incomes of the borrowers.
9) “Austerity-Mongers” – A subset of neoliberals and the latest iteration of the neoliberal philosophy after the 2007-2008 financial crisis are the advocates of fiscal austerity, which is a hyperaggressive campaign of sabotaging government functions from within by arbitrary restriction of government spending, leading to the giveaway of public functions and assets to supposedly more efficient “market” actors, i.e. private corporations. The pretext for this fire-sale of the public sector is the intellectual and/or politically-motivated confusion in mainstream economics of financially-constrained local, regional, and Euro-Zone nations that do not control their currencies and the governments of countries like the US, Great Britain, Japan and many others that issue their own currencies. Austerity-mongers claim that all public entities are “running out of money” for social programs and public spending projects, when the latter can at will create more currency units to pay for necessary projects. Austerity advocates are knowingly or unknowingly the useful idiots of the bloated financial sector, as artificially limiting government expenditure and giveaways to public assets, makes more room for and dependence upon private debt issuance. While some austerity mongers, like David Cameron in Britain, claim to care about global warming and may believe that the fictional shortage of government money he promotes is a stand-in for the real shortage of atmospheric assets of the earth, the overall effect of austerity is to, as with neoliberalism more generally, to undermine the critically important instrument of government at exactly the time when it is needed most. One leader of the U.S. austerity drive, Wall Street billionaire Pete Peterson, seems to have no position on climate change but nevertheless continues on his quest to hand financial dominion over the economy to Wall Street and scuttle the power of government to mobilize real assets by public spending for public purposes. The timing of this drive for power by the private financial sector, cloaked in the rhetoric of fiscal prudence, could not come at a more inopportune time for the collective good of the current and future generations.
10) “Leaders of Large Organizations without a Low-/Zero-Carbon Strategy” – Besides electric utilities, much fossil energy or electricity generated by combusting fossil fuels is consumed by large corporations, non-profit organizations, and departments/ministries of various governments throughout the world. These large organizations are some of the major customers for oil companies, gas and electric utilities, sustaining demand for fossil energy. While a high-enough carbon tax/fee would provide a financial incentive for organizations to transition off carbon-based energy, it makes sense for many to anticipate this move by starting an energy transition before it is a requirement. Those organizations that move sooner will have greater advantages and also contribute less to emissions overall. For some sectors this is much more difficult than others and therefore the obligation is greater for leaders of organizations in sectors where technological or organizational process choices already exist.
Secondary Responsibility for Climate Catastrophe
Those primarily responsible for accelerating and exacerbating the degradation of the climate do not generally make decisions in isolation about energy policy or the course of our society but as part of larger social systems in which there are many participants, workers, co-beneficiaries and counter-parties. The use of fossil fuels has made the physical lives of many in these countries much easier, as human labor is either aided or replaced by mechanical work fueled largely by fossil fuels. While these fuels may have brought into the production process primarily to increase profits for the owners of a business, the mechanical work of machines has had secondary benefits for workers especially with the advent of consumer durables and Fordism, the ability of those in the lower middle and working classes to afford major energy using devices like automobiles.
The powers and convenience conferred on poor, working-class, and middle-class individuals by participation in a majority fossil fueled energy system are great in comparison to the existence of those in “Dickensian” early industrial society and in comparison to those in underdeveloped societies currently. Much of the relative physical ease of those in developed nations would be much sought-after by those who must do hard physical labor to enjoy just a basic and uncertain subsistence in those underdeveloped societies. Most residents of the wealthier OECD countries (Western Europe, North America, Australia, Japan) and many of the wealthier residents of the less wealthy OECD (Eastern Europe, Mexico) and developing countries have secondary responsibility for impending climate catastrophe.
It is patronizing and fatalistic to assume that people in positions of relative but not absolute powerlessness, who nevertheless benefit from a high carbon-emitting society, are entirely bereft of the ability to chose and therefore of power. With that power comes moral responsibility, especially as their/our activities and choices lead to durable “memorials in the sky” in the form of carbon emissions.
So while there are those with primary responsibility for the ongoing climate catastrophe, who have had a central decision-making role, there are largely passive beneficiaries who can additionally be used as ideological cover by those with primary responsibility. The benefits that the services that this broader swath of the population enjoys from our energy- and carbon-intensive society can be put forward as a quasi-sacred duty, by those who defend the energy status quo. And many who enjoy these conveniences agree that these are indeed valuable goods or services offered by our energy-intensive society.
However, that these enjoyments are leading to a negation of all of our work and our desires to build a future for our family and loved ones should give us all pause. The question for each remains: “Which is more valuable: our current satisfactions or the satisfactions of many future generations?” It is this, what I am calling “secondary”, moral responsibility that can be the basis of action as citizens and consumers start upon the road of transforming societies and economies. Without recognizing this secondary moral responsibility, a movement for climate action will be inconsequential and unserious.
Prospectively, the movement for climate solutions draws from those who are secondarily responsible for climate change as political activists and leaders. This process involves recognizing one’s own agency and choices, an ethical process, and fomenting a broader discussion and subsequent actions that remedy to some degree the damages done to the viability of the earth for human life and civilization.
Tertiary Responsibility for Climate Catastrophe
Furthermore, there are many people in the world, mostly the billions of poor in the developing and underdeveloped world, who may wish to enjoy the ease and benefits of a supplementary-energy powered society but have not yet enjoyed them. Or they may be satisfied with some version of their own current lifestyle with or without the addition of some of the conveniences offered by supplementary-energy powered technology. While they have had very little of the benefits of fossil fuel use, there are still matters of choice and moral agency which are entirely their prerogative, as the climate catastrophe sweeps the globe.
Those with tertiary moral responsibility, who aspire to a better life, have a choice to pursue a more or less carbon-intensive lifestyle and development path, even as they are by international agreements entitled to pollute more than those who pollute less. Secondly, as the effects of climate change mount, it is incumbent on them, as it is every individual, to help protect their families and their nation more generally from the effects of climate chaos. They could become powerful political agents and world political leaders, which is a process that involves moral choices, in favor of climate solutions that makes the earth more habitable for all.
Degrees of Responsibility Counteracts Psychological “Splitting”
While the notion of degrees of responsibility may seem obvious, this is a departure from the assumption of a “perpetrator-victim” or “transgressor-transgressed” model for relationships assumed by many who discuss the relative blame or varying moral rights with regard to underdevelopment and climate change. In politics and in other stress-ridden domains of life, there are tendencies for people to engage in milder and more severe forms of the psychological defense mechanism called “splitting”. In “splitting”, a defense that emerges in early childhood, children imagine that some people or things are “all-good” and some are “all-bad”. They are “split” because the child cannot see “shades of grey” in goodness and badness. Many of the fairy-tales of childhood are built around children’s attachment to “all-good” and fear of “all-bad” characters.
There are contexts in adult life where splitting is a cultural norm though one could argue it also has deleterious effects. The adversarial process in legal proceedings as well as political conflicts between parties are two of the main cultural institutions where a polarization of good and bad is encouraged in peacetime and in wartime or international conflicts, there is often a tacit acceptance of jingoism in public discourse. In many parts of popular culture particular in action and suspense movies, television and games, the polarization of good and bad becomes the prelude to various forms of combat and dehumanization of antagonists.
Splitting is particularly unrealistic in dealing with the differential responsibilities for climate catastrophe. The entire developed world is implicated by its dependence upon fossil fuels to function yet some have over the past few decades struggled valiantly to change this while others have fought to keep the status quo. Some who have fought for what they thought were climate solutions, have in my opinion and given the trajectory of emissions, been fighting for ineffective instruments and with the wrong allies (the finance sector). Even if we have been fighting for the most effective and appropriate tools to reduce emissions, we are still to some degree morally responsible for the impending climate catastrophe. On the other side, those who are primarily responsible are not necessarily “all-bad” but they still are primarily responsible for causing grievous harm to the climate that has been favorable to human growth and civilization.
Meeting the Evolutionary Challenge of the Anthropocene
Already a different animal than co-evolved species, humanity has initiated as a byproduct of its activity over the last several decades, if not before, a new geological era that scientists are calling the Anthropocene. The Anthropocene means that what marks this era in terms of geologic phenomena are the traces of human activity on the biosphere, the atmosphere, and even the geosphere, of which the mining and burning of fossil fuels is one of the most powerful agents. But human-caused climate change is only the most critical of a number of ways in which humanity is putting its imprint on the planet, having effects that are largely unintended by people with feedbacks that are out of the immediate control of humanity.
This places humanity in an unprecedented situation as a species. While many different animal and plant species can be said to shape their various ecosystems by activity “pre-programmed” by their genomes, no single species until human beings has had its own future within its voluntary control via the outsized impacts it has had through its tool creation and use and through the ability to coordinate social activity, think alone and deliberate together via the use of language. Humanity is both endangering its own future and has the potential to secure, within the limits of untoward events occurring in the universe or an upsurge in violent geological activity, its own future.
In order to meet the evolutionary challenge of an environment that no longer will accept the byproducts of human activity without destroying our future, we will have to care enough about ourselves and future generations to institute new systems and sets of rules that coordinate nationally and internationally our use of the environment, starting with the concentration of warming gases in the atmosphere. A recognition of our agency (our “ability to do”) and our ethical choices in the immediate past, now and in the future, is an important starting place for this evolutionary journey.